May

May 17, 2012 Yuanta Financial Holdings issues a statement on media report that "Team Pro Securities will take the mode of transfer to Yuanta Securities". May 16, 2012 Yuanta Financial Holdings issues a statement with regard to media report that "YFH plans to acquire Manulife Taiwan" May 10, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Bank in exercising the rights and functions of the shareholders' meeting May 9, 2012 Yuanta Financial Holdings announces resolution of special shareholders' meeting of Yuanta Securities Investment Trust on 2011/12/28. (Change of Company's name in Chinese) May 7, 2012 Yuanta Financial Holdings announces the convening of a special shareholders' meeting by Yuanta Securities Investment Trust May 7, 2012 Yuanta Financial Holdings announces change of president supplement of Yuanta Securities Investment Trust May 7, 2012 Yuanta Financial Holdings announces change of acting spokesperson of Yuanta Securities Investment Trust May 7, 2012 Yuanta Financial Holdings announces change of spokesperson of Yuanta Securities Investment Trust May 4, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for April 2012 May 3, 2012 Yuanta Financial Holdings announces change of directors of Yuanta Bank May 3, 2012 Yuanta Financial Holdings will conduct a non-deal roadshow to the US from May 07 to 11, 2012 May 02, 2012 Yuanta Financial Holdings announces the appointment of directors of Yuanta Securities Asia Financial Services

April

Apl 26, 2012 Yuanta Financial Holdings announces change of director of Yuanta Futures(HK) Apl 26, 2012 Yuanta Financial Holdings announces change of Financial Officer of Yuanta Securities Apl 26, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release manager from non-competition restrictions Apl 26, 2012 Yuanta Financial Holdings announces board resolution of the shareholders' meeting of Yuanta Securities to release director from non-competition restrictions Apl 26, 2012 Yuanta Financial Holdings announced change of accounting officer of Yuanta Securities Investment Trust Co., Ltd. Apl 26, 2012 Yuanta Financial Holdings announced change of internal audit officer of Yuanta Securities Investment Trust Co., Ltd. Apl 25, 2012 Yuanta Financial Holdings announces resolution of the special shareholders' meeting of Yuanta Investment Consulting (to amend "Regulations of the Acquisition and Disposal of Assets") Apl 24, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities Finance in exercising the rights and functions of the shareholders' meeting Apl 24, 2012 Yuanta Financial Holdings and its subsidiaries announced the financial impact on the first-time adoption of IFRSs beginning on January 1, 2012. Apl 24, 2012 Yuanta Financial Holdings announces board resolution on 2011 dividends distribution Apl 18, 2012 Yuanta Financial Holdings has been reduced its capital due to the annulment of treasury stock from the 15th buyback Apl 16, 2012 Yuanta Financial Holdings announces the registration of capital reduction due to the retirement of certain treasury stocks Apl 16, 2012 Yuanta Financial Holdings announces board resolution of Polaris Investment Management (Cayman) Limited for capital increase and issuance of new shares Apl 12, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Securities, the Taipei High Administrative Court's decision regarding Polaris Securities' case on 2005 income tax. Apl 09, 2012 Yuanta Financial Holdings announced change of internal audit officer of Yuanta Securities Investment Trust Co., Ltd. Apl 09, 2012 Yuanta Financial Holdings announces change of general manager of Yuanta Securities Investment Trust Apl 09, 2012 Yuanta Financial Holdings announces the record date for 2011 dividend distribution of Yuanta Securities Investment Trust Co., Ltd. Apl 09, 2012 Yuanta Financial Holdings announces important resolution of the shareholders' meeting of Yuanta Securities Investment Trust Apl 05, 2012 Yuanta Financial Holdings announced the rationale of over 10% difference between preliminary income before tax and audited income before tax for year 2011. Apl 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for March 2012 Apl 02, 2012 Yuanta Financial Holdings corrects an announcement made on 2012/03/30 regarding name change of juristic person who appointed directors and supervisor of Paojiu Insurance Agency Apl 02, 2012 Yuanta Financial Holdings corrects an announcement made on 2012/03/30 regarding name change of juristic person who appointed directors and supervisor of Polaris Insurance Agency Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Polaris Securities (HK) to transfer business activities and assets to Yuanta Securities (HK) Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities (HK) to acquire business activities and assets from Polaris Securities (HK) Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities Asia Financial Services to integrate its Hong Kong subsidiaries Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to increase the capital of Yuanta Securities (HK) by YSAF Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to enable the integration of two HK subsidiaries

