元大金控元大金控 元大金控元大金控 元大金控元大金控

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獎項殊榮 奖项殊荣 Awards
得獎年度 得奖年度 Year
2019
  • Yuanta FHC
    RobecoSAM The Sustainability Yearbook
    • Industry Mover－Diversified Financial Services and Capital Markets
    Corporate Governance Asia
    • Asia's Best CEO (Investor Relations) – President Tony Shen
    • Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai
    • Best Investor Relations Company (Taiwan)
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies and Top 11% to 20% of TWSE－or TPEx－Listed Companies in the financial industry
  • Yuanta Securities
    Business Next
    • Future Commerce Awards：Mr. Investor APP－ Best Product Innovation Bronze Award
    Wealth Magazine
    • Wealth Management Awards：Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Finance, Best Wealth Value Added, Best Print Marketing
  • Yuanta Bank
    Wealth Magazine
    • Wealth Management Evaluation Awards：Best Services, Best Wealth Value Added, Best Print Marketing
2018
  • Yuanta FHC
    The Asset
    • Platinum Award for Excellence in Governance, CSR, Investor Relations Benchmarking
    Corporate Governance Asia
    • Asiaʼs Best CEO (Investor Relations) - President Tony Shen
    • Best Investor Relations Company in Taiwan
    Taiwan CG Association
    • CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 6% to 20% of TWSE-Listed Companies
    Wealth Magazine
    • Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
    FTSE Russell
    • Selected for inclusion on FTSE Russell's FTSE4Good Emerging Index, Selected as FTSE4Good TIP Taiwan ESG Index constituent
  • Yuanta Securities
    The Asset
    • Best Equity ETF Participating Dealer
    • Best Equity ETF Market Maker
    • Best ETF Broker
    • Best Equity Derivatives House
    • Best Structured Investment Products – NTD Denominated 300% Participation Fund-Linked Non-Principal Protected Product
    • Top Bank Arrangers, Investors' Choices for Government Primary Issues, Taiwan
    • Top Bank Arrangers, Investors' Choices for Corporate Primary Issues, Taiwan
    • Top Bank in Corporate Bonds, Taiwan
    • Top Bank in Government Bonds, Taiwan
    • Top Sellside firms in research, Taiwan
    • No. 1 for Best Individuals in Sales - Jay Hsu
    • Best Corporate and Institutional Adviser－Taiwan (Domestic)
    • Best Equity Adviser－Taiwan(Domestic)
    • Best Bond Adviser (NT Dollar)－Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    Asiamoney
    • Best Corporate & Investment Bank in Taiwan
    • Best Local Brokerage in Taiwan
    • Best for overall country research in Taiwan
    • Best overall sales services in Taiwan
    • Best Securities House in Taiwan
    Min. of Economic Affairs
    • Digital Content Product Award：Best Product －Yuanta Video Robot Account Opening
    • Digital Content Product Award：2018 Best Product －Mr. Investor APP
    Taiwan CG Association
    • CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • No. 1 for Increase in Electronic Order Placement Volume Award, No. 1 in API Promotion Award
    • Best Stock Underwriter for the Mainboard
    • No. 1 for Warrant Issuance Volume Award ,No. 1 for Warrant Trading Volume Award and No. 1 for Warrant Value Award
    Taiwan Futures Exchange
    • The 4th Futures Trading Diamond Awards: Diamond Award for Introducing Broker Trading Volume, Diamond Award for Futures Proprietary Trading Volume, Diamond Award for the performance of FX products market maker – Futures Proprietary Merchant, Diamond Award of futures trading volume growth - IB
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Wealth Management
    • Consumer Financial Brand Award: Best Broker Brand Image, Best Brokerage Services
    Business Today
    • Best Brand Award：Best Securities Firm
    • 2018 Best Wealth Management Award of Banks and Securities: Best Wealth Management in Securities Sector, Security of the year, Best Product, Best Investment Advisory Team, Best Wealth Value Added, Most Trusted Security, Best Information Technology Service, Best Digital Innovation.
    Excellence Magazine
    • 2018 Excellence Magazine Securities Evaluation: Best Brand Image Prize, Best Warrant Prize
    Taipei Exchange
    • No. 1 for Warrant Issuance Volume and Trading Volume Award
    • No. 1 for Best Underwriter for Taipei Exchange and Emerging Stock Market
    Commercial Times
    • Taiwan Warrant King Challenge：Best Profit Maker Award
    • Taiwan Warrant King Challenge：Best Warrant Promotion Award (Area: Neihu/Donglu/Dongtai)
    Economy Daily News
    • Warrant Competition：Best Trading Performance Award
    • Warrant Competition：Best Warrant Promotion Award (Area: Neihu/Donglu/Dali)
  • Yuanta Bank
    The Asset
    • Best Syndicated Loan, Lao for BCEL USD148 million syndicated term loan facility in which Yuanta Bank has acted as lead arranger.
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Services, Best Professional Team, Best Charity Promotion
    Taiwan CG Association
    • CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
    Business Today
    • Best Information Services Award
    • Best Product Award
  • Yuanta Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    Gold Diamond Awards
    • Best Three Year Value Fund – Yuanta Buffet Fund
    Smart Taiwan Fund
    • Index Equity Fund Award (Securities Leveraged or Inverse ETF) - Yuanta/P-shares Taiwan Top 50 ETF
    • Index Equity Fund Award (Domestic Standard ETF) - Yuanta Daily Taiwan 50 Bear -1X ETF
2017
  • Yuanta FHC
    FTSE Russell
    • Selected for inclusion on FTSE Russell's FTSE4Good Emerging Index
    The Asset
    • Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    Wealth Magazine
    • Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
  • Yuanta Securities
    The Asset
    • Best Corporate and Institutional Bank in Taiwan
    • Best Equity Adviser Taiwan
    • Best Bond Adviser in Taiwan (NT Dollar)
    • Best Equity ETF Participating Dealer in Taiwan
    • Best Equity ETF Market Maker in Taiwan
    • Best Equity ETF Broker in Taiwan
    • Best Equity Derivatives House in Taiwan
    • No. 2 for Top Banks in Government Bonds, Taiwan
    • No. 3 for Top Banks in Corporate Bonds, Taiwan
    • Top Bank Arrangers, Investors' Choice for Government Primary Issues, Taiwan
    • No. 1 for Best Individuals in Sales - Jay Hsu
    Asiamoney
    • Best Securities House in Taiwan
    • Best Corporate and Investment Bank in Taiwan
    • Best Local Brokerage in Taiwan
    • Best Overall Sales Services in Taiwan
    • Best Research Team in Taiwan
    • Best Execution in Taiwan
    • Best Sales Trading in Taiwan
    • Most Improved Brokerage Over the Last 12 Months in Taiwan
    • Best for Events and/or Conferences in Taiwan
    • Best for Roadshows and Company Visits in Taiwan
    • Most independent research brokerage
    Euromoney
    • Best Investment Bank in Taiwan
    FinanceAsia
    • Best Investment Bank in Taiwan
    • Best Broker in Taiwan
    • Best ECM House in Taiwan
    Taiwan Stock Exchange
    • No. 3 for IPO Fundraising Volume Award; No. 3 for IPO Market Value Award
    • No. 1 for Warrant Issuers Volume Award; No. 1 for Warrant Value Award
    • Warrant Issuer Excellence Award; Warrant Trustee Business Volume Award
    • No. 1 for Increase in Electronic Order Placement Volume Award; No. 1 in API Promotion Award
    Taipei Exchange
    • Best Partner for Promotion of Foreign Enterprises Listing on the TPEx and Emerging Stock Market
    • Award for Excellence in TPEx and Emerging Stock Market Listing Guidance
    Taiwan Futures Exchange
    • Diamond Award for Introducing Broker Trading Volume
    • Diamond Award for Futures Proprietary Trading Volume
    • Diamond Award for EUR to USD Futures Market Maker Performance
    • Diamond Award for USD to JPY Futures Market Maker Performance
    Securities & Futures Inst.
    • Golden Goblet Award - Outstanding Leadership Award - Arthur Chen
    • Golden Goblet Award - Outstanding Financial Innovation Award - Wanshitong App
    • Golden Goblet Award - Outstanding Talent Cultivation Award
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    • Wealth Management Banking and Securities Evaluation: Best Wealth Management Securities Firm Award; Best Digital Services Award; Best Foresight Award
    Wealth Magazine
    • 2017 Taiwan Financial Awards: Best Brokerage Brand Image; Best Brokerage Services; Best Digital Brokerage
    • Wealth Management Awards: Best Wealth Management; Best Services; Best Professional Team; Best Customer Recommendations; Best Video Marketing
    Excellence Magazine
    • Excellence Brokerage Evaluation: Best Brand Image; Best Product Innovation Award
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Bank
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Services, Best Professional Team, Best Print Marketing
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Funds
    The Asset
    • Best ETF Provider in Asia
    • Best ETF Provider in Taiwan
    Securities & Futures Inst.
    • Golden Goblet Award - Best Asset Management Award
    • Golden Goblet Award - Best Financial Innovation Award
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Best New ETF in Taiwan
    Asian Investor
    • Asset Management Company of the Year, Taiwan
    Smart Taiwan Fund
    • Annual Futures and Leveraged Inverse ETF Award - Yuanta Daily Taiwan 50 Bear -1X ETF
    • Annual ETF Award (Domestic) - Yuanta/P-shares Taiwan Top 50 ETF
    Morningstar Awards
    • Morningstar Taiwan Best Fund Award - Yuanta/P-shares Taiwan Top 50 ETF
    Benchmark Awards
    • ETF Annual Branch Award
    • Best ETF Investor Education Award
    • Best ETF Product Innovation Award
    • Best Performing Regular Savings Funds - Yuanta China Balance Fund TWD
    • Best Performing Regular Savings Funds - Yuanta Excellence Equity Fund
    • Best ETF Performance Award - Yuanta Nikkei 225 ETF
    • Best ETF Performance Award - Yuanta/P-shares SSE50 ETF
    • Multi-Asset Balanced Fund Performance Award - Yuanta China Balance Fund
    • Best ETF Performance Award (Japan Large-Cap Equity) - Yuanta Nikkei 225 ETF
    • Best ETF Performance Award (US Large-Cap Blend Equity) - Yuanta S&P 500 Index Fund
    • Best ETF Performance Award (Commodities - Precious Metals) - Yuanta S&P GSCI Gold ER Futures ETF
    • Best ETF Performance Award (Taiwan Large-Cap Equity) - Yuanta/P-shares Taiwan Dividend Plus ETF
    • Best ETF Performance Award (Taiwan Small/Mid-Cap Equity) - Yuanta/P-shares Taiwan Mid Cap 100 ETF
  • Yuanta Futures
    The Asset
    • Best Brokerage House in Taiwan
    • Derivatives House of the Year - Highly Commended
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TPEx-Listed Companies
    Taiwan Futures Exchange
    • Diamond Award for Best Contributing FCM
    Securities & Futures Inst.
    • Golden Goblet Award - Outstanding Futures Talent
    • Golden Goblet Award - Outstanding Risk Management
    • Golden Goblet Award - Outstanding Financial Innovation
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • National Brand Yushan Awards - Outstanding Enterprise Award
    • National Brand Yushan Awards - Popular Brand Award
    R.O.C. Chamber of Commerce
    • Golden Merchant Medal
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan - No. 1 FCM
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • Best Overall Country Research in Taiwan
    • Most Independent Research Brokerage in Taiwan
    • Best Team for Strategy
    • Best Team for Economic Research
    • Best Research Team for Small Cap
    • Best Research Team for Automobiles & Components
    • Best Research Team for Banks
    • Best Research Team for Consumer Discretionary
    • Best Research Team for Consumer Staples
    • Best Research Team for Industrials
    • Best Research Team for Diversified Financials
    • Best Research Team for Energy
    • Best Research Team for Healthcare
    • Best Research Team for Insurance
    • Best Research Team for Materials
    • Best Research Team for Real Estate
    • Best Research Team for Semiconductors & Semiconductor Equipment
    • Best Research Team for Software & Internet Services
    • Best Research Team for Technology Hardware & Equipment
    • Best Research Team for Telecommunication Services
    • Best Research Team for Transportation
    • Best Research Team for Utilities
2016
  • Yuanta FHC
    The Asset
    • Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    Wealth Magazine
    • Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
  • Yuanta Securities
    The Asset
    • Best Corporate and Institutional Bank in Taiwan
    • Best Bond House in Taiwan
    • Best ETF Participating Dealer in Taiwan
    • Best ETF Market Maker in Taiwan
    • Best ETF Broker in Taiwan
    • Best Equity Derivatives House in Taiwan
    • Top Bank Arranger - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds
    • No. 1 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds
    • No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds
    • No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
    iichina.com
    • Outstanding Securities Firm Award
    FinanceAsia
    • FinanceAsia Platinum Award - Best Investment Bank in Taiwan 1996-2016
    • Best Investment Bank in Taiwan
    • Best Broker Bank in Taiwan
    • Best DCM House in Taiwan
    Asiamoney
    • Best Domestic Debt House in Taiwan
    • No. 1 for Best Local Brokerage in Taiwan
    • No. 1 for Best Execution in Taiwan
    • No. 1 for Best in Sales Trading in Taiwan
    • No. 1 for Most Improved Brokerage over the last 12 Months in Taiwan
    • No. 1 for Best Overall Sales Services in Taiwan
    • No. 1 for Best Events and/or Conferences in Taiwan
    • No. 1 for Best Roadshows and Company Visits in Taiwan
    • Most independent research brokerage
    • Best for overall country research, Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Bank
    The Asset
    • No. 2 for Most Astute Investor in Asian Local Currency Bonds - Jeff Lee
    iichina.com
    • Outstanding Bank Award
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Services, Best Professional Team
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Funds
    The Asset
    • Best Asset Manager in Taiwan
    • Best ETF Provider in Taiwan
    • Industry Leadership Award - ETFs, Asia - Julian TS Liu
    Asian Investor
    • Asset Management Company of the Year, Taiwan
    Gold Diamond Awards
    • Best Three Year Value Fund – Yuanta Buffet Fund
    Taiwan Futures Exchange
    • Futures Trading Award - Diamond Award
    • Funds Trading Award - Diamond Award
    • Diamond Award for Best Futures Fund - Yuanta Gold Futures Trust Fund
    • Diamond Award for Best Equity Fund - Yuanta Duo Fu Equity Fund
    Benchmark Awards
    • House Awards (Balanced Fund Performance Award) - Yuanta China Balance Fund
    • Best ETF Performance Award (Japan Large-Cap Equity) - Yuanta Nikkei 225 ETF
    • Best ETF Performance Award (US Large-Cap Blend Equity) - Yuanta S&P 500 Index Fund
    • Best ETF Performance Award (Commodities - Precious Metals) - Yuanta S&P GSCI Gold ER Futures ETF
    • Best ETF Performance Award (Taiwan Large-Cap Equity) - Yuanta/P-shares Taiwan Dividend Plus ETF
    • Best ETF Performance Award (Taiwan Small/Mid-Cap Equity) - Yuanta/P-shares Taiwan Mid Cap 100 ETF
  • Yuanta Futures
    The Asset
    • Best Brokerage House in Taiwan
    • Derivatives House of the Year - Highly Commended
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • No. 1 for Best Overall Country Research in Taiwan
    • No. 1 for Most Independent Research Brokerage in Taiwan
    • Best Research Coverage for Strategy - Vincent Chen
    • Best Research Coverage for Macroeconomics - Woods Chen
    • Best Research Coverage for Banks - Peggy Shih
    • Best Research Coverage for Consumer Staples - Juliette Liu
    • Best Research Coverage for Diversified Financials - Peggy Shih
    • Best Research Coverage for Energy - Chuanchuan Chen
    • Best Research Coverage for Healthcare - Peggy Lee
    • Best Research for Industrials - Steve Huang
    • Best Research Coverage for Insurance - Peggy Shih
    • Best Research Coverage for Materials - Leo Lee
    • Best Research Coverage for Real Estate - Lily Hsiao
    • Best Research Coverage for Semiconductors and Semiconductor Equipment - George Chang
    • Best Research Coverage for Software, Internet and Services - George Chang
    • Best Research Coverage for Technology Hardware and Equipment - Jeff Pu
    • Best Research Coverage for Telecommunications - Livia Wu
    • Best Research Coverage for Transportation - Lily Hsiao
    • Best Research Coverage for Utilities - Calvin Wei
2015
  • Yuanta FHC
    The Asset
    • Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
    Corporate Governance Asia
    • Asia's Best CEO (Investor Relations) - Chairman Rong Jou Wang
    • Asia's Best CFO (Investor Relations) - CFO Connie Lin
    • Best Investor Relations Company in Taiwan
    • Best Investor Relations Professional in Taiwan - Allen Wu
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
  • Yuanta Securities
    The Asset
    • Best Corporate and Institutional Bank in Taiwan
    • Best Equity House in Taiwan
    • Best Brokerage House in Taiwan
    • Top Bank Arrangers - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds
    • No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds
    • No. 3 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds
    • No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
    FinanceAsia
    • Best Broker in Taiwan
    • Best Investment Bank in Taiwan
    Asiamoney
    • Best Domestic Debt House in Taiwan
    • No. 1 for Best Local Brokerage in Taiwan
    • No. 1 for Best Overall Sales Services in Taiwan
    • No. 1 for Best Execution in Taiwan
    • No. 1 for Best Sales Trading in Taiwan
    • No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan
    • No. 1 for Best Roadshows and Company Visits in Taiwan
    • No. 1 for Best Events and/or Conferences in Taiwan
    • No. 1 for Best Sales Trader in Taiwan - Jason Wang
    • No. 1 for Best Regional Sales Trader (Asia ex-Japan) - Jenny Lo
    HKEx
    • Top Shanghai Connect Participation Award (Yuanta Securities HK)
    iichina.com
    • 2015 Taiwan Financial Leadership Diamond Trophy Award
  • Yuanta Bank
    The Asset
    • No. 2 for Top Investment House in Local Currency
    • No. 1 for Most Astute Investor in Asian Local Currency Bonds - Jeff Lee
    Wealth Magazine
    • Consumer Finance Brand and Financial Holdings CSR Awards: Bank with the Best Future Potential
  • Yuanta Funds
    The Asset
    • Best Asset Manager in Taiwan
    • ETF Manager of the Year in Taiwan
    • Best Product Innovation Award - Leveraged/Inverse Umbrella Fund: Yuanta Daily Taiwan 50 Bull 2X ETF and Yuanta Daily Taiwan 50 Bear 1X ETF
    Asiamoney
    • No. 1 for Best Overall Country Research in Taiwan
    • No. 1 for Most Independent Research Brokerage in Taiwan
    • Best Research Coverage for Strategy - Vincent Chen
    • Best Research Coverage for Macroeconomics - Aidan Wang
    • Best Research Coverage for Consumer Discretionary - Yvonne Tsai
    • Best Research Coverage for Consumer Staples - Peggy Shih
    • Best Research Coverage for Diversified Financials - Peggy Shih
    • Best Research Coverage for Energy - Chuanchuan Chen
    • Best Research Coverage for Healthcare - Peggy Lee
    • Best Research Coverage for Insurance - Peggy Shih
    • Best Research Coverage for Materials - Yvonne Tsai
    • Best Research Coverage for Real Estate - Yen Liang Chen
    • Best Research Coverage for Semiconductors and Semiconductor Equipment - George Chang
    • Best Research Coverage for Software, Internet and Equipment - Jeff Pu
    • Best Research Coverage for Telecommunications - Livia Wu
    • Best Research Coverage for Transportation - Yen Liang Chen
    • Best Research Coverage for Utilities - Calvin Wei
    • (Hong Kong) Best Research Coverage for Consumer Discretionary - Peter Chu
    • (Hong Kong) Best Research Coverage for Technology Hardware and Equipment - Vincent Chen
    • (Hong Kong) Best Research Coverage for Transportation - Jimmy Lam
    Asia Asset Magazine
    • Best Retail House in Taiwan
    • Taiwan Region ETF Manager of the Year
    • ETF Manager of the Year
    • Best Existing ETF – Yuanta Top 50 ETF
    • Best New ETF in Asia – Yuanta S&P GSCI Crude Oil ER Futures ETF
    • Best New ETF in Asia – Yuanta S&P 500 Index Fund
    • Best Leveraged and Inverse ETF – Yuanta Daily Taiwan 50 Bull 2X ETF & Bear -1X ETF
    • ETF CEO of the Year in Asia – Tsung-Sheng Liu
    • ETF CIO of the Year in Asia – Chao-Tang Huang
    Securities & Futures Inst.
    • Golden Goblet Award - Best Financial Innovation
    • Golden Goblet Award - Best Investment Trust & Investment Consulting Talent Award - Tony Tan
    Taiwan Futures Exchange
    • Diamond Award for Best Equity Fund - Yuanta Emerging Asia Fund
    • Diamond Award for Fund Trading and Futures Trading
    Lipper Fund Awards
    • Lipper Fund Awards' Global REITs Fund Award - Yuanta Global REITs Fund (A)
2014
  • Yuanta FHC
    The Asset
    • Platinum Award in Financial Performance, Corporate Governance, Social Responsibility, Environmental Responsibility, and Investor Relations
    Corporate Governance Asia
    • Outstanding Company on Corporate Governance in Taiwan
    • Asian Corporate Governance Director Recognition Awards - Chairman Rong Jou Wang
    • Best Investor Relations in Taiwan
    • Best Investor Relations Professional in Taiwan - Allen Wu
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public & OTC Companies
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Securities
    The Asset
    • Best Investment Bank in Taiwan
    • Best M&A House in Taiwan
    • Best Brokerage House in Taiwan
    • Best Equity Derivatives House in Taiwan
    • Top Bank Arranger for Best Quality and Number of Primary Issues in Asian Currency Bonds for Corporate Bonds, Taiwan
    • Top Bank in the Secondary Market in Asian Currency Bonds for Corporate Bonds, Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan 1990-2013
    • Best Domestic Equity House in Taiwan (2002, 2006, 2010-2013)
    • Best Domestic Equity House in Taiwan
    • Best Domestic Debt House in Taiwan
    • No. 1 for Best Local Brokerage in Taiwan
    • No. 1 for Best Overall Sales Services in Taiwan
    • No. 1 for Best Execution in Taiwan
    • No. 1 for Best Sales Trading in Taiwan
    • No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan
    • No. 1 for Best Roadshows and Company Visits in Taiwan
    Institutional Investor China
    • 2014 Taiwan Financial Leadership Award
    Euromoney
    • Best Investment Bank in Taiwan
    Asia Risk
    • House of the Year, Taiwan
    Global Brands Magazine
    • Best Brokerage House, Taiwan
    Business Today
    • Best Wealth Management Securities Company
    • Best Management Professionals Team
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Taiwan Stock Exchange
    • Top Securities Company for Total Warrants Issuance and Consigned Trading
    Business Next
    • Benchmark Company in Financial Investment
    Excellence Magazine
    • 2014 Excellent Financial and Securities Services
    • Appraisals - Best Business Performance Award
  • Yuanta Bank
    Institutional Investor China
    • 2014 Taiwan Financial Leadership Award
  • Yuanta Life
    Risk Mgmt., Insurance, & Finance Foundation
    • Faith, Hope, and Love Insurance Awards - Best Product Information Award
  • Yuanta Funds
    Lipper Fund Awards
    • Lipper Fund Awards' Global REITs Fund Award
    Asian Investor
    • Best Fund House in Taiwan
    Asia Asset Management
    • ETF Manager of the Year in Taiwan (6th consecutive year)
  • Yuanta Futures
    The Asset
    • Industry Leadership Award - Carolyn Chou
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • No. 1 for Best Overall Country Research in Taiwan
    • No. 1 for Most Independent Research Brokerage in Taiwan
2013
  • Yuanta FHC
    The Asset
    • Gold Award for Excellence in Management and Corporate Governance
    Corporate Governance Asia
    • Outstanding Company on Corporate Governance in Taiwan
    • Best CSR in Taiwan
    • Best Investor Relations in Taiwan
    • Best Investor Relations Professional in Taiwan - Allen Wu
    IAIR
    • Best Company for Leadership in CSR - Asia
    Int'l Finance Magazine
    • Best CSR Initiative in Taiwan
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
  • Yuanta Securities
    The Asset
    • Best Brokerage House in Taiwan
    • Best Investment Bank in Taiwan
    • Best Equity Derivatives House in Taiwan
    • Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
    • No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    FinanceAsia
    • Best Bond House in Taiwan
    • Best Equity House in Taiwan
    • Best Investment Bank in Taiwan
    Int'l Finance Magazine
    • Best Investment Bank in Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Business Today
    • Rated No. 1 in the securities industry in the "Brand Appeal for Business Professionals" survey
    Wealth Magazine
    • Gold Award for Best Brokerage Services
    • Gold Award for Best Brokerage Services for Business Professionals
    • Gold Award for Best Brokerage Services for Brand Image
  • Yuanta Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Most Innovative Product in Taiwan
    • Best CEO - Julian TS Liu
    • Best CIO - Alex CT Huang
    Asian Investor
    • Best Fund House in Taiwan
2012
  • Yuanta FHC
    The Asset
    • Gold Award for Corporate Governance, Social Responsibility, and Investor Relationa
    BSI
    • ISO 27001 Information Security Management System Certification
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
    Taipei City Govt.
    • Certificate of Recognition for Implementation of Green Procurement
  • Yuanta Securities
    The Asset
    • Best Brokerage House in Taiwan
    • Best Investment Bank in Taiwan
    • Top Bank in the Secondary Market for Corporate Bonds, Taiwn
    • Top Bank Arranger - Quality and Number of Primary Government Bond Deals, Taiwan
    • Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    • Best Domestic Debt House in Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    FinanceAsia
    • Best Bond House in Taiwan
    • Best Broker in Taiwan
    • Best Investment Bank in Taiwan
    World Finance
    • Best Investment Management Company - Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Business Today
    • Rated No. 1 in the securities industry in the "Brand Appeal for Business Professionals" survey
    Wealth Magazine
    • The Top Premium Brand Brokerage for High Net Worth Individuals
  • Yuanta Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Best CEO - Julian TS Liu
    • Most Innovative Product in Taiwan - Yuanta China Umbrella Fund: Yuanta China Balance Fund and Yuanta SSE50 ETF
    • Best New ETF in Taiwan - Yuanta SSE50 ETF
    Securities & Futures Inst.
    • Golden Goblet Award - Outstanding Investment Industry Talent Award - Eric Chang
    • Golden Goblet Award - Best Risk Management
2011
  • Yuanta FHC
    The Asset
    • Gold Corporate Award for Investor Relations
    Taiwan CG Association
    • Corporate Governance System CG6006 Assessment Certificate
    Taipei City Government
    • Benchmark for Private Enterprises in Green Procurement
    EPA of Taiwan
    • Certificate of Recognition for Outstanding Implementation of Green Procurement
    M&A & Private Equity Council
    • Deal of the Year Award
  • Yuanta Securities
    The Asset
    • Top Bank in Secondary Market for Corporate Bonds, Taiwan
    • Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    Business Today
    • Brand Appeal for Business Professionals Survey - No. 1 in the Securities Industry
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Wealth Magazine
    • Top Premium Brand Brokerage for High Net Worth Clientele
    FinanceAsia
    • Best Broker in Taiwan
    • Best Investment Bank in Taiwan
  • Polaris Funds
    Asia Asset Management
    • ETF Manager of the Year
    Asian Investor
    • Best Fund House in Taiwan
2010
  • Yuanta FHC
    Business Today
    • Ranked 3rd in Financial Holding Performance Appraisal
    • Ranked 1st in Operational Quality and 2nd in Corporate Governance
  • Yuanta Securities
    The Asset
    • Best Warrants House in Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    • Best Domestic Debt House in Taiwan
    • Most Improved Brokerage Over the Last 12 Months
    • Most Independent Research Brokerage
    • Best in Sales Trading
    • Best Research Coverage - Small Caps
    FinanceAsia
    • Best Broker in Taiwan
  • Yuanta Bank
    Taiwan Academy of Banking & Finance
    • Good Performance in Risk Management
    Global Views Monthly
    • Ranked 5th in a Services Survey for the Financial and Banking Sector
  • Polaris Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Best CEO in Taiwan
    Asian Investor
    • Best ETF Manager in Asia
2009
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Local Brokerage in Taiwan (1990-2008)
    FinanceAsia
    • Best Broker in Taiwan
    Management Magazine
    • Brand Appeal by Consumers - Ranked 1st in Services Category
    Business Today
    • Brand Appeal for Business Professionals Survey - No. 1 in the Securities Industry
  • Polaris Funds
    Asia Asset Management
    • ETF Manager of the Year in Asia
    • ETF Manager of the Year in Taiwan
    • Best CEO in Taiwan - Julian TS Liu
    Asian Investor
    • Best ETF Manager in Asia
2008
  • Yuanta FHC
    Taiwan CG Association
    • Corporate Governance Assessment Certificate for 2008
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    • The Most Improved Brokerage Over the Last 12 Months in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    • Best Bond House in Taiwan
    Business Today
    • Brand Appeal for Business Professionals Survey - Ranked No. 1 in the Securities Industry
  • Polaris Funds
    Asia Asset Management
    • Best Retail House in Taiwan
    • Best CEO in Taiwan - Julian TS Liu
    Golden Goblet Award
    • Best Risk Management
    • Outstanding Enterprise Leadership Award - Julian TS Liu
    • Outstanding Talents in Investment Industry - Alex CT Huang
  • Yuanta Funds
    Asian Investor
    • Best Five Year Equity Fund in Taiwan
2007
  • Yuanta FHC
    Ministry of Economic Affairs
    • Industrial Innovation Achievement Award
    Asiamoney
    • Overall Best Company in Taiwan for Corporate Governance
    • Best Investor Relations in Taiwan
    • Best for Responsibilities of Management and the Board of Directors in Taiwan
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    Global Finance
    • Best Investment Bank in Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Golden Goblet Awards
    • Best Risk Management
  • Polaris Funds
    Asia Asset Management
    • Most Innovative Product in Taiwan
    • Most Improved Retail House in Taiwan
    • Best CEO in Taiwan
2006
  • Yuanta Securities
    The Asset
    • Best Government Bond House (New Taiwan Dollar)
    • Best Corporate Bond House (New Taiwan Dollar)
    Asiamoney
    • Best Domestic Equity House in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    Global Finance
    • Best Investment Bank in Taiwan
    Superbrands International
    • Superbrands in Taiwan
2005
  • Yuanta Securities
    The Asset
    • Top Regional and Domestic Brokerage House
    Asiamoney
    • Best Domestic Bond House in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
  • Yuanta Funds
    Golden Goblet Award
    • Outstanding Enterprise Leadership Award - Francis Tu
  • Polaris Funds
    Golden Goblet Award
    • Outstanding Talents in Investment Industry - Daniel Yang
    Asia Asset Management
    • Most Innovative Product in Taiwan
    Asian Investor
    • Best Fund House in Taiwan
2004
  • Yuanta Securities
    The Asset
    • Best Debt House in Taiwan
    Asiamoney
    • Best Broker in Taiwan
    Breakthrough Magazine
    • Brand Appeal for Consumers Survey - Ranked No. 1 in the Securities Industry
  • Polaris Funds
    Asian Investor
    • Best Fund House in Taiwan
2003
  • Yuanta Securities
    The Asset
    • Top Local Asian Brokerage House in Taiwan
    Asiamoney
    • Best Local Brokerage House in Taiwan
    Breakthrough Magazine
    • Brand Appeal for Consumers Survey - Ranked No. 1 in the Securities Industry
  • Polaris Funds
    Asia Asset Management
    • Most Innovative Product in Taiwan
2002
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan