Capital Formation

Year/Month Capital Received Notes Shares Amount Source of Capital 2011.01 8,102,610,736 81,026,107,360 Application for conversion of 1st domestic unsecured convertible bonds application to 505,050 shares of common stock 2008.12 8,102,105,686 81,021,056,860 Annulment of 250,938,000 shares of treasury stock from the 11th and 12th buybacks 2008.01 8,353,043,686 83,530,436,860 Application for conversion of overseas convertible corporate bonds to 40,929,210 shares of common stock 2007.04 8,312,114,476 83,121,144,760 Capital increase through issue of 5,150,352,883 new shares and swap with all shares of Yuanta Core Pacific Securities 2005.09 3,161,761,593 31,617,615,930 Capital increase of 155,317,133 shares out of earnings 2004.09 3,006,444,460 30,064,444,600 Capital increase of 40,000,000 shares out of additional paid-in capital and capital increase of 72,000,000 shares out of earnings 2003.08 2,894,444,460 28,944,444,600 Capital increase of 67,615,101 shares out of additional paid-in capital 2002.12 2,826,829,359 28,268,293,590 Annulment of a total of 113,000,000 shares of treasury stock from the 3rd, 4th, and 5th buybacks by Fuhwa Financial Holdings (renamed Yuanta Financial Holdings) 2002.09 2,939,829,359 29,398,293,590 Fuhwa Financial Holdings (renamed Yuanta Financial Holdings) simultaneously reduced capital by 24,648,383 shares in conjunction with the annulment by Fuhwa Securities (renamed Yuanta Securities) of shares held by dissenting shareholders 2002.08 2,964,477,742 29,644,777,420 873,477,742 new shares were issued for swapping 1,211,513,628 shares of common stock of Asia-Pacific Bank (renamed Yuanta Commercial Bank) 2002.02 2,091,000,000 20,910,000,000 1,470,000,000 shares of Fuhwa Securities Finance (renamed Yuanta Securities Finance) common stock and 621,000,000 shares of Fuhwa Securities (renamed Yuanta Securities) common stock were converted into shares of Fuhwa Financial Holdings (renamed Yuanta Financial Holdings)

2002.08 2002.09 2002.12 2003.08 2004.09 2005.09 2007.04 2008.01 2008.12 2011.01