| 2013 |
| Asia Asset Management |
ETF Manager of the Year in Taiwan |
| Asia Asset Management |
CEO of the Year in Taiwan - Tsung-Sheng Liu |
| Asia Asset Management |
Most Innovative Product in Taiwan - Yuanta China Umbrella Fund: Yuanta China Balance Fund and Yuanta SSE50 ETF |
| Asia Asset Management |
Best New ETF in Taiwan - Yuanta SSE50 ETF |
| Corporate Govermance Asia |
Best CSR in Taiwan |
| Corporate Govermance Asia |
Best Investor Relations in Taiwan |
| Corporate Govermance Asia |
Best Investor Relations Professional in Taiwan - Allen Wu |
| 2012 |
| The Asset |
Gold Award for Corporate Governance, Social Responsibility and Investor Relations |
| The Asset |
Best Domestic Investment Bank - Taiwan |
| The Asset |
Best Brokerage House - Taiwan |
| The Asset |
Top Bank in the Secondary Market for Corporate Bonds, Taiwan |
| The Asset |
Top Bank Arranger - Quality and Number of Primary Government Bond Deals, Taiwan |
| The Asset |
Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan |
The Asset
|
Best Asset Management Company, Taiwan |
World Finance
|
Best Investment Management Company – Taiwan
|
Asiamoney
|
Best Local Brokerage in Taiwan
|
Asiamoney
|
Best Domestic Equity House in Taiwan
|
Asiamoney
|
Best Domestic Debt House in Taiwan
|
Euromoney
|
Best Investment Bank in Taiwan
|
FinanceAsia
|
Best Bond House in Taiwan
|
FinanceAsia
|
Best Broker in Taiwan
|
| FinanceAsia |
Best Investment Bank in Taiwan |
| Asia Investor |
Fund House of the Year |
| Common Wealth |
Most Admired Securities Company in Taiwan |
| Business Today |
Received 1st in Securities industry from "Brand Appeal for Business Professionals" survey |
| Wealth Magazine |
The Top Premium Brand Brokerage for High Net Worth Clientele |
| 2011 |
| The Asset |
Gold Corporate Award for Investor Relations |
| Business Today |
Received 1st in Securities industry from "Brand Appeal for Business Professionals" survey |
| The Asset |
Top Bank in the Secondary Market for Corporate Bonds, Taiwan |
| The Asset |
Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan |
| Asiamoney |
Best Local Brokerage in Taiwan |
| Asiamoney |
Best Domestic Equity House in Taiwan |
| FinanceAsia |
Best Broker in Taiwan |
| FinanceAsia |
Best Investment Bank in Taiwan |
| Common Wealth |
Most Admired Securities Company in Taiwan |
| 2010 |
| Asiamoney |
Best Local Brokerage in Taiwan |
| Asiamoney |
Best Domestic Equity House in Taiwan |
| Asiamoney |
Best Domestic Debt House in Taiwan |
| Asiamoney |
Most Improved Brokerage over the Last 12 Months |
| Asiamoney |
Most Independent Research Brokerage |
| Asiamoney |
Best in Sales Trading |
| Asiamoney |
Best Research Coverage–Small Caps |
| The Asset |
Best Warrants House in Taiwan |
| FinanceAsia |
Best Broker in Taiwan |
| Taiwan Academy of Banking and Finance |
Good Performance in Risk Management |
| Global Views Monthly |
From Services survey, ranked 5th within the
financial and banking sector |
| Business Today |
Ranked 3rd in "Financial Holding Performance
Appraisal", placing 1st in operational quality and 2nd in corporate
governance |
|
|
| 2009 |
| Asiamoney |
Best Local Brokerage in Taiwan |
| Asiamoney |
Best Local Brokerage in Taiwan 1990-2008 |
| FinanceAsia |
Best Broker in Taiwan |
| Management Magazine |
Ranked 1st in "Brand Appeal by Consumers" for
Services category |
| Business Today |
Received 1st in Securities industry from "Brand Appeal for Business Professionals" survey |
|
|
| 2008 |
| Asiamoney |
Best Local Brokerage in Taiwan |
| Asiamoney |
The Most Improved Brokerage over the last 12
months in Taiwan |
| FinanceAsia |
Best Broker in Taiwan |
| FinanceAsia |
Best Bond House in Taiwan |
| Business Today |
Received 1st in Securities industry from "Brand
Appeal for Business Professionals" survey |
|
|
| 2007 |
| Asiamoney |
Best Local Brokerage in Taiwan |
| Asiamoney |
Overall Best Company in Taiwan for Corporate
Governance |
| Asiamoney |
Best for Investor Relations in Taiwan |
| Asiamoney |
Best for Responsibilities of Management and the
Board of Directors in Taiwan |
| FinanceAsia |
Best Broker in Taiwan |
| Global Finance |
Best Investment Bank in Taiwan |
| Common Wealth |
Most Admired Securities Company in Taiwan |
| Golden Goblet Award |
The 9th Golden Goblet Award - Best Risk Management |
|
|
| 2006 |
| Asiamoney |
Best Domestic Equity House in Taiwan |
| The Asset |
Best Government Bond House《New Taiwan Dollar》 |
| The Asset |
Best Corporate Bond House《New Taiwan Dollar》 |
| FinanceAsia |
Best Broker in Taiwan |
| Global Finance |
Best Investment Bank in Taiwan |
| Superbrands International |
Superbrands in Taiwan |
|
|
| 2005 |
| Asiamoney |
Best Domestic Bond House in Taiwan |
| The Asset |
Top Reginal and Domestic
Brokerage House |
| FinanceAsia |
Best Broker in Taiwan |
| Common Wealth |
Most Admired Securities Company in Taiwan |
|
|
| 2004 |
| The Asset |
Best Debt House in Taiwan |
| FinanceAsia |
Best Broker in Taiwan |
| Breakthrough magazine |
Received 1st in Securities industry from "Brand
Appeal for Consumers" survey |
|
|
| 2003 |
| Asiamoney |
Best Local Brokerage House in Taiwan |
| The Asset |
Top Local Asian Brokerage House in Taiwan |
| Breakthrough magazine |
Received 1st in Securities industry from "Brand
Appeal for Consumers" survey |
|
|
| 2002 |
| Asiamoney |
Best Local Brokerage in Taiwan |
| Common Wealth |
Most Admired Securities Company in Taiwan |