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January 06, 2012

Yuanta Financial Holdings announces the record date of merger with Yuanta Securities and dissolution of Polaris Securities
  1. Date of occurrence of the event:2012/01/06
  2. Company name: Polaris Securities
  3. Relationship to the Company (please enter "head office" or "affiliate company"):Affiliate company
  4. Reciprocal shareholding ratios:100%
  5. Cause of occurrence:
    (1) With regard to the merger case with Yuanta Securities, the FSC has approved the merger with Yuanta Securities and dissolution of Polaris Securities on 2011/12/12 (the letter reference No.1000052340) and 2011/12/15 (the letter reference No.1000057657).
    (2) Polaris Securities sets the record date of merger and dissolution to be on 2012/04/01.
  6. Countermeasures: None
  7. Any other matters that need to be specified: None


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