December

Dec. 28, 2012 The cumulative value of shares repurchased amounts more than NTD300 million. Dec. 28 2012 Yuanta Financial Holdings announces change of internal audit officer of Yuanta Life Insurance Agent Dec. 28, 2012 Yuanta Financial Holdings announces election of chairman of Yuanta Life Insurance Agent Dec. 27, 2012 Yuanta Financial Holdings announces the board resolution of Yuanta Securities Asia Financial Services in approving the submission of a Letter of Intent in acquisition to a major shareholder of the FSC Dec. 27, 2012 Yuanta Financial Holdings announces the board resolution of Yuanta Securities regarding its subsidiary, Yuanta Securities Asia Financial Services, in submitting a Letter of Intent in acquisition to a major shareholder of FSC Dec. 27, 2012 YYuanta Financial Holdings announces the new appointment of directors and supervisor of Yuanta Life Insurance Agent Dec. 27, 2012 Yuanta Financial Holdings announced the board resolution of Yuanta Securities regarding a donation to an interested party Dec. 27, 2012 Yuanta Securities Finance announces the board resolution that Yuanta Securities will approve the reduction Polaris Securities' (HK) share capital of by HKD 600 million Dec. 27, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Shanghai Commercial & Savings Bank's 4th Unsecured Sub. Financial Debentures Issue in 2012 Dec. 27, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of FIRST COMMERCAIL BANK's 2ND SUBORDINATE FINANCIAL DEBENTURES ISSUED IN 2012 Dec. 27, 2012 Yuanta Financial Holdings announced the board resolution of Yuanta Securities Investment Trust regarding the donation to an interested party Dec. 26, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Land Bank of Taiwan's 4th Subordinate Financial Debenture Issue in 2012 Dec. 26, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of TAIWAN POWER COMPANY's 6th UNSECURED CORPORATE BOND ISSUED IN 2012 Dec. 25, 2012 Yuanta Financial Holdings and its subsidiaries announces the financial impact from the first-time adoption of IFRSs for the nine-month period ended on September 30, 2012 Dec. 25, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Taiwan Cooperative Bank's 2nd Unsecured Sub. Financial Debentures Issue in 2012 Dec. 20, 2012 The cumulative value of shares repurchased amounts to more than NTD 300 million. Dec. 19, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of MLPC's 1st Unsecured Corporate Bonds Issued in 2012 Dec. 14, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Taishin Bank's 2nd Unsecured Subordinate Financial Debentures Issued in 2012 Dec. 07, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of FCFC's 2nd Unsecured Corporate Bonds Issue in 2012 Dec. 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for November 2012

November

Nov 30, 2012 Yuanta Financial Holdings announces on behalf of subsidiary, Yuanta Securities, the acquisition of TAIWAN POWER COMPANY's 5th UNSECURED CORPORATE BOND-A ISSUED IN 2012 Nov 30, 2012 Yuanta Financial Holdings announces the reappointment of a representative as juristic-person supervisor of Polaris Insurance Agency Nov 30, 2012 Yuanta Financial Holdings announces the reappointment of a representative as juristic-person supervisor of Paojiu Insurance Agency Nov 30, 2012 Yuanta Financial Holdings announces a change of Board Directors of Yuanta Securities (HK) Nov 29, 2012 To correct the announcement made on 11/27 regarding the maximum total amount shares that Yuanta Financial Holdings plan to buy back, it won't affect the price range and execution period. Nov 28, 2012 Yuanta Financial Holdings announces the resolutions of Yuanta Investment Consulting to exercise the rights and functions of the shareholder's meeting Nov 28, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of TAIWAN POWER COMPANY's 5th UNSECURED CORPORATE BOND-B ISSUE IN 2012 Nov 27, 2012 Yuanta Financial Holding's Board of Directors approves the plan to buy back shares from the open market Nov 26, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Far Eastern New Century Corp.'s 2nd Unsecured Corporate Bond issued in 2012 Nov 20, 2012 Yuanta Financial Holdings received an administrative sanction notice to take corrective actions administered by FSC regarding the disposal of real estate by its subsidiary company Nov 16, 2012 Yuanta Financial Holdings on behalf of Yuanta Securities to clarify news reports Nov 15, 2012 Yuanta Financial Holdings announces on behalf of subsidiary Yuanta Securities acquisition of Shanghai Commercial & Savings Bank 3rd Unsecured Sub Financial Debentures Issue in 2012 Nov 13, 2012 Yuanta Financial Holdings announces the resignation of supervisor of Polaris Insurance Agency Nov 13, 2012 Yuanta Financial Holdings announces the resignation of supervisor of Paojiu Insurance Agency Nov 13, 2012 YYuanta Financial Holdings announces on behalf of subsidiary Yuanta securities acquisition of Bank of Taichung 1ST Unsecured Subordinate Financial Debentures Issue in 2012 Nov 11, 2012 Yuanta Financial Holdings announces Yuanta Securities obtains partial of creditor rights of margin loans and stock loans agency from Yuanta Securities Finance. The transfer's monetary amount is NTD 728,323,681. Nov 11, 2012 Yuanta Financial Holdings announces the transfer of partial creditor rights of margin loans and stock loans agency from Yuanta Securities Finance to Yuanta Securities on 2012/11/11 is NTD 728,323,681. Nov 06, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Hua Nan Commercial Bank's 1st Subordinate Financial Debentures Issue in 2012 Nov 05, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of FPC's 3rd Unsecured Corporate Bonds Issue in 2012 Nov 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for October 2012

October

Oct 31, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of TAIWAN POWER COMPANY's 4th UNSECURED CORPORATE BOND ISSUE IN 2012 Oct 29, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Uni-President Enterprises Corp's 2ND Unsecured Corporate Bonds issue in 2012 Oct 25, 2012 Yuanta Financial Holdings announces the board resolution of Yuanta Securities approving the disposal of real estate by its subsidiary, Yuanta Securities (Hong Kong) Ltd. Oct 23, 2012 Yuanta Financial Holdings and its subsidiaries announced the financial impact on the first-time adoption of IFRSs for the six-month period ended June 30, 2012 Oct 22, 2012 Yuanta Financial Holdings announces the change of the internal audit officer for Yuanta Bank Oct 22, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities' acquisition of Land Bank of Taiwan's 3rd Subordinate Financial Debenture Issue in 2012 Oct 22, 2012 Yuanta Financial Holdings announces the resolutions of the EGM by Polaris Securities (HK) Limited ("PSHK") Oct 19, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Taishin Bank's 1st Unsecured Subordinate Financial Debentures Issue in 2012 Oct 19, 2012 Yuanta Financial Holdings' announcement in regards to the use of funds status from the capital reduction of NTD 12 billion by its subsidiary company, Yuanta Securities Oct 17, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Agricultural Bank of Taiwan's 1st Subordinate Financial Debentures Issue in 2012 Oct 12, 2012 Yuanta Financial Holdings announces the execution status of the Board resolution by Yuanta Securities to dispose its owned ordinary shares of Yuanta Futures Oct 12, 2012 Yuanta Financial Holdings announces the acquisition of 9.99% of Yuanta Futures common stock Oct 11, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Hon Hai Precision Industry Co., Ltd.'s 4th unsecured corporate bond issue in 2012 Oct 08, 2012 Yuanta Financial Holdings announces the execution status of the Board resolution of Yuanta Securities to dispose of its owned ordinary shares of Yuanta Futures Oct 08, 2012 Yuanta Financial Holdings announces the acquisition of 15.18% of Yuanta Futures common stock Oct 08, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for September 2012 Oct 04, 2012 Yuanta Financial Holdings announces the new appointment of directors and supervisor of Paojiu Insurance Agency Oct 03, 2012 Yuanta Financial Holdings announces the acquisition of new properties by Yuanta Asset Management through public auction held by the Court Oct 02, 2012 Yuanta Financial Holdings announces the status of the funds used from the NTD 12 billion capital reduction by its subsidiary company, Yuanta Securities

September

Sep 28, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities, the Supreme Administrative Court's decision regarding Polaris Securities' case on its 2004 corporate income tax. Sep 27, 2012 Yuanta Financial Holdings announces the resolution by Yuanta Bank's board of directors to inject NTD 27,000,000 to increase Yuanta Life Insurance Agent's capital funding Sep 26, 2012 Yuanta Financial Holdings announces the disposal of real estate by Yuanta Asset Management Sep 26, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities' acquisition of TSMC's 2nd Unsecured Corporate Bonds Issue in 2012 Sep 26, 2012 Yuanta Financial Holdings issues a statement on the media report stating "Taiwan Life Insurance will buy property from Yuanta; Yuanta Financial Holdings' annual profit will exceed NTD 10 billion" Sep 25, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary Yuanta Securities, the acquisition of First Commercial Bank's 1st subordinate financial debentures issue in 2012 Sep 21, 2012 Yuanta Financial Holdings announces the convening of the EGM by Polaris Securities (HK) Limited ("PSHK") Sep 21, 2012 Yuanta Financial Holdings announces a certified auditor change regarding its subsidiary, Polaris Securities (Hong Kong) Limited ("PSHK") Sep 21, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of CPC Corporation's 2nd Unsecured corporate Bonds-B Issue in 2012 Sep 20, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of CPC Corporation's 2nd Unsecured Corporate Bonds-C Issue in 2012 Sep 19, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of CPC Corporation's 2nd Unsecured Corporate Bonds-A Issue in 2012 Sep 18, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of SinoPac Bank's 1st Unsecured Subordinate Financial Debentures Issue in 2012 Sep 18, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities the completion of the capital reduction registration. Sep 12, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Formosa Plastic Corporation's 2nd Unsecured Corporate Bonds Issue in 2012 Sep 10, 2012 Yuanta Financial Holdings announces the new appointment of directors and supervisor of Polaris Insurance Agency Sep 07, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Nan Ya Plastics Corporation's 2nd Unsecured Corporate Bonds Issue in 2012 Sep 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for August 2012

August

Aug 31, 2012 Yuanta Financial Holdings announces a change of Board Directors of Yuanta Securities (HK) Aug 31, 2012 A supplement to Yuanta Financial Holdings' announcement on behalf of Yuanta Commercial Bank the private placement date of common shares for a capital injection. Aug 30, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Commercial Bank, the private placement date of common shares for capital injection. Aug 28, 2012 Yuanta Financial Holdings announces the acquisition of 25.17% of Yuanta Futures common stock Aug 28, 2012 To amend the original announcement made on 2012/5/22 regarding the issue price per share for the cash subscribed private placement of common stock issued by Yuanta Bank. Aug 28, 2012 To amend the original announcement made on 2012/5/22 regarding the issue price per share for the cash subscribed private placement of common stock issued by Yuanta Bank. Aug 28, 2012 Yuanta Financial Holdings and its subsidiaries announced the financial impact of the first-time adoption of International Financial Reporting Standards (IFRS) for the three-month period ended on March 31, 2012. Aug 27, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of ESUN Bank's 3rd Subordinate Financial Debentures Issue in 2012 Aug 23, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities, the board resolution to dispose of its owned ordinary shares of Yuanta Futures to Yuanta Financial Holdings Aug 23, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities, the resolution of the board of directors on the adjustment of the cash dividend ratio for 2011 Aug 23, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities, the resolution on the record date for dividends Aug 23, 2012 Yuanta Financial Holdings announces an important resolution to Yuanta Securities' shareholders' meeting Aug 23, 2012 Yuanta Financial Holdings announces the election result regarding the Chairman of Yuanta Securities Investment Consulting Aug 21, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities, the Supreme Administrative Court's decision regarding Polaris Securities' corporate income tax case in 2005. Aug 20, 2012 Supplement to Yuanta Financial Holdings' announcement on 7/26 regarding the disposal of real estate by Yuanta Asset Management Aug 20, 2012 Supplement to Yuanta Financial Holdings' announcement on 7/26 regarding the disposal of real estate by Yuanta Securities Co. Ltd. Aug 17, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Industrial Bank of Taiwan's 1st Subordinate Financial Debentures Issue in 2012 Aug 16, 2012 Yuanta Financial Holdings announces election of directors and supervisor of Yuanta Securities Investment Consulting Aug 16, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Taiwan Power Company's 3rd Unsecured Corporate Bond-A Issue in 2012 Aug 16, 2012 Yuanta Financial Holdings announces a change of its internal audit officer Aug 15, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary Yuanta Securities, the acquisition of Taiwan Power Company's 3rd Unsecured Corporate Bond-B Issue in 2012 Aug 15, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Fubon Financial Holding Co., Ltd.'s 1st Unsecured Corporate Bond issue in 2012 Aug 14, 2012 Yuanta Financial Holdings announces the resolution of the special shareholders' meeting held by Yuanta Securities Investment Trust to release directors from non-competition restrictions Aug 14, 2012 Yuanta Financial Holdings announces the resolutions of a special shareholders' meeting held by Yuanta Securities Investment Trust Aug 13, 2012 Yuanta Financial Holdings announces a change of directors of Yuanta Securities, resulting in one-third of the directors being changed Aug 13, 2012 Yuanta Financial Holdings announces the appointment of a new juristic director by Modern Investment Aug 13, 2012 Yuanta Financial Holdings announces the resignation of a director of Polaris Securities (HK) Aug 10, 2012 Yuanta Financial Holdings announces the completion of the capital amendment registration by Yuanta Securities Investment Trust Aug 10, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of China Steel Corporation’s 1st Unsecured Corporate Bonds-A issue in 2012 Aug 07, 2012 Yuanta Financial Holdings announces a change of the Accounting Officer for Yuanta Life Insurance Agency Aug 06, 2012 Yuanta Financial Holdings announces a change of the internal audit officer for Yuanta Bank Aug 06, 2012 Yuanta Financial Holdings announces the re-appointment of the board of directors of Polaris Securities (HK) Aug 06, 2012 Yuanta Financial Holdings announces the Resolution of the 2012 Annual Shareholders' Meeting by Polaris Securities (HK) Aug 06, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of Yuang Ding Investment Corporation's 1st Unsecured Corporate Bonds Issue in 2012 Aug 06, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for July 2012 Aug 03, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities, the record date of the capital reduction. Aug 03, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of China Steel Corporation's 1st Unsecured Corporate Bonds-B issue in 2012 Aug 03, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary, Yuanta Securities, the acquisition of TSMC's 1st Unsecured Corporate Bonds Issue in 2012

July

July 31, 2012 Yuanta Financial Holdings announces the board resolution of Polaris Securities' (HK) approval to the change in the Purchase Price of the business transfer to Yuanta Securities (HK) July 31, 2012 Yuanta Financial Holdings announces the board resolution of Yuanta Securities' (Hong Kong) approval to the change in the Purchase Price of the business transfer from Polaris Securities (Hong Kong) July 27, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary Yuanta securities, the acquisition of Formosa Petrochemical Corporation's 2nd Unsecured Corporate Bonds Issue in 2012 July 26, 2012 Yuanta Financial Holdings announces the board resolutions of Yuanta Securities in exercising the rights and functions of the shareholders' meeting. July 26, 2012 Yuanta Financial Holdings announces the shareholders' meeting resolution that Yuanta Securities Finance approves of the partial transfer of margin loan and stock loan creditor rights to Yuanta Securities. July 26, 2012 Yuanta Financial Holdings announces the shareholders’ meeting resolution that Yuanta Securities approves of the partial transfer of margin loan and stock loan agency creditor rights from Yuanta Securities Finance. July 26, 2012 Yuanta Financial Holdings announces the disposal of real estate by Yuanta Asset Management July 26, 2012 Yuanta Financial Holdings announces the disposal of real estate by Yuanta Securities Co. Ltd. July 26, 2012 Yuanta Financial Holdings announces the ex-dividend record date for the 2011 dividend distribution of Yuanta Securities Finance Co., Ltd. July 26, 2012 Yuanta Financial Holdings announces on behalf of its subsidiary Yuanta securities, the acquisition of Formosa Chemicals & Fibre Corporation's 1st Unsecured Corporate Bonds Issue in 2012 July 24, 2012 Yuanta Financial Holdings announces board resolution approving the disposal of real estates by Yuanta Securities and Yuanta Asset Management through "joint auction" July 24, 2012 Yuanta Financial Holdings announces change of its internal audit officer July 19, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Bank to establish Yuanta International Leasing (provisionally named) July 16, 2012 Yuanta Financial Holdings announces the capital reduction dates for Yuanta Securities Investment Trust. July 12, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities Investment Trust to manager from non-competition restrictions July 12, 2012 Yuanta Financial Holdings announces the convening of a special shareholders' meeting by Yuanta Securities Investment Trust July 05, 2012 Yuanta Financial Holdings announces the resignation of a member of the Audit Committee July 05, 2012 Yuanta Financial Holdings announces the resignation of an independent director July 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for June 2012 July 04, 2012 Yuanta Financial Holdings issues a statement with regard to a media report that "Yuanta Financial Holdings will soon acquire Manulife Taiwan" July 04, 2012 Yuanta Financial Holdings announces on behalf of subsidiary Yuanta Securities acquisition of Nan Ya Plastics Corporation 1st Unsecured Corporate Bonds Issue in 2012 July 03, 2012 Yuanta Financial Holdings announces the re-appointment of the board of directors of Polaris Securities (HK) July 02, 2012 Yuanta Financial Holdings announces change of president of Paojiu Insurance Agency July 02, 2012 Yuanta Financial Holdings announces change of president of Polaris Insurance Agency July 02, 2012 Yuanta Financial Holdings announces change of chairman of Paojiu Insurance Agency July 02, 2012 YYuanta Financial Holdings announces change of chairman of Polaris Insurance Agency

June

June 29, 2012 Yuanta Financial Holdings announces change of director of Paojiu Insurance Agency June 29, 2012 Yuanta Financial Holdings announces change of director of Polaris Insurance Agency June 29, 2012 Yuanta Financial Holdings announces board resolution of YSHK approving the signing of the "Amendment to Business Transfer Agreement" with PSHK June 29, 2012 Yuanta Financial Holdings announces board resolution of YSHK approving the signing of the "Amendment to Business Transfer Agreement" with PSHK June 29, 2012 Yuanta Financial Holdings announces board resolution of YSAF approving the signing of the "Amendment to Business Transfer Agreement" between YSHK and PSHK June 29, 2012 Yuanta Financial Holdings announces the Change of President of Yuanta Securities (HK) June 28, 2012 Yuanta Financial Holdings announces the Board resolution of Yuanta Securities to dispose its owned ordinary shares of Yuanta Securities Investment Trust to Yuanta Financial Holdings June 28, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release managers from non-competition restrictions June 28, 2012 Yuanta Financial Holdings announces board resolution of the shareholders' meeting of Yuanta Securities to release director from non-competition restrictions June 27, 2012 Yuanta Financial Holdings announces the resolutions of the 2012 AGM by Yuanta Securities (HK) June 27, 2012 Yuanta Financial Holdings announces the re-election of the board of directors of Yuanta Securities (HK) June 26, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Securities Finance in exercising the rights and functions of the shareholders' meeting June 26, 2012 Yuanta Financial Holdings announces the cash acquisition of all Yuanta Securities Investment Trust common stock owned by Yuanta Securities June 26, 2012 To adjust the conversion price of the first domestic convertible bond. June 26, 2012 Yuanta Financial Holdings announces the record date of 2011 for common share dividend. June 26, 2012 Yuanta Financial Holdings announces the convening of the 2012 AGM by Yuanta Securities (HK) June 26, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities (HK) to increase in authorized share capital June 26, 2012 Yuanta Financial Holdings announces the board resolution of increase in authorized share capital of Yuanta Securities (HK) by Yuanta Securities Asia Financial Services Limited June 25, 2012 Yuanta Financial Holdings announces the use of funds and its projected effectiveness from the capital reduction of NTD 12 billion by its subsidiary company, Yuanta Securities. June 22, 2012 Yuanta Financial Holdings announces the resolution on the record date of issuing new shares for its subsidiary, Yuanta Commercial Bank June 21, 2012 Yuanta Financial Holdings announces resolutions of the 2012 shareholders' meeting June 19, 2012 Yuanta Financial Holdings announces the board resolution of Yuanta Securities to acquire the businesses, assets, and real estates of Team Pro Securities. June 19, 2012 Yuanta Financial Holdings announces resolution of the shareholders' meeting of Yuanta Life Insurance Agent June 19, 2012 Yuanta Financial Holdings announces resolutions of the shareholders' meeting of Yuanta Life Insurance Agent June 18, 2012 Yuanta Financial Holdings issues a statement on media report that Yuanta Securities in order to merge Team Pro Securities will propose the case in the board of directors tomorrow. June 18, 2012 Yuanta Financial Holdings announces resolutions of the shareholders' meeting of Yuanta Property Insurance Agent June 18, 2012 Yuanta Financial Holdings announces resolutions of the shareholders' meeting of Yuanta Property Insurance Agent June 15, 2012 Yuanta Financial Holdings announces change of supervisor of Yuanta Securities Investment Consulting June 14, 2012 Yuanta Financial Holdings announces the record date for 2011 dividend distribution of Yuanta International Insurance Brokers Co., Ltd. June 14, 2012 Yuanta Financial Holdings' announcement of Yuanta International Insurance Brokers co., Ltd. June 14, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities Investment Trust approves capital reduction of NT$462,310. June 13, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Venture Capital in exercising the rights and functions of the special shareholders' meeting. June 12, 2012 Yuanta Financial Holdings announces the appointment of Board Director of Yuanta Securities (HK) June 06, 2012 Yuanta Financial Holdings announces the resolution of Yuanta Venture Capital on the record date for dividends June 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for May 2012

May

May 31, 2012 Yuanta Financial Holdings announces the appointment of Board Director of Yuanta Securities (HK) May 30, 2012 Yuanta Financial Holdings announces on behalf of subsidiary, Yuanta Securities Co., Ltd. regarding the funds lending of its subsidiary Yuanta Securities Asia Financial Services Limited May 29, 2012 Yuanta Financial Holdings announces election results for chairman and vice chairman of Yuanta Securities Investment Trust . May 29, 2012 Yuanta Financial Holdings announces resolution of special shareholders' meeting of Yuanta Securities Investment Trust . May 29, 2012 Yuanta Financial Holdings announces change of supervisors of Yuanta Securities Investment Trust May 29, 2012 Yuanta Financial Holdings announces change of directors of Yuanta Securities Investment Trust May 29, 2012 Yuanta Financial Holdings announces the resolution of Yuanta Venture Capital on the record date for dividends May 29, 2012 Yuanta Financial Holdings announces resolutions of the shareholders' meeting of Yuanta Venture Capital May 29, 2012 Yuanta Financial Holdings announces board resolution of Yuanta VC to release managers from non-competition restrictions May 29, 2012 Yuanta Financial Holdings announces board resolution of the shareholders' meeting of Yuanta VC to release directors from non-competition restrictions May 25, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Securities, the Taipei High Administrative Court's decision regarding Polaris Securities' case on 2004 income tax. May 25, 2012 Yuanta Financial Holdings issues a statement with regard to media report that "Yuanta Financial Holdings terminated the discussion of merger with Ta Chong Bank" May 24, 2012 Yuanta Financial Holdings announces resolutions of the special shareholders' meeting of Yuanta Bank May 24, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Commercial Bank the resolution on the private placement of common shares by the board of directors May 24, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Securities in exercising the rights and functions of the shareholders' meeting May 24, 2012 Yuanta Financial Holdings announces on behalf of Yuanta Securities regarding to creditors of Yuanta Securities upon capital reduction. May 24, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities in exercising the authority of its shareholders' meeting to reduce NT$12 billion of capital May 24, 2012 Yuanta Financial Holdings announces the resolution of the EGM by Yuanta Securities (HK) May 24, 2012 Yuanta Financial Holdings announces the convening of an EGM by Yuanta Securities (HK) May 24, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities (HK) May 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to reduce NTD 12 billions of capital May 22, 2012 Yuanta Financial Holdings announces that cash subscribed private placement of common stock issued by its subsidiary, Yuanta Commercial Bank. May 22, 2012 Yuanta Financial Holdings announces that cash subscribed private placement of common stock issued by its subsidiary, Yuanta Commercial Bank May 18, 2012 Yuanta Financial Holdings issues a statement with regard to media report that "YFH will marry Ta Chong Bank" May 17, 2012 Yuanta Financial Holdings issues a statement on media report that "Team Pro Securities will take the mode of transfer to Yuanta Securities". May 16, 2012 Yuanta Financial Holdings issues a statement with regard to media report that "YFH plans to acquire Manulife Taiwan" May 10, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Bank in exercising the rights and functions of the shareholders' meeting May 9, 2012 Yuanta Financial Holdings announces resolution of special shareholders' meeting of Yuanta Securities Investment Trust on 2011/12/28. (Change of Company's name in Chinese) May 7, 2012 Yuanta Financial Holdings announces the convening of a special shareholders' meeting by Yuanta Securities Investment Trust May 7, 2012 Yuanta Financial Holdings announces change of president supplement of Yuanta Securities Investment Trust May 7, 2012 Yuanta Financial Holdings announces change of acting spokesperson of Yuanta Securities Investment Trust May 7, 2012 Yuanta Financial Holdings announces change of spokesperson of Yuanta Securities Investment Trust May 4, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for April 2012 May 3, 2012 Yuanta Financial Holdings announces change of directors of Yuanta Bank May 3, 2012 Yuanta Financial Holdings will conduct a non-deal roadshow to the US from May 07 to 11, 2012 May 02, 2012 Yuanta Financial Holdings announces the appointment of directors of Yuanta Securities Asia Financial Services

April

Apl 26, 2012 Yuanta Financial Holdings announces change of director of Yuanta Futures(HK) Apl 26, 2012 Yuanta Financial Holdings announces change of Financial Officer of Yuanta Securities Apl 26, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release manager from non-competition restrictions Apl 26, 2012 Yuanta Financial Holdings announces board resolution of the shareholders' meeting of Yuanta Securities to release director from non-competition restrictions Apl 26, 2012 Yuanta Financial Holdings announced change of accounting officer of Yuanta Securities Investment Trust Co., Ltd. Apl 26, 2012 Yuanta Financial Holdings announced change of internal audit officer of Yuanta Securities Investment Trust Co., Ltd. Apl 25, 2012 Yuanta Financial Holdings announces resolution of the special shareholders' meeting of Yuanta Investment Consulting (to amend "Regulations of the Acquisition and Disposal of Assets") Apl 24, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities Finance in exercising the rights and functions of the shareholders' meeting Apl 24, 2012 Yuanta Financial Holdings and its subsidiaries announced the financial impact on the first-time adoption of IFRSs beginning on January 1, 2012. Apl 24, 2012 Yuanta Financial Holdings announces board resolution on 2011 dividends distribution Apl 18, 2012 Yuanta Financial Holdings has been reduced its capital due to the annulment of treasury stock from the 15th buyback Apl 16, 2012 Yuanta Financial Holdings announces the registration of capital reduction due to the retirement of certain treasury stocks Apl 16, 2012 Yuanta Financial Holdings announces board resolution of Polaris Investment Management (Cayman) Limited for capital increase and issuance of new shares Apl 12, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Securities, the Taipei High Administrative Court's decision regarding Polaris Securities' case on 2005 income tax. Apl 09, 2012 Yuanta Financial Holdings announced change of internal audit officer of Yuanta Securities Investment Trust Co., Ltd. Apl 09, 2012 Yuanta Financial Holdings announces change of general manager of Yuanta Securities Investment Trust Apl 09, 2012 Yuanta Financial Holdings announces the record date for 2011 dividend distribution of Yuanta Securities Investment Trust Co., Ltd. Apl 09, 2012 Yuanta Financial Holdings announces important resolution of the shareholders' meeting of Yuanta Securities Investment Trust Apl 05, 2012 Yuanta Financial Holdings announced the rationale of over 10% difference between preliminary income before tax and audited income before tax for year 2011. Apl 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for March 2012 Apl 02, 2012 Yuanta Financial Holdings corrects an announcement made on 2012/03/30 regarding name change of juristic person who appointed directors and supervisor of Paojiu Insurance Agency Apl 02, 2012 Yuanta Financial Holdings corrects an announcement made on 2012/03/30 regarding name change of juristic person who appointed directors and supervisor of Polaris Insurance Agency Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Polaris Securities (HK) to transfer business activities and assets to Yuanta Securities (HK) Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities (HK) to acquire business activities and assets from Polaris Securities (HK) Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities Asia Financial Services to integrate its Hong Kong subsidiaries Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to increase the capital of Yuanta Securities (HK) by YSAF Apl 02, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to enable the integration of two HK subsidiaries

March

March 30, 2012 Yuanta Financial Holdings announces the name change of juristic person who appointed the board directors and supervisor of Paojiu Insurance Agency March 30, 2012 Yuanta Financial Holdings announces the name change of juristic person who appointed the board directors and supervisor of Polaris Insurance Agency March 30, 2012 Yuanta Financial Holdings announces name change of juristic person who appointed the directors and supervisors of Polaris International Securities Investment Trust March 30, 2012 Yuanta Financial Holdings announces change of directors of Yuanta Bank March 30, 2012 Yuanta Financial Holdings announces change of president of Yuanta Securities (HK) March 30, 2012 Yuanta Financial Holdings announces the resignation of board director of Yuanta Securities (HK) March 30, 2012 Yuanta Financial Holdings announces the re-election of the board of directors of Yuanta Securities Asia Financial Services March 30, 2012 Yuanta Financial Holdings announces the resolutions of the 2011 AGM by Yuanta Securities Asia Financial Services March 30, 2012 Yuanta Financial Holdings announces the convening of the 2011 AGM by Yuanta Securities Asia Financial Services March 30, 2012 Yuanta Financial Holdings announces change of board director of Yuanta Securities Asia Financial Services March 27, 2012 Yuanta Financial Holdings announces matters relating to the convening of the 2012 annual general shareholders' meeting March 27, 2012 Yuanta Financial Holdings announces board resolution of directors resolved to retire treasury stock and to reduce capital. March 27, 2012 Announcement of the resolution on the record date for 2011 dividends distribution of Yuanta Futures Co., Ltd. March 27, 2012 Yuanta Financial Holdings announces resolutions passed by the board of directors of Yuanta Futures in exercising the rights of the shareholders' meeting March 26, 2012 Announcement of the resolution on the record date for 2011 dividends distribution of Yuanta Investment Consulting March 26, 2012 Yuanta Financial Holdings announces board resolutions of Polaris Securities in exercising the rights and functions of the Shareholders' meeting. March 22, 2012 Yuanta Financial Holdings announces the record dates for dissolution of Polaris International Securities Investment Trust after the merger, last business and termination of business March 22, 2012 Yuanta Financial Holdings announces the record date for 2011 dividend distribution of Polaris Securities Investment Trust Co., Ltd. March 22, 2012 Yuanta Financial Holdings announces the dates of Yuanta Securities Investment Trust merger consummation, new shares issuance for capital increase, and opening of branches March 22, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Securities in exercising the rights and functions of the special shareholders' meeting March 22, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release manager from non-competition restrictions March 22, 2012 Announced by Yuanta Financial Holdings, on behalf of Yuanta Securities Company the board of directors' resolution on dividend distribution for 2011 March 21, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Investment Consulting in exercising the rights and functions of the shareholders' meeting March 21, 2012 Yuanta Financial Holdings announces change of directors and independent director of Yuanta Securities March 20, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Investment Consulting in exercising the rights and functions of the shareholders' meeting March 19, 2012 Yuanta Financial Holdings announces the resolution of Yuanta Asset Management on the record date for dividends March 19, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Asset Management in exercising the rights and functions of the shareholders' meeting March 19, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Asset Management to submit bids on NPLs March 19, 2012 Yuanta Financial Holdings announces change of director of Yuanta Securities March 19, 2012 Yuanta Financial Holdings announces board resolution of Yuanta International Insurance Broker on the distribution of 2011 earnings March 19, 2012 Yuanta Financial Holdings announces change of directors and supervisors of Yuanta Asset Management March 19, 2012 Yuanta Financial Holdings announces its attendance at the investors' forum March 15, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Bank the capitalization of 2011 dividends proposed by the board of Directors March 15, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Bank the resolution on distribution of earnings for Year 2011 made by Board of Directors March 15, 2012 Yuanta Financial Holdings announces the appointment of Board Director of Yuanta Securities (HK) March 15, 2012 Yuanta Financial Holdings issues a statement with regard to media report that “Yuanta Financial Holdings plans to acquire Ta Chong Bank March 14, 2012 Yuanta Financial Holdings announced board resolution on dividend distribution for 2011 of Yuanta Life Insurance Agent March 12, 2012 Yuanta Financial Holdings announces its attendance at the investors' forum. March 09, 2012 Yuanta Financial Holdings announces change of director of Yuanta Securities Investment Trust. March 09, 2012 Yuanta Financial Holdings announces the resignation of a director of Yuanta Asset Management. March 09, 2012 Announcement of affiliate company, Polaris Securities Co., Ltd., the Register & Transfer Agency Dept change address of business entity. March 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for February 2012 March 02, 2012 (For correction 2012/02/29 announcement)Announced on behalf of Polaris Securities regarding its Board Resolution approved for cash capital increase of Polaris Investment Management (Cayman) Limited. March 02, 2012 Yuanta Financial Holdings announces change of president of Yuanta Life Insurance March 02, 2012 Yuanta Financial Holdings announces amendment made by Polaris Securities Investment Trust to the agenda for the Company's 2012 shareholders' meeting March 01, 2012 Announced on behalf of Polaris Holdings (Cayman) regarding its Board Resolution approved for cash capital increase of Polaris Investment Management (Cayman) March 01, 2012 Yuanta Financial Holdings announces the resignation of board director of Paojiu Insurance Agency and that more than one third of its directors have changed

February

Feb 29, 2012 Announced on behalf of Polaris Securities regarding its Board Resolution approved for cash capital increase of Polaris Investment Management (Cayman) Limited. Feb 29, 2012 Announced by Yuanta Financial Holdings on behalf of Polaris Securities board of directors resolution about compensation of 2011 deficits Feb 29, 2012 Yuanta Financial Holdings announces board resolutions of Polaris Securities in exercising the rights and functions of the Shareholders' meeting Feb 29, 2012 Yuanta Financial Holdings announced board resolution on dividend distribution for 2011 of Yuanta Investment Consulting Feb 29, 2012 Yuanta Financial Holdings announces the capitalization of 2011 earnings of Yuanta Venture Capital Feb 29, 2012 Yuanta Financial Holdings announces board resolution on dividend distribution of earnings for 2011 of Yuanta Venture Capital Feb 29, 2012 Yuanta Financial Holdings announces the board resolution of dividend distribution of Yuanta Securities Finance. Feb 24, 2012 Yuanta Financial Holdings announces board resolutions of Paojiu Insurance Agency Co., Ltd. in exercising the rights and functions of the shareholders' meeting. Feb 24, 2012 Announced by Yuanta Financial Holdings, on behalf of Paojiu Insurance Agency Co., Ltd., the board meetings' resolution on loss off-setting of year 2011. Feb 24, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Paojiu Insurance Agency Co., Ltd. Feb 24, 2012 Yuanta Financial Holdings announces board resolutions of Polaris Insurance Agency Co., Ltd. in exercising the rights and functions of the shareholders' meeting. Feb 24, 2012 Announced by Yuanta Financial Holdings, on behalf of Polaris Insurance Agency Co., Ltd., the board meetings' resolution on accumulated deficit of year 2011. Feb 24, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Polaris Insurance Agency Co., Ltd. Feb 24, 2012 Yuanta Financial Holdings issues a statement with regard to media report that “Yuanta Financial Holdings plans to acquire Ta Chong Bank” Feb 24, 2012 Announcement the distribution of earnings for 2011by Yuanta Financial Holdings on behalf of Yuanta Futures Co., Ltd. Feb 24, 2012 Yuanta Financial Holdings announces the 15th Treasury Shares Repurchase Report. Feb 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release manager from non-competition restrictions Feb 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Asset Management on the capitalization of 2011 dividends Feb 23, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Asset Management on dividend distribution for 2011 Feb 20, 2012 Announcement the distribution of earnings for 2011 by Yuanta Securities Investment Trust. Feb 20, 2012 Yuanta Financial Holdings announces the convening of a shareholders' meeting by Yuanta Securities Investment Trust Feb 20, 2012 Yuanta Financial Holdings announces board resolutions of Yuanta Securities Investment Trust Feb 16, 2012 Yuanta Financial Holdings announces change of director of Yuanta Securities Finance Feb 10, 2012 Announced by Yuanta Financial Holdings on behalf of Yuanta Securities, the Supreme Administrative Court's decision regarding Yuanta Core Pacific's case on 2005 corporate income tax. Feb 10, 2012 Yuanta Financial Holdings announces the convening of a shareholders' meeting by Polaris Securities Investment Trust Feb 10, 2012 Announcement the distribution of earnings for 2011 by Polaris International Securities Investment Trust Co., Ltd. Feb 06, 2012 Yuanta Financial Holdings announces change of president of Yuanta Life Insurance Agent Feb 06, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for January 2012 Feb 02, 2012 Yuanta Financial Holdings announces the change of Company's name of Yuanta Securities in Chinese Feb 01, 2012 Yuanta Financial Holdings announces the appointment of Board Director of Yuanta Securities (HK) Feb 01, 2012 Yuanta Financial Holdings announces the resignation of board director of Polaris Insurance Agency and that more than one third of its directors have changed

January

Jan 31, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Polaris International Securities investment Trust Co., Ltd. Jan 31, 2012 Yuanta Financial Holdings announces board resolution of Yuanta Securities to release managers from non-competition restrictions Jan 31, 2012 Yuanta Financial Holdings announces board resolution of the shareholders' meeting of Yuanta Securities to release director from non-competition restrictions Jan 17, 2012 An announcement of Yuanta Financial Holdings for the change of reporting accountant of its subsidiary, Polaris Securities Co. Jan 17, 2012 Yuanta Financial Holdings announces the last business day and the date of termination of business of Polaris Securities Jan 17, 2012 Yuanta Financial Holdings announces the record date of the merger with Polaris Futures and dissolution of Yuanta Futures Jan 11, 2012 Yuanta Financial Holdings announces resolution of the special shareholders' meeting of Yuanta Life Insurance Agent (to amend the Articles of Incorporation) Jan 09, 2012 Yuanta Financial Holdings announces the business of equity settlement payments at each securities branches will not have any influence by the Yuanta bank of Hualien branch fire Jan 08, 2012 Yuanta Financial Holdings issues a statement for Yuanta bank Hualian branch caught fire on 8 January Jan 06, 2012 Yuanta Financial Holdings announces the record date of merger with Yuanta Securities and dissolution of Polaris Securities Jan 06, 2012 Yuanta Financial Holdings announces the dates of merger consummation, new shares issuance for capital increase, and opening of branches Jan 05, 2012 Announcement of Yuanta Financial Holding Company's un-audited net income for December 2011 Jan 02, 2012 Announcement regarding the status of use of funds obtained from capital reduction of NTD 3.8 billion by subsidiary company, Yuanta Securities Finance Company.