March

March 30, 2012 Yuanta Financial Holdings announces the name change of juristic person who appointed the board directors and supervisor of Paojiu Insurance Agency March 30, 2012 Yuanta Financial Holdings announces the name change of juristic person who appointed the board directors and supervisor of Polaris Insurance Agency March 30, 2012 Yuanta Financial Holdings announces name change of juristic person who appointed the directors and supervisors of Polaris International Securities Investment Trust March 30, 2012 Yuanta Financial Holdings announces change of directors of Yuanta Bank March 30, 2012 Yuanta Financial Holdings announces change of president of Yuanta Securities (HK) March 30, 2012 Yuanta Financial Holdings announces the resignation of board director of Yuanta Securities (HK) March 30, 2012 Yuanta Financial Holdings announces the re-election of the board of directors of Yuanta Securities Asia Financial Services March 30, 2012 Yuanta Financial Holdings announces the resolutions of the 2011 AGM by Yuanta Securities Asia Financial Services March 30, 2012 Yuanta Financial Holdings announces the convening of the 2011 AGM by Yuanta Securities Asia Financial Services March 30, 2012 Yuanta Financial Holdings announces change of board director of Yuanta Securities Asia Financial Services March 27, 2012 Yuanta Financial Holdings announces matters relating to the convening of the 2012 annual general shareholders' meeting March 27, 2012 Yuanta Financial Holdings announces board resolution of directors resolved to retire treasury stock and to reduce capital. March 27, 2012 Announcement of the resolution on the record date for 2011 dividends distribution of Yuanta Futures Co., Ltd. March 27, 2012 Yuanta Financial Holdings announces resolutions passed by the board of directors of Yuanta Futures in exercising the rights of the shareholders' meeting March 26, 2012 Announcement of the resolution on the record date for 2011 dividends distribution of Yuanta Investment Consulting March 26, 2012 Yuanta Financial Holdings announces board resolutions of Polaris Securities in exercising the rights and functions of the Shareholders' meeting. March 22, 2012 Yuanta Financial Holdings announces the record dates for dissolution of Polaris International Securities Investment Trust after the merger, last business and termination of business March 22, 2012 Yuanta Financial Holdings announces the record date for 2011 dividend distribution of Polaris Securities Investment Trust Co., Ltd. March 22, 2012 Yuanta Financial Holdings announces the dates of Yuanta Securities Investment Trust merger consummation, new shares issuance for capital increase, and opening of branches March 22, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Securities in exercising the rights and functions of the special shareholders' meeting March 22, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release manager from non-competition restrictions March 22, 2012 Announced by Yuanta Financial Holdings, on behalf of Yuanta Securities Company the board of directors' resolution on dividend distribution for 2011 March 21, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Investment Consulting in exercising the rights and functions of the shareholders' meeting March 21, 2012 Yuanta Financial Holdings announces change of directors and independent director of Yuanta Securities March 20, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Investment Consulting in exercising the rights and functions of the shareholders' meeting March 19, 2012 Yuanta Financial Holdings announces the resolution of Yuanta Asset Management on the record date for dividends March 19, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Asset Management in exercising the rights and functions of the shareholders' meeting March 19, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Asset Management to submit bids on NPLs March 19, 2012 Yuanta Financial Holdings announces change of director of Yuanta Securities March 19, 2012 Yuanta Financial Holdings announces board resolution of Yuanta International Insurance Broker on the distribution of 2011 earnings March 19, 2012 Yuanta Financial Holdings announces change of directors and supervisors of Yuanta Asset Management March 19, 2012 Yuanta Financial Holdings announces its attendance at the investors' forum March 15, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Bank the capitalization of 2011 dividends proposed by the board of Directors March 15, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Bank the resolution on distribution of earnings for Year 2011 made by Board of Directors March 15, 2012 Yuanta Financial Holdings announces the appointment of Board Director of Yuanta Securities (HK) March 15, 2012 Yuanta Financial Holdings issues a statement with regard to media report that “Yuanta Financial Holdings plans to acquire Ta Chong Bank March 14, 2012 Yuanta Financial Holdings announced board resolution on dividend distribution for 2011 of Yuanta Life Insurance Agent March 12, 2012 Yuanta Financial Holdings announces its attendance at the investors' forum. March 09, 2012 Yuanta Financial Holdings announces change of director of Yuanta Securities Investment Trust. March 09, 2012 Yuanta Financial Holdings announces the resignation of a director of Yuanta Asset Management. March 09, 2012 Announcement of affiliate company, Polaris Securities Co., Ltd., the Register & Transfer Agency Dept change address of business entity. March 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for February 2012 March 02, 2012 (For correction 2012/02/29 announcement)Announced on behalf of Polaris Securities regarding its Board Resolution approved for cash capital increase of Polaris Investment Management (Cayman) Limited. March 02, 2012 Yuanta Financial Holdings announces change of president of Yuanta Life Insurance March 02, 2012 Yuanta Financial Holdings announces amendment made by Polaris Securities Investment Trust to the agenda for the Company's 2012 shareholders' meeting March 01, 2012 Announced on behalf of Polaris Holdings (Cayman) regarding its Board Resolution approved for cash capital increase of Polaris Investment Management (Cayman) March 01, 2012 Yuanta Financial Holdings announces the resignation of board director of Paojiu Insurance Agency and that more than one third of its directors have changed

February

Feb 29, 2012 Announced on behalf of Polaris Securities regarding its Board Resolution approved for cash capital increase of Polaris Investment Management (Cayman) Limited. Feb 29, 2012 Announced by Yuanta Financial Holdings on behalf of Polaris Securities board of directors resolution about compensation of 2011 deficits Feb 29, 2012 Yuanta Financial Holdings announces board resolutions of Polaris Securities in exercising the rights and functions of the Shareholders' meeting Feb 29, 2012 Yuanta Financial Holdings announced board resolution on dividend distribution for 2011 of Yuanta Investment Consulting Feb 29, 2012 Yuanta Financial Holdings announces the capitalization of 2011 earnings of Yuanta Venture Capital Feb 29, 2012 Yuanta Financial Holdings announces board resolution on dividend distribution of earnings for 2011 of Yuanta Venture Capital Feb 29, 2012 Yuanta Financial Holdings announces the board resolution of dividend distribution of Yuanta Securities Finance. Feb 24, 2012 Yuanta Financial Holdings announces board resolutions of Paojiu Insurance Agency Co., Ltd. in exercising the rights and functions of the shareholders' meeting. Feb 24, 2012 Announced by Yuanta Financial Holdings, on behalf of Paojiu Insurance Agency Co., Ltd., the board meetings' resolution on loss off-setting of year 2011. Feb 24, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Paojiu Insurance Agency Co., Ltd. Feb 24, 2012 Yuanta Financial Holdings announces board resolutions of Polaris Insurance Agency Co., Ltd. in exercising the rights and functions of the shareholders' meeting. Feb 24, 2012 Announced by Yuanta Financial Holdings, on behalf of Polaris Insurance Agency Co., Ltd., the board meetings' resolution on accumulated deficit of year 2011. Feb 24, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Polaris Insurance Agency Co., Ltd. Feb 24, 2012 Yuanta Financial Holdings issues a statement with regard to media report that “Yuanta Financial Holdings plans to acquire Ta Chong Bank” Feb 24, 2012 Announcement the distribution of earnings for 2011by Yuanta Financial Holdings on behalf of Yuanta Futures Co., Ltd. Feb 24, 2012 Yuanta Financial Holdings announces the 15th Treasury Shares Repurchase Report. Feb 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release manager from non-competition restrictions Feb 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Asset Management on the capitalization of 2011 dividends Feb 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Asset Management on dividend distribution for 2011 Feb 20, 2012 Announcement the distribution of earnings for 2011 by Yuanta Securities Investment Trust. Feb 20, 2012 Yuanta Financial Holdings announces the convening of a shareholders' meeting by Yuanta Securities Investment Trust Feb 20, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Securities Investment Trust Feb 16, 2012 Yuanta Financial Holdings announces change of director of Yuanta Securities Finance Feb 10, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Securities, the Supreme Administrative Court's decision regarding Yuanta Core Pacific's case on 2005 corporate income tax. Feb 10, 2012 Yuanta Financial Holdings announces the convening of a shareholders' meeting by Polaris Securities Investment Trust Feb 10, 2012 Announcement the distribution of earnings for 2011 by Polaris International Securities Investment Trust Co., Ltd. Feb 06, 2012 Yuanta Financial Holdings announces change of president of Yuanta Life Insurance Agent Feb 06, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for January 2012 Feb 02, 2012 Yuanta Financial Holdings announces the change of Company's name of Yuanta Securities in Chinese Feb 01, 2012 Yuanta Financial Holdings announces the appointment of Board Director of Yuanta Securities (HK) Feb 01, 2012 Yuanta Financial Holdings announces the resignation of board director of Polaris Insurance Agency and that more than one third of its directors have changed

January

Jan 31, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Polaris International Securities investment Trust Co., Ltd. Jan 31, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release managers from non-competition restrictions Jan 31, 2012 Yuanta Financial Holdings announces board resolution of the shareholders' meeting of Yuanta Securities to release director from non-competition restrictions Jan 17, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Polaris Securities Co. Jan 17, 2012 Yuanta Financial Holdings announces the last business day and the date of termination of business of Polaris Securities Jan 17, 2012 Yuanta Financial Holdings announces the record date of the merger with Polaris Futures and dissolution of Yuanta Futures Jan 11, 2012 Yuanta Financial Holdings announces resolution of the special shareholders' meeting of Yuanta Life Insurance Agent (to amend the Articles of Incorporation) Jan 09, 2012 Yuanta Financial Holdings announces the business of equity settlement payments at each securities branches will not have any influence by the Yuanta bank of Hualien branch fire Jan 08, 2012 Yuanta Financial Holdings issues a statement for Yuanta bank Hualian branch caught fire on 8 January Jan 06, 2012 Yuanta Financial Holdings announces the record date of merger with Yuanta Securities and dissolution of Polaris Securities Jan 06, 2012 Yuanta Financial Holdings announces the dates of merger consummation, new shares issuance for capital increase, and opening of branches Jan 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for December 2011 Jan 02, 2012 Announcement regarding the status of use of funds obtained from capital reduction of NTD 3.8 billion by subsidiary company, Yuanta Securities Finance Company.