Awards - Yuanta Financial Holdings

2025

Yuanta FHC

Financial Times	Asia-Pacific Climate Leaders 2025
Corporate Governance Asia	Asia’s Best CEO (Investor Relations) – President Chien Weng Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Asia’s Best CSR Best Investor Relations Professional – Allen Wu Best Investor Relations Company Sustainable Asia Award 2025
S&P Global	Sustainability Yearbook 2024 Top 1% S&P Global ESG Score
CDP Carbon Disclosure Project	“Leadership level” A
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies Top 11% to 20% of TWSE－/ TPEx－Listed Companies－financial industry
Global Views Monthly	21th Global Views ESG Corporate Sustainability Award: Comprehensive Performance Financial Industry Category – Excellent
CommonWealth Magazine	Companies that meet the Paris Agreement’s 1.5°C warming limit
Risk Management, Insurance & Finance Foundation	Insurance Dragon-Phoenix Awards - Outstanding Award of the “Most Desirable FHC”
Taiwan Blood Services Foundation	Outstanding Blood Donor Group

Yuanta Securities

Wealth Magazine	Wealth Management Award： Best Wealth Management Best Services Best Sales Team Best Wealth Appreciation Best Customer Referral Best Digital Finance Best Digital Intelligence System Best Financial Services Innovation
Taiwan Service Audit Association	First Taiwan Financial Industry Fair Treatment of Customers Survey [Outstanding Experience Enterprise (Securities Category)]
The Asset	Best Brokerage House, Taiwan
Finance Asia	Best Broker, Taiwan
Commercial Times	First Taiwan Happy Enterprise Evaluation Gold Award
Economic Times	Warrants Millionaire： King of Warrants Promotion Excellence Award – Luzhou and Wenxing Branches Progress Excellence Award – Taipei, Zhunan, Siaogang, and Shulin Branches

Yuanta Bank

The Asset	Triple A Digital Awards : Best Cybersecurity Project (Anti-Fraud AI Model)
Global Views Monthly	21th Global Views ESG Corporate Sustainability Award：Social Innovation Excellence Project (Anti-Fraud AI Model)
Wealth Magazine	Wealth Management Award : Best Financial Consulting Team Best Wealth Growth Financial Service Innovation

Yuanta Life

AFNOR International	ISO 14067: 2018 Yuanta Life Mobile Insurance Application System Carbon Footprint Verification
Risk Management, Insurance & Finance Foundation	Outstanding Dragon-Phoenix Awards of Insurance in the Internal Affairs and Field Service Categories of the “Most Desirable Life Insurance Company” by Graduates
The British Standards Institution-Taiwan	BS 10012:2017 Data protection - Specification for a personal information management system ISO 10002:2018 Quality management — Customer satisfaction — Guidelines for complaints handling in organizations ISO 22301: 2019 Security and resilience — Business continuity management systems — Requirements

2024

Yuanta FHC

Dow Jones Sustainability Index	DJSI World DJSI Emerging Markets
S＆P Global	Sustainability Yearbook 2024 Top 1% S&P Global ESG Score
FTSE Russell	FTSE4Good Emerging Index
CDP Carbon Disclosure Project	“Leadership level” A
Industrial Development Bureau, MOEA（IDB)	Taiwan Intellectual Property Management System (TIPS) Class A Certification
Taiwan Blood Services Foundation	Outstanding Blood Donor Group
Risk Management, Insurance & Finance (RMIM Inc.)	Insurance Quality Awards – Outstanding Award of the “Most Recommended FHC”
Risk Management, Insurance & Finance Foundation	Insurance Dragon-Phoenix Awards - Outstanding Award of the “Most Desirable FHC”
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies Top 10% of TWSE－/ TPEx－Listed Companies－financial industry
Corporate Governance Asia	Asia’s Best CEO (Investor Relations) – President Chien Weng Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Asia’s Best CSR Best Investor Relations Professional – Allen Wu Best Investor Relations Company Sustainable Asia Award 2024
Financial Times	Asia-Pacific Climate Leaders 2024
Taiwan Institute of Directors	2024 Taiwan FINI FIG 10 Companies
Wealth Magazine	Taiwan Financial Award: Financial Holdings CSR Premium Award
Taiwan Institute for Sustainable Energy	Taiwan Corporate Sustainability Award: Climate Leadership Award Social Inclusion Leadership Award
The British Standards Institution (BSI)	Sustainable Development Award – Pilot Award
CommonWealth Magazine	CommonWealth Sustainable Citizenship Award: No. 5 in the Financial Industry
S&P TIP Taiwan Carbon Reduced ESG 50 Index	Top 10 Constituents
Global Views Monthly	20th Global Views ESG Corporate Sustainability Award: Comprehensive Performance Financial Industry Category – Excellent
6th National Enterprise Environmental Protection Award	Silver Award
Business Weekly	2024 Carbon - Competitive Top 100
Taiwan Corporate Governance Association	CG6014 (2023) Corporate Governance System Assessment “Outstanding Certification” (Certificate valid from 2024/12/27 to 2026/12/26)
National Council for Sustainable Development (Taiwan)	National Sustainable Development Award in the Corporate Category

Yuanta Securities

Wealth Magazine	Wealth Management Award： Best Wealth Management Best Services Best Sales Team Best Wealth Appreciation Best Customer Referral Best Digital Finance Best Digital Intelligence System Best Digital Wealth Management Experience Taiwan Financial Award: Consumer Finance Brand Award - Best Securities Dealer Customer Recommendation Gold Award
The Asset	Best Brokerage Best Sustainability-Linked Bond Top Sellside Firm in the Secondary Market - Corporate Bonds – TWD Top Arranger – Investors’ Choice for Primary Issues - Corporate Bonds – TWD
Health Promotion Administration of Taiwan’s Ministry of Health and Welfare	Accredited Healthy Workplace – Health Promotion Badge
FinanceAsia	Best Broker, Taiwan Best DCM House, Taiwan
Industrial Development Administration, MOEA	Taiwan Intellectual Property Management System (TIPS) Level A Certification (Certificate valid until 2026/12/31)
Taiwan Corporate Governance Association	CCG6013 (2021) Corporate Governance System Assessment “Outstanding Certification”(Certificate valid from 2022/12/29 to 2024/12/28) CG6014 (2023) Corporate Governance System Assessment “Outstanding Certification”
Commercial Times	Service Survey in Taiwan: Service Champion Award – Yung-Sheng Chuang (Chengdong Branch) Diversified Trust Innovation Award: Best Wealth Management Trust for Securities Firms－Gold Award Taiwan Warrant King Brokerage Award: Best Bull Market Award Warrant King Practical Warfare Award – Keelung and Luzhou Branches Performance Excellence Award – Keelung and Nanjing Branches
Taiwan Futures Exchange	Diamond Award for Introducing Broker Trading Volume – No. 3 Diamond Award for Futures Proprietary Trading Volume - No. 1 Diamond Award for Trading Volume Growth in the Securities Industry Diamond Award for Market-Making Performance
Business Today	The 18th Annual Wealth Management Bank & Securities Evaluation: Best Wealth Management in Securities Sector – No. 1 Best Product - No. 1 Best Wealth Enhancement – No. 1 Best Sales Team - No. 2 Best Risk Management - No. 2 Best Customer Trust - No. 3 Best Wealth Management Image - No. 3 Best Silver Friendliness – No. 3
National Enterprise Competitiveness Development Association	The National Brand Yushan Award: Outstanding Enterprise Best Product: Intelligent Condition Sheet Best Product: Asset Overview “National First Prize” - Outstanding Enterprise
Ministry of Labor (Taiwan)	Work-Life Balance Award - Employee Care Award National Talent Development Award - Large Enterprise Award
Labor Bureau, New Taipei City Government	Implementing Family-Friendly and Work Equality Measures
The British Standards Institution	Digital Trust Excellence Award
Taiwan Stock Exchange	Anti-fraud Recognition Program - Outstanding Award “Better Disclosure of Information List” of the Stewardship Principles Evaluation for Institutional Investors Partnership Award – No. 2 for Securities Underwriters Toward the Future Award - No. 2 for IPO Market Cap Toward the Future Award - No. 3 for IPO Fund Raised Warrant Issuer Reward Program First Place in Value Excellence Award First Place in Value Sprint Award Fourth Place in Amount Efficiency Award Fifth Place in Value Growth Award
Taiwan Institute for Sustainable Energy	Taiwan Corporate Sustainability Award： Talent Development Leadership Award Growth through Innovation Leadership Award Information Security Leadership Award
Taipei Exchange	Sustainability Bond Performance Award for Securities Dealers Contribution Award for Over-the-Counter Stock Trading by Securities Dealers No. 2 in the Performance Award for Recommendation and Guidance for TPEx Listing No. 2 in the Performance Award for Recommendation and Guidance for Listing on the Emerging Stock Market Securities Firms Reward Program: Trading Amount Reward Amount of Investors Reward Dollar-cost Averaging Method Trading Investors Reward Securities Firms Reward Program: Trading Amount Reward Warrant/Market-Making Awards: Value Honor Award Fame and Glory Award Market-Making Achievement Award ETF Market-Making Hero Award
Financial Supervisory Commission R.O.C. (Taiwan)	Treating Customers Fairly Evaluation – Top 25% Securities Dealers Top 25% of Securities Firms in the Second Sustainable Finance Evaluation

Yuanta Bank

Global Banking & Finance Awards	Best Digital Banking Transformation Taiwan 2024, Most Innovative Financial Solutions for Corporate Clients, Excellence in Innovation - Mobile Green Account Taiwan 2024
Wealth Magazine	Wealth Management Award：Best Services, Best Digital Intelligent System, Financial Service Innovation, Best Customer Recommendation Best AI Innovative Application Award (Anti-Fraud AI Model)
The Asset	Best Digital ESG Project
Taiwan Clearing House	eFCS Interface Designated Project eACH Award in Direct Debit Business Development
International Business Magazine	Best Corporate Payment Taiwan 2024, Best Digital ESG Project Taiwan 2024, Best Digital Bank Taiwan 2024
Taiwan Stock Exchange Corporation (TWSE)	List of Better Disclosures of the Institutional Investors’ Stewardship Information
Financial Supervisory Commission Republic of China(Taiwan)	In the first sustainable development evaluation, ranking in the top 20%
World Business Outlook	Best Digital Bank Taiwan 2024,Best Digital ESG Project Taiwan 2024
World Economic Magazine	Best Digital ESG Project Taiwan 2024
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Awards
Business Today	Wealth Management Evaluation: Best Wealth Appreciation Award Best ESG Award
National Enterprise Competitiveness Development Association	The National Brand Yushan Award : Best Popular Brand Award Best Product Award : Anti-Fraud AI Model
Taiwan Financial Services Roundtable	Fintech Taipei 2024
Taiwan Institute for Sustainable Energy	Taiwan Corporate Sustainability Awards : Sustainability Individual Performance Award
Financial Information Service Co., LTD.	Anti-Fraud Contribution Award Cross-Bank Service Innovation Award
Global Business Magazine Award	Best Data Analytics Taiwan 2024 Best Payment Solutions Taiwan 2024
Financial Supervisory Commission R.O.C. (Taiwan)	Treating Customers Fairly Evaluation – Top 25% banks In the second sustainable development evaluation, ranking in the top 25%。
Taiwan Corporate Governance Association	CG6013 (2023) Corporate Governance Framework Assessment Certificate with High Distinction (Certificate valid from 2024/12/27 to 2026/12/26)
Taiwan Academy of Banking And Finance	The Twelfth Elite Awards for Taiwan Banking Excellence : Best Risk Management Award

Yuanta Life

The British Standards Institution-Taiwan	ISO/IEC 27001:2022 Information security, cybersecurity and privacy protection — Information security management systems — Requirements ISO 10002:2018 Quality management — Customer satisfaction — Guidelines for complaints handling in organizations BS 10012:2017 Data protection - Specification for a personal information management system
Risk Management, Insurance & Finance Foundation	Outstanding Dragon-Phoenix Awards of Insurance in the Internal Affairs and Field Service Categories of the “Most Desirable Life Insurance Company” by Graduates
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Award – SDG10 Reduced Inequalities Gold Award

Yuanta Future

Taiwan Stock Exchange	Corporate Governance Evaluation Award－Top 5% of TPEx-Listed Companies (10 consecutive years)
Taiwan Futures Exchange	Futures Diamond Award－No. 1 for Futures Commission Merchant (FCM) Trading Volume
China Credit Information Service, Ltd. (CRIF)	Top 5000 Large Enterprises in Taiwan－No. 1 FCM
Industrial Development Administration, Ministry of Economic Affairs	Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
National Enterprise Competitiveness Development Association	The National Brand Yushan Award : Outstanding Enterprise Best Product: Intelligent AI War Room “National First Prize” – Best Product: Intelligent AI War Room
Taipei Exchange	TPEx-Listed Pilot Governance Award
CommonWealth Magazine	CSR Sustainable Citizenship Awards: No. 1 for Little Giants Category Talent Sustainability Awards: No. 3 for Little Giants Category
CommonHealth Magazine	Corporate Health Responsibility (CHR) Award: Digital Medal
Commercial Times	Digital Financial Awards: Digital Fair Customer Treatment Award – Premium Award Digital Financial Awards: Digital Information Security Award - Premium Award
Financial Supervisory Commission R.O.C. (Taiwan)	Treating Customers Fairly Evaluation – Outstanding Performance
Taiwan Institute for Sustainable Energy	Corporate Sustainability Report: Finance and Insurance - Silver Award

Yuanta Funds

Wealth Magazine	Taiwan Financial Awards-Fund Company Award-Gold Award Intelligent Innovative Application Award-(Securities Category)Premium Award
LSEG Lipper Taiwan Fund Awards	3-Year-Asia Pacific : 5-Year-Global Real Estate Equity
TFF-Bloomberg Best Fund Awards	Equity ETF U.S. Index Futures ETF General U.S. Bond
Morningstar-Awards	Smart Taiwan Fund Award for Futures & Leveraged Inverse ETF Smart Taiwan Fund Award for Real Estate Securitization Morningstar Awards Winner－Best Taiwan Equity Fund
Benchmark 2023 Fund of the Year Awards	ETF Taiwan Equity ETF ESG Integration Award Best Fixed Income ETF Issuer ETF US Equity ETF Best Leveraged & Inverse ETF Issuer China A-Share ETF Taiwan Stocks Industrial Stocks Infrastructure Industrial Stocks Real Estate Best Performing Fixed Term Fund Award-Industrial Stocks Real Estate

2023

Yuanta FHC

Dow Jones Sustainability Index	DJSI World DJSI Emerging Markets
S＆P Global	Sustainability Yearbook 2023 Top 5% S&P Global ESG Score
Bloomberg	2023 Bloomberg Gender-Equality Index (GEI)
FTSE Russell	FTSE4Good Emerging Index
CDP Carbon Disclosure Project	“Leadership level” A
HR Asia	Best Companies to Work for in Asia
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies Top 11% to 20% of TWSE－/ TPEx－Listed Companies－financial industry
Taiwan Index Plus Corp.	FTSE4Good TIP Taiwan ESG Index
5th National Enterprise Environmental Protection Award	Silver Award
Ministry of Environment (Taiwan)	Outstanding Units of Private Enterprises and Organizations in Promoting Green Procurement
Asiamoney	Most Outstanding Company in Taiwan – Financials (Non-banking) Sector
Corporate Governance Asia	Asia’s Best CEO (Investor Relations) – President Chien Weng Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Asia’s Best CSR Best Investor Relations Professional – Allen Wu Best Investor Relations Company Best Environmental Responsibility
The Asset	ESG Corporate Awards－Platinum Award
Risk Management, Insurance & Finance Foundation	Dragon-Phoenix Awards of Insurance – Champion Award
Global Views Monthly	ESG Corporate Sustainability Award : Comprehensive Performance Financial Industry Category – Excellent
CommonWealth Magazine	CommonWealth Sustainable Citizenship Award : Top 100 CommonWealth Sustainable Citizens
Wealth Magazine	Taiwan Financial Award: Financial Holdings CSR Premium Award
The British Standards Institution	Sustainability Resilience Award－Pilot Award Security and Resilient Award - Group Award
Taiwan Institute for Sustainable Energy	Taiwan Corporate Sustainability Award: Top 100 Taiwanese Sustainable Corporates Award (Service Industry Category) Corporate Sustainability Reports Award－Platinum Award Workplace Wellbeing Leadership Award
Taiwan Blood Services Foundation	Outstanding Blood Donor Group
Ministry of Culture (Taiwan)	16th Arts & Business Awards: Sponsorship Gold Award

Yuanta Securities

Wealth Magazine	Wealth Management Award：Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System Taiwan Financial Awards：Consumer Finance Brand Award – Best Brokerage Customer Recommendation Premium Award
Asiamoney	Best Securities House in Taiwan Best Brokerage Transformation (Taiwan) Best Brokerages for ESG research (Taiwan) Best domestic brokerages (Taiwan) Best brokerages for research (Taiwan) Best brokerages for sales (Taiwan) Best brokerages for corporate access (Taiwan) Best brokerages for execution (Taiwan)
The British Standards Institution	ISO 45001: 2018 Occupational Safety and Health Management System Certification ISO/PAS 45005: 2020 Occupational Health and Safety Management — General Guidelines for Safe Working during the COVID-19 Pandemic Certification ISO 14067: Online Investment and Financial Services Carbon Footprint Certification
The Asset	Best ETF Market Maker , Taiwan Best ETF Participating Dealer, Taiwan Top sellside firms in the secondary market - Corporate bonds – TWD Top arrangers - Investors' Choice for primary issues - Corporate bonds – TWD
FinanceAsia	Best Broker, Taiwan Best Investment Bank, Taiwan Best Bond House, Taiwan
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award- Outstanding Enterprise Best Product: “Small Capital Investment” Ecosystem Best Product: Smart Customer Service “Mr. Yuan” “National First Prize” – Best Product: “Small Capital Investment” Ecosystem
Ministry of Environment (Taiwan)	“Yuanta Securities Online Investment and Financial Management Services” Product Carbon Footprint Label (Certificate No. 2316611001)
Business Today	Wealth Management Evaluation: Best Wealth Management in Securities Sector-Excellent Best Product-No. 1 Best Risk Management-No. 1 Best Wealth Management Image-No. 2 Best Investment Advisory Team-No. 2 Best Digital Experience-No. 2 Best Customer Trust-No. 2 Best AI Application-No. 3
Taiwan Stock Exchange	Promotion of Innovation Award - Securities Underwriter: Capital Markets Contribution Award Partnership Award - Third Place for Securities Underwriters ETF Awards: No. 1 for Taiwan ETF Total Contribution Award No. 2 for Taiwan ETF Market Maker Award No. 3 for Taiwan ETF Trading Contribution Award – Brokerage Department “Better Disclosure of Information List” of the Stewardship Principles Evaluation for Institutional Investors
Taiwan Futures Exchange	Diamond Award for Futures Proprietary Trading Volume-No. 1 Diamond Award for Market-Making Performance
Taipei Exchange	Securities Firms Reward Program： Top three brokers which increase the most total investors trading on ETF and the number of new additions is at least 500 – First Prize Top three brokers which increase the most investors using dollar-cost averaging method trading on ETF and the number of new additions is at least 300 – Second Prize Warrant Awards:No. 1 for Maximum Value Creation Warrant Issuer Awards: No. 1 for Value Excellence No. 5 for Warrant Efficiency
Securities and Futures Institute	Golden Goblet Award – Outstanding Risk Management Golden Goblet Award – Outstanding Talent Cultivation Golden Goblet Award – Outstanding Green Finance – Securities Industry Category
Commercial Times	Digital Financial Service Awards: Digital Information Security Award-Premium Award Taiwan Warrant King Competition (TWKC): Best Performance Award Warrant King Practical Warfare Award: Luzhou Branch No. 1; Muzha Branch No. 2 Performance Excellence Award: Muzha Branch No. 1; Keelung Branch No. 2; Luzhou Branch No. 3
Sports Administration, Ministry of Education	Taiwan i sports (Sports Enterprise Certification)
Financial Supervisory Commission R.O.C. (Taiwan)	F-ISAC Membership Intelligence Sharing Outstanding Performance Organization Treating Customers Fairly Evaluation – Outstanding Securities Dealer
Health Promotion Administration of Taiwan’s Ministry of Health and Welfare	Accredited Healthy Workplace – Health Promotion Badge
National Communications Commission (Taiwan)	Accessible Website AA Label Level
Industrial Development Administration, MOEA	Taiwan Intellectual Property Management System (TIPS) Level A Certification (Certificate valid until 2024/12/31)
Taiwan Corporate Governance Association	CG6013 (2021) Corporate Governance System Assessment “Outstanding Certification” (Certificate valid from 2022/12/29 to 2024/12/28)
Outstanding Enterprise Manager Association	Golden Torch Award: Innovative Design of the Year

Yuanta Bank

World Economic Magazine	Best Data Analytics Taiwan Best School Payment Solution Taiwan
The Asset	Best Digital ESG Project－Carbon Reduction Account
Wealth Magazine	Wealth Management Award：Best Services, Best Wealth Growth, Best Digital Intelligence System, Best Digital Wealth Management Experience
International Business Magazine	Best School Payment Solution Taiwan Best Mobile Banking Experience Taiwan
World Business Outlook	Best Digital Bank Taiwan Best Corporate Payment Project Taiwan Best Mobile Banking Experience Taiwan Best Data Analytics Taiwan
Taiwan Clearing House	eFCS Award in Specific Business Development eACH Award in Direct Debit Business Promotion
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Awards
Asian Banking & Finance	Open Banking Initiative of the Year - Taiwan
Information Service Industry Association of R.O.C.	Golden Young Award – Silver Medal in Business Model Innovation
Business Today	Wealth Management Evaluation – Best ESG Award
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award - Best Product：Best Digital Bank Taiwan Most Popular Brand：Best Data Analytics Project
Joint Credit Information Center	17th Golden Quality Award－Credit Information
Taiwan Institute for Sustainable Energy	Taiwan Corporate Sustainability Award： Climate Leadership Award Creative Communication Leadership Award
Financial Information Service Co., LTD.	Special Contribution Award
Industrial Development Administration, MOEA	Taiwan Intellectual Property Management System (TIPS) Level A Revalidation

Yuanta Life

Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Most Popular Brand : Yuanta Sustainability, Digital Leadership National Brand Yushan Award-Best Product
The British Standards Institution	ISO 10002：2018 Quality management — Customer satisfaction — Guidelines for complaints handling in organizations ISO 27001：2013 certification for Information Security Management System, ISMS BS 10012：2017 Specification for a personal information management system，PIMS
Financial Supervisory Commission, R.O.C.	Treating Customers Fairly Evaluation –Best Improvement Award Micro Insurance Contest Caring for the Physically and Mentally Challenged Award Micro Insurance Contest Excellent Performance Award
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Award- Inclusive society Silver Award
Industrial Development Administration, MOEA	Taiwan Intellectual Property Management System (TIPS) Level A Revalidation

Yuanta Future

Taiwan Stock Exchange	Corporate Governance Evaluation Award－Top 5% of TPEx－Listed Companies
The Asset	Best Bank for Investment Solutions, Listed Derivatives ESG Corporate Awards-Platinum
Taiwan Futures Exchange	Futures Diamond Award－No. 1 for FCM Trading Volume
Commercial Times	Digital Financial Awards: Digital Innovation Award－Gold Award Digital Financial Awards: Digital Information Security Award－Gold Award
CommonWealth Magazine	CSR Sustainable Citizenship Awards: No. 4 for Little Giants Category Talent Sustainability Awards: No. 5 for Little Giants Category
Securities & Futures Institute	Golden Goblet Award－Outstanding Risk Management Golden Goblet Award－Outstanding Financial Innovation Golden Goblet Award－Outstanding Green Finance – Futures Industry Golden Goblet Award－Outstanding Futures Talent
Taiwan Institute for Sustainable Energy	Corporate Sustainability Report Silver Award Gender Equality Leadership Award Talent Development Leadership Award
China Credit Information Service, Ltd. (CRIF)	Top 5000 Large Enterprises in Taiwan－No. 1 FCM
Sports Administration, Ministry of Education	Taiwan i Sports (Sports Enterprise Certification)
Industrial Development Administration, Ministry of Economic Affairs	Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
Japan Exchange Group	No. 1 Taiwan Futures Broker in terms of annual trading volume in 2023

Yuanta Funds

Asia Asset Management	Best Retailed House of the Year Best ESG Engagement Initiative Fund Launch of the Year
Morningstar-Awards	Smart Taiwan Fund Awards for Futures & Leveraged Inverse ETF Smart Taiwan Fund Awards for Bond ETF Morningstar Awards Winner－Best Taiwan Equity Fund
TFF-Bloomberg Best Fund Awards	ETF award－Best U.S. Index Equity ETF ETF award－Futures-Based ETF
Refinitiv Lipper Fund Awards	Equity Sector Real Estate Global over 3 Years

2022

Yuanta FHC

S＆P Global	Sustainability Yearbook 2022 Gold Class
FTSE Russell	FTSE4Good Emerging Index
CDP Carbon Disclosure Project	“Leadership level” A
Bloomberg	2022 Bloomberg Gender-Equality Index (GEI)
The British Standards Institution (BSI)	Sustainability Resilience Award－Pilot Award
HR Asia	Best Companies to Work for In Asia
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies Top 10% of TWSE－/ TPEx－Listed Companies－financial industry
Taiwan Index Plus Corp.	FTSE4Good TIP Taiwan ESG Index
Taiwan CG Association	CG6013 (2021) Corporate Governance System Assessment “Outstanding Certification” (Certificate valid from 2022/12/29 to 2024/12/28)
Taiwan Institute for Sustainable Energy	Taiwan Corporate Sustainability Award: Taiwan Top 10 Sustainable Model Enterprise Award (Service Industry Category) Corporate Sustainability Report Award－Platinum Award Climate Leadership Award Social Inclusion Leadership Award Creative Communication Leadership Award
National Council for Sustainable Development (Taiwan)	National Sustainable Development Award in the Corporate Category
Department of Labor, Taipei City Government	Taipei City Workplace Gender Equality Certification－Gold Award
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)
Occupational Safety and Health Administration, Ministry of Labor (Taiwan)	Outstanding Enterprise with Sustainability Report Disclosure of Occupational Health and Safety Indicators
Corporate Governance Asia	Asia’s Best CEO (Investor Relations) – President Chien Weng Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Asia’s Best CSR Best Investor Relations Professional – Allen Wu Best Investor Relations Company
Global Views Monthly	Corporate Social Responsibility Awards：Financial Industry Category－Excellent
CommonWealth Magazine	CommonWealth Sustainable Citizenship Award: Top 100 CommonWealth Sustainable Citizens
Wealth Magazine	Best Financial Holding Sustainability－Excellence Award
MSCI	MSCI ESG "A" Rating

Yuanta Securities

Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
The British Standards Institution (BSI)	Mr. Investor APP ISO14067 Carbon Footprint Certification Mr. Investor APP PAS2060 Carbon Neutral Certification
Wealth Magazine	Wealth Management Award：Best Wealth Management, Best Services, Best Sales Team, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System Taiwan Financial Awards: FinTech Innovative Application Award－Best FinTech Securities Premium Award Taiwan Financial Awards: Best Brokerage Customer Recommendation Premium Award
The Asset	Best ETF Participating Dealer, Taiwan Best ETF Market Maker , Taiwan Best ETF Broker, Taiwan Best Brokerage, Taiwan Best Bond Adviser - Domestic (NT dollar bond) , Taiwan Best sustainability-linked bond
Nat'l Enterprise Competitiveness Dev. Assoc.	National Brand Yushan Award－Best Product: Inescapable Net National Brand Yushan Award－Best Product: Grain Market Newbie Village The National Brand Yushan Award－Outstanding Enterprise
Commercial Times	The Best Service in Taiwan: Securities Industry Gold Award Service Excellence Award Digital Financial Service Awards: Digital Innovation Award－Gold Award Diversified Trust Innovation Award: Best Wealth Management Trust Innovation Award for Securities Firms－Gold Award Taiwan Warrant King Competition (TWKC): Best Momentum Award Warrant King Practical Warfare Award Performance Excellence Award
Asiamoney	Best domestic brokerages Best brokerages for research Best brokerages for sales Best brokerages for corporate access Best brokerages for execution
Taipei Exchange	Top three brokers which increase the most total investors trading on ETF and the number of new additions is at least 500 – First Prize
Taiwan Stock Exchange	Securities Circulation Award - No. 1 for Securities Underwriters Economy Vitalization Award - No. 1 for IPO Fund Raised Economy Vitalization Award - No. 1 for IPO Market Cap No. 1 for Taiwan ETF Total Contribution Award No. 1 for Taiwan ETF Market Maker Award
Taiwan Futures Exchange	Diamond Award for Introducing Broker Trading Volume Diamond Award for Futures Proprietary Trading Volume Diamond Award for Market-Making Performance
Business Today	Wealth Management Evaluation: Best Wealth Management in Securities Sector, Best Wealth Management Image, Best Risk Management, Best Customer Satisfaction, Best Customer Trust, Best Product, Best Silver Friendliness
DailyView	Digital Securities－Strategy Excellence Award
Taiwan Institute for Sustainable Energy	Talent Development Leadership Award
Taiwan Corporate Governance Association	CG6013 (2021) Corporate Governance System Assessment “Outstanding Certification”
Health Promotion Administration of Taiwan’s Ministry of Health and Welfare	Accredited Healthy Workplace – Health Promotion Badge

Yuanta Bank

Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) Class A certification
International Business Magazine	Best API Project Taiwan Best Mobile Banking Application Taiwan Best Corporate Payment Taiwan Best Corporate Financial Ecosystem Taiwan Best Digital Wealth Management Experience Taiwan Best Digital ESG Project Taiwan
World Business Outlook	Best Digital Bank Taiwan Best Mobile Banking Experience Taiwan Best Wealth Management Experience Taiwan Best School Payment Solution Taiwan Best API Project Taiwan Best Data Analytics Taiwan Best Digital ESG Taiwan Best Corporate Payment Project Taiwan
World Economic Magazine	Best API Project Taiwan Best Mobile Banking Application Taiwan Best Corporate Payment Taiwan Best Corporate Financial Ecosystem Taiwan Best Digital Wealth Management Experience Taiwan Best Digital ESG Project Taiwan
Global Business Magazine	Best Mobile Banking Experience Taiwan Best Corporate Payment Project Taiwan Best Digital Wealth Management Experience Taiwan
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Best Product : Digital Wealth Management Solution for the Young The National Brand Yushan Award－Most Popular Brand : Yuanta Prestige Corporate Banking
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Awards
Joint Credit Information Center	Golden Quality Award－Credit Information
Information Service Industry Association of R.O.C.	Golden Young Award – Honorable Mention in Business Model Innovation
Wealth Magazine	Wealth Management Award：Best Services, Best Financial Consulting Team, Best Digital Wealth Management Experience
Commercial Times	Digital Financial Service Awards: Green Digital Finance Award－Premium Award
Taiwan Clearing House	eFCS Award in Promotion of Account Write-off Processing Business eDDA Award in Providing Two-Factor Authentication for Internet Banking
Business Today	Wealth Management Evaluation: Best AI Application
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)

Yuanta Life

Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) Class A certification
Risk Management, Insurance & Finance Foundation	Excellent as life insurance company for which graduates from insurance or finance related departments yearn the most (Staff、sales agent)
The British Standards Institution	BS 10012：2017 Specification for a personal information management system，PIMS ISO 27001 certification for Information Security Management System, ISMS ISO 10002:2018 Quality management — Customer satisfaction — Guidelines for complaints handling in organizations ISO 14064-1 certification for Greenhouse Gas Reporting
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Awards
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Best Product : Yuanta Mortgage Life Insurance
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)
Excellence Magazine	Excellent 2022 Insurance Evaluation－Best Service Quality Award

Yuanta Future

Taiwan Stock Exchange	Corporate Governance Evaluation Award－Top 5% of TPEx－Listed Companies
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Best Product: iTRADER Trading Platform
Taiwan Futures Exchange	Futures Diamond Award－No. 1 in Best Contributing FCM Promotion of Taiwan‘s futures market
Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
Occupational Safety and Health Administration, Ministry of Labor (Taiwan)	Outstanding Enterprise with Sustainability Report Disclosure of Occupational Health and Safety Indicators
CommonWealth Magazine	Corporate Citizen Award
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan－No. 1 FCM
The British Standards Institution	BS 10012:2017: Specification for Personal Information Management System ISO/IEC 27001:2013 Information Security Management System ISO 1002:2018 Customer Satisfaction Management System Sustainability Resilience Award－Excellence Award
Commercial Times	Digital Financial Service Awards: Digital Innovation Award－Gold Award Digital Financial Service Awards: Digital Business Optimization Award－Premium Award
The Asset	Best Bank For Investment Solutions, Listed Derivatives ESG Corporate Awards-Platinum

Yuanta Funds

Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) Class A certification
The Asset	ESG Fund Management and Investors Awards Best ETF Provider, Asia
Asia Asset Management	Fintech Innovation in Asset Management Awards
Morningstar-Awards	Smart Taiwan Fund Awards for Bond ETF
TFF-Bloomberg Best Fund Awards	ETF award－Best Domestic Index Equity ETF ETF award－Best U.S. Index Equity ETF ETF award－Sector Specific Index Equity ETF
BENCHMARK	Sustainability Capability Top ESG Performance Provider of the Year－Most Innovative ETF Best-in-Class

Yuanta Foundation

Ministry of Culture

Sponsorship Silver Award in the 14th Arts & Business Awards ceremony

2021

Yuanta FHC

Dow Jones Sustainability Index	DJSI World DJSI Emerging Markets
FTSE Russell	FTSE4Good Emerging Index
S＆P Global	Sustainability Yearbook 2021 Bronze Distinction
Bloomberg	2021 Bloomberg Gender-Equality Index (GEI)
Sustainalytics	Sustainalytics ESG Risk Ratings－Investment Banking and Brokerage industry: Rank No. 1 in Asia, No. 2 globally
HR Asia	Best Company to Work for in Asia
The British Standards Institution (BSI)	2021 Sustainability Resilience Award－Pilot Award
Taiwan Index Plus Corp.	FTSE4Good TIP Taiwan ESG Index
CDP (formerly the Carbon Disclosure Project)	“Leadership level” A
3rd Annual Enterprises’ Environmental Protection Award R.O.C. (AEEPA)	Silver Award
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Awards (TSAA)－Gold Award for Environmental Sustainability Top 50 Taiwanese Companies Sustainability Award Corporate Sustainability Report Awards－Silver Award Climate Leadership Award Growth Through Innovation Leadership Award Talent Development Leadership Award Creative Communication Leadership Award
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 6% to 20% of TWSE-Listed Companies
Corporate Governance Asia	Asia’s Best CEO (Investor Relations) – President Chien Weng Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Best Investor Relations Professional – Allen Wu Best Investor Relations Company (Taiwan)
Global Banking & Finance Review	Best CSR Company Taiwan 2021
International Business Magazine	Best CSR Company Taiwan 2021
Global Views Monthly	Corporate Social Responsibility Awards：Financial Industry Category– Excellent; Public Welfare Promotion Category– Excellent
Wealth Magazine	Financial Holdings CSR Premium Award
The Asset	ESG Corporate Awards－Jade Award

Yuanta Securities

Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) Class A certification
Enterprise Asia	Asia Responsible Enterprise Awards－Investment in People
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Most Popular Brand: Mr. Investor APP The National Brand Yushan Award－Best Product: Strategy Trading Platform The National Brand Yushan Award－Best Product: Yuanta Taiwan Stock Pilot ETN The National Brand Yushan Award “National First Prize”－Outstanding Enterprise
Taipei Exchange	Performance in recommending and advising companies for TPEx listing－Third place
Wealth Magazine	Wealth Management Award: Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Digital Intelligence System, Best Digital Finance, Best Creative Audio-Visual Marketing Taiwan Financial Awards: FinTech Innovative Application Award－Best FinTech Securities Gold Award Taiwan Financial Awards: Best Brokerage Services Gold Award Taiwan Financial Awards: Best Brokerage Customer Recommendation Premium Award
FinanceAsia	Best Broker
The Asset	Best ETF Participating Dealer, Taiwan Best ETF Market Maker , Taiwan Best ETF Broker, Taiwan Best Brokerage, Taiwan Best Bond Adviser ,Taiwan－Domestic (NT Dollar Bond)
Asiamoney	Best domestic brokerages Best brokerages for research Best brokerages for sales Best brokerages for corporate access Best brokerages for execution
Excellence Magazine	Securities Firm Survey－Best Securities Brokerage
Commercial Times	Digital Financial Service Awards: Digital Innovation Award－Gold Award Digital Financial Service Awards: Digital Inclusion Award－Premium Award
Taiwan Stock Exchange	Securities Circulation Award－No. 1 for Securities Underwriters Economy Vitalization Award－No. 1 for IPO fund raised Economy Vitalization Award－No. 1 for IPO market cap No. 1 for ETN Distribution Contribution Award No. 1 for ETN Total Contribution Award No. 1 for Taiwan ETF Total Contribution Award No. 2 for Taiwan ETF Trading Contribution Award No. 3 for Taiwan ETF Market Maker Award No. 3 for ETN Trading Progress Award
Taiwan Futures Exchange	Diamond Award for Introducing Broker Trading Volume Diamond Award for Futures Proprietary Trading Volume Diamond Award for Market-making Performance
Business Today	Wealth Management Evaluation: Best Wealth Management in Securities, Best Wealth Management Image, Most Trusted Securities, Best Product, Best Customer Satisfaction, Best AI Application, Best Risk Management
Securities and Futures Institute	Golden Goblet Award－Outstanding Financial Innovation Golden Goblet Award－Outstanding Talent Cultivation Golden Goblet Award－Outstanding Green Finance－Securities Industry Categorye Golden Goblet Award－Outstanding Securities Talent－Executive Vice President Mei Ling Kuo
Financial Supervisory Commission R.O.C. (Taiwan)	Treating Customers Fairly Evaluation – Outstanding Securities Dealer

Yuanta Bank

World Business Outlook	Best Digital Bank, Taiwan Best Mobile Banking App, Taiwan Best Wealth Management Experience, Taiwan
Global Business Outlook	Most Innovative Wealth Management Solutions Provider, Taiwan
International Business Magazine	Most Innovative Digital Bank Taiwan Best Mobile Banking Application Taiwan
Taiwan Institute for Sustainable Energy	Taiwan Sustainable Action Awards
Information Service Industry Association of R.O.C.	Golden Young Award – Runner-Up in Business Model Innovation
Joint Credit Information Center	Golden Quality Award－Credit Information
Taiwan Clearing House	eFCS Award in Providing Excellent On-line Bill Payment Service eFCS Award in Promotion of Account Write-off Processing Business
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Best Product: Omni Wealth Management Experience The National Brand Yushan Award－Most Popular Brand: Yuanta School Payment Solution
The Banker	Top 500 Banking Brands 2021－No.315
Wealth Magazine	Wealth Management Award: Best Services, Best Financial Consulting Team, Best Digital Finance
Business Today	Wealth Management Evaluation: Best Wealth Value Added
World Economic Magazine	Best Digital Wealth Management Experience Taiwan Best School Payment Solution Taiwan
Health Promotion Administration of Taiwan’s Ministry of Health and Welfare	National Healthy Workplace Award- Tobacco-free Health Program
Department of Health of Kaohsiung City Government	Outstanding Performance in Promotion of Quit Smoking Services at the Workplace

Yuanta Life

The British Standards Institution	BS 10012：2017 Specification for a personal information management system，PIMS ISO27001 certification for Information Security Management System, ISMS ISO 10002:2018 Quality management－Customer satisfaction－Guidelines for complaints handling in organizations
Risk Management, Insurance & Finance Foundation	Excellent as life insurance company for which graduates from insurance or finance related departments yearn the most (Staff)
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Best Product：Yuanta Life Qin- Ai-Bei-Bi Hospital Reimbursement (JO) The National Brand Yushan Award “National First Prize”－ Best Product：Yuanta Life Qin- Ai-Bei-Bi Hospital Reimbursement (JO)
Financial Supervisory Commission, R.O.C.	Excellence in Special Project Investment－Financial Investment Micro Insurance Contest Excellent Performance Award Micro Insurance Contest Caring for the Physically and Mentally Challenged Award
Taiwan Institute for Sustainable Energy	Taiwan Sustainability Action Awards：Inclusive society Bronze medal
Excellence Magazine	2021 Insurance Survey－Best Service Quality Award

Yuanta Future

Taiwan Futures Exchange	Futures Diamond Award－No. 1 in Best Contributing FCM
Taiwan Stock Exchange	Corporate Governance Evaluation Award－Top 5% of TPEx－Listed Companies
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan－No. 1 FCM
Industrial Development Bureau, MOEA（IDB）	Taiwan Intellectual Property Management System (TIPS) level A Validation
Securities & Futures Inst.	Golden Goblet Award－Outstanding Talent Cultivation Golden Goblet Award－Outstanding Futures Talent
Taiwan Inst. for Sustainable Energy	Corporate Sustainability Report Silver Award Growth through Innovation Award
CommonWealth Magazine	Corporate Citizen Award
Commercial Times	Digital Financial Service Awards: Digital Innovation Award－Gold Award
The Asset	Best Emerging Digital Technologies Project, Taiwan Best Bank For Investment Solutions, Listed Derivatives ESG Corporate Awards-Platinum

Yuanta Funds

Securities & Futures Inst.	Golden Goblet Award－Outstanding Securities Investment trust and Consulting Expertise Golden Goblet Award－Outstanding ESG & Sustainability Golden Goblet Award－Outstanding Financial Innovation
Taiwan Futures Exchange	Diamond Award for Fund Trading Volume
AsianInvestor	Best Asset Managers by Market
The Asset	Best ETF Provider, Asia Best ETF Provider, Taiwan Sustainability ETF , The first ESG themed ETF in Taiwan ,Yuanta FTSE4Good TIP Taiwan ESG ETF Asset Management Company of the Year-Highly Commended,Taiwan
Asia Asset Management	Fund Launch of the Year ETF Manager of the Year
Morningstar-Awards	Futures & Leveraged Inverse ETF－Yuanta Daily Taiwan 50 Bull 2X ETF Overseas ETF－Yuanta S&P 500 ETF Domestic ETF－Yuanta/P-shares Taiwan Top 50 ETF

2020

Yuanta FHC

Dow Jones Sustainability Index	DJSI World DJSI Emerging Markets
FTSE Russell	FTSE4Good Emerging Index
MSCI	MSCI ESG "A" Rating –Diversified Financial
Bloomberg	2020 Bloomberg Gender-Equality Index (GEI)
Taiwan Index Plus Corp.	FTSE4Good TIP Taiwan ESG Index
Taiwan Academy of Corporate Sustainability	Taiwan Corporate Sustainability Awards 2020, Corporate Sustainability Report Awards－Gold Award
The British Standards Institution (BSI)	2020 Sustainability Resilience Award－Pilot Award
CDP (formerly the Carbon Disclosure Project)	“Leadership level” A
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies Top 11% to 20% of TWSE－/ TPEx－Listed Companies－financial industry
Taiwan CG Association	CG6012 (2019) Corporate Governance System Assessment “Outstanding Certification”
HR Asia	2020 Best Company to Work for in Asia
Corporate Governance Asia	Asia’s Best CEO (Investor Relations) – Chairman Tony Shen Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Best Investor Relations Professional- Allen Wu Best Investor Relations Company (Taiwan)
CommonWealth Magazine	CommonWealth Magazine Corporate Social Responsibility (CSR) Corporate Citizenship Award for Large-Scale Enterprise New Star Award
Global Views Monthly	16th Corporate Social Responsibility (CSR) Awards,“Outstanding Program – Model Award in Education Promotion Group.”
Wealth Magazine	Special Jury Prize－Financial Holdings CSR Awards
The Asset	ESG Corporate Awards- Platinum
FinanceAsia	Best Managed Company in Taiwan Best Environmental Stewardship in Taiwan – No. 1
Modern Insurance Educational Affairs Foundation	Insurance Dragon-Phoenix Award－Outstanding Award of the Most Aspired Financial Holding Company by Graduates
Department of Health of Taipei City Government	Taipei City’s Outstanding Healthy Workplace－Specially Outstanding Award
Sports Administration, Ministry of Education	Sports Calendar Points Competition－First Runner-Up
Taiwan Blood Services Foundation	Outstanding Blood Donor Group

Yuanta Securities

Taiwan CG Association	CG6012 (2019) Corporate Governance System Assessment “Outstanding Certification”
The Asset	Best Mobile Brokerage Application,Taiwan Best ETF Participating Dealer, Taiwan Best ETF Broker, Taiwan Best Equity Derivatives House, Taiwan Best corporate and institutional adviser－Domestic , Taiwan Best equity adviser , Taiwan Best bond adviser－Domestic (NT Dollar Bond) , Taiwan Best corporate bond,Taiwan
Wealth Magazine	Wealth Management Award: Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Creative Audio-Visual Marketing Consumer Financial Brand Award: Best Brokerage Image, FinTech Innovative Application - Best FinTech Securities.
FinanceAsia	Best Broker Best Investment Bank Best ECM House
Asiamoney	Best Securities House in Taiwan Best local brokerage, Taiwan Best for overall sales, Taiwan Best for overall research, Taiwan Best for corporate access, Taiwan Best for execution, Taiwan
Euromoney	Best Investment Bank in Taiwan
Asian Banking & Finance	Corporate & Investment Bank of the Year - Taiwan
Excellence	Best Brokerage
Business Today	Wealth Management Evaluation: Best Wealth Management in Securities Sector, Best Investment Advisory Team, Best AI Application, Best Customer Satisfaction, Best Product, Best Sustainable Development, Best Marketing Innovation
Business Next	Future Commerce Awards：Online account opening－Best Management Innovation Silver Award
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan－No. 1 SF
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Most Popular Brand The National Brand Yushan Award－Best Product: Mr. Investor APP 2.0 The National Brand Yushan Award－Best Product: Account Opening APP The National Brand Yushan Award “National First Prize” - Mr. Investor APP 2.0 and Account Opening APP.
Taiwan Stock Exchange	Electronic Order Placement Contest: First Place Outstanding Contribution Award Securities Award－Securities underwriters－Third prize
Taiwan Futures Exchange	Diamond Award for Introducing Broker Trading Volume Diamond Award for Futures Proprietary Trading Volume Diamond Award for Securities Industry Trading Volume Diamond Award for Market-making Performance
Taipei Exchange	Best performance of advisory recommending companies to list on TPEx－Securities Companies Best performance of advisory recommending companies to register on ESB－Securities Companies
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)

Yuanta Bank

Taiwan CG Association	CG6012 (2019) Corporate Governance System Assessment “Outstanding Certification”
Joint Credit Information Center	Golden Quality Award
The Asset	Best Corporate Payment Project－Yuanta Bank School Payment
The Banker	Top 500 Banking Brands 2020－No.287
Business Today	Wealth Management Evaluation: Best Product, Best Management Professionals Team, Best Customer Trust
Taiwan Clearing House	eFCS Award in Providing Excellent On-line Bill Payment Service
Wealth Magazine	Wealth Management Award: Best Services, Best Financial Consulting Team, Best Customer Referral
Information Service Industry Association of R.O.C.	Golden Young Award Runner-Up－Financial Technology (Fintech) Group
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Best Product：Yuanta School Payment Solution

Yuanta Life

Nat'l Enterprise Competitiveness Dev. Assoc	The National Brand Yushan Award－Best Product：Yuanta Life Xiang-You-Xin Hospital Reimbursement Rider (JR)
Excellence Magazine	2020 Insurance Survey－Best Service Quality Award
Money Magazine	2020 Money insurance AI Awards－Taiwan top 30 high-value insurance policies
The British Standards Institution	BS 10012：2017 Specification for a personal information management system, PIMS ISO27001 certification for Information Security Management System, ISMS ISO 14064-1 certification for Greenhouse Gas Reporting
Financial Supervisory Commission, R.O.C.	Financial Supervisory Commission, R.O.C.

Yuanta Futures

Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－First Prize in Outstanding Business Leader The National Brand Yushan Award－Outstanding Business Leader The National Brand Yushan Award－Outstanding Popular Brand: Leverage Transaction Merchant The National Brand Yushan Award－Best Product: AI Advisor The National Brank Yushan Award－Best Product: Yuanta Futures bull/bear option The National Brank Yushan Award－Best Product: Yuanta Futures Contract For Difference (CFD)
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan－No. 1 FCM
Taiwan Stock Exchange	Corporate Governance Evaluation Award－Top 5% of TPEx－Listed Companies
Taiwan Futures Exchange	Futures Diamond Award－No. 1 in Best Contributing FCM Futures Diamond Award－No. 3 in Introducing Broker Trading Volume
CommonWealth Magazine	CSR Corporate Citizen Award
The Asset	Best Bank For Investment Solutions, Listed Derivatives ESG Corporate Awards-Gold

Yuanta Funds

Taiwan Academy of Corporate Sustainability	Taiwan Corporate Sustainability Awards 2020, Corporate Excellent Case Model－Innovation and Growth Award
Bloomberg Best Fund Awards	Best Equity ETF General (Domestic Index) Best Equity ETF General (US Index) Best Leveraged Futures ETF (Single Day Positive 2x)
Taiwan Futures Exchange	Diamond Award for Fund Trading
The Asset	Asset Management Company Of The Year Taiwan Most Innovative ETF Asia Best ETF Provider
Smart Taiwan Fund Awards	Best Futures and Leveraged Inverse Index Equity Fund Best Index Equity Fund in the Innovation category
Asia Asset Management	ETF Manager of The Year Fund Launch of The Year
BENCHMARK	Top ESG Performance Award－Japan Equity－BEST－IN－CLASS Top ESG Performance Award－Asia Pacific Equity－BEST－IN－CLASS Temperature Alignment Award－Asia Emerging Markets Equity－BEST－IN－CLASS USD Government Fixed Income－BEST－IN－CLASS Inverse ETF－BEST－IN－CLASS Japan Equity－BEST－IN－CLASS SUSTAINABILITY－ CAPABILITY－Sustainable Investing ETF－BEST－IN－CLASS SUSTAINABILITY－CAPABILITY－Stewardship Awards－OUTSTANDING ACHIEVER ETF CAPABILITY AWARDS－Most Innovative ETF Awards High Dividend ETF－BEST－IN－CLASS Commodity ETF－BEST－IN－CLASS Fixed Income ETF－OUTSTANDING ACHIEVER Taiwan Large－Cap ETF－BEST－IN－CLASS China Equity ETF－BEST－IN－CLASS China A－shares ETF－OUTSTANDING ACHIEVER Asia Emerging Markets Equity－OUTSTANDING ACHIEVER India Equity－BEST－IN－CLASS Global Emerging Markets Equity－OUTSTANDING ACHIEVER Balanced Allocation－OUTSTANDING ACHIEVER

Yuanta Foundation

Youth Development Administration of Taiwan’s Ministry of Education	2019 Outstanding Performance in Advancing Youth Volunteer Services award
Taiwan’s Ministry of Justice	Group of Merit in Helping to Promote Rehabilitation and Protection

2019

Yuanta FHC

Dow Jones Sustainability Indices	DJSI World DJSI Emerging Markets
MSCI	MSCI ESG "A" Rating –Diversified Financial
CDP (formerly the Carbon Disclosure Project)	A- “Leadership level”
British Standards Institute (BSI)	Excellence in Sustainability Award
RobecoSAM Sustainability Yearbook	Industry Mover－Diversified Financial Services and Capital Markets
Corporate Governance Asia	Asia's Best CEO (Investor Relations) – President Tony Shen Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai Best Investor Relations Company (Taiwan)
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE－Listed Companies and Top 11% to 20% of TWSE－/ TPEx－Listed Companies－financial industry
FTSE Russell	FTSE4Good Emerging Index
Taiwan Index Plus Corp.	FTSE4Good TIP Taiwan ESG Index
Asiamoney	Most Outstanding Company in Taiwan－Financials Sector
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness) Taiwan i sports Corporate Competition-Third Place
Taiwan Inst. for Sustainable Energy	Corporate Sustainability Report Gold Award
Modern Insurance Educational Affairs Foundation	Insurance Dragon-Phoenix Award－Outstanding Award of the Most Aspired Financial Holding Company by Graduates

Yuanta Securities

FinanceAsia	Best Broker in Taiwan Best ECM House in Taiwan Best Investment Bank in Taiwan
Euromoney	Best Investment Bank in Taiwan
Asian Banking & Finance	Corporate & Investment Bank of the Year–Taiwan
The Asset	Best Equity Derivatives House, Taiwan Best ETF Market Maker, Taiwan–Highly Commended Best Participating Dealer, Taiwan Best ETF Broker, Taiwan Top arrangers－Investors' Choice for primary issues－Corporate bonds－TWD Top sellside firms in secondary market－Corporate bonds－TWD Top arrangers－Investors' Choice for primary issues－Government bonds－TWD Top sellside firms in secondary market－Government bonds－TWD No. 4 for Best Individuals in Sales－Jay Hsu Best corporate and institutional adviser－Domestic Best equity adviser Best bond adviser－Domestic (NT dollar bonds) Best green bond Best IPO
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm 2019 Best Wealth Management Award of Banks and Securities：Best Wealth Management in Securities Sector, Best Investment Advisory Team, Best Product, Best Risk Management, Best AI Application, Best Wealth Value Added.
Business Next	Future Commerce Awards：Mr. Investor APP－ Best Product Innovation Bronze Award
Wealth Magazine	Wealth Management Awards：Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Finance, Best Wealth Value Added, Best Print Marketing Consumer Financial Brand Award：Best Broker Brand Image, Best Brokerage Services Taiwan Financial Award－Best FinTech Innovative Application (Securities)
Securities & Futures Inst.	Golden Goblet Award－Outstanding Financial Innovation Golden Goblet Award－Outstanding Green Investment
Asiamoney	2019 Best Securities House in Taiwan Taiwan’s Best Local Brokerage 1990 to 2018 Best Local Brokerage in Taiwan Best overall sales services, Taiwan Best for overall country research, Taiwan
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Most Popular Brand The National Brand Yushan Award－Best Product：Mr. Investor APP The National Brand Yushan Award－First Prize in Best Product：Mr. Investor APP
Taiwan Inst. for Sustainable Energy	Growth through Innovation Award People Development Award
Taiwan Stock Exchange	Circulating Securities Award- No. 1 for Securities Underwriters Prospