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Sep. 16, 2008

Current status of Yuanta Financial Holdings (formerly Fuhwa Financial Holdings) and its subsidiaries in holding equities and obligation-related products of Lehman Brothers, Merrill Lynch and AIG.
  1. Date of occurrence of the event: 2008/09/16
  2. Company name: Yuanta Financial Holdings(formerly Fuhwa Financial Holdings)
  3. Relationship to the Company (please enter ”head office” or ”affiliate company”):Head office
  4. Reciprocal shareholding ratios: N/A
  5. Cause of occurrence:
    1.Yuanta Financial Holdings (formerly Fuhwa Financial Holdings) and its subsidiaries do not hold equities and obligation-related financial products of Lehman Brothers and AIG.
    2.Yuanta Bank (formerly Fuhwa Bank) holds US$5 million worth of Range Accrual Note issued by Merrill Lynch.
  6. Countermeasures: None
  7. Any other matters that need to be specified: None

 



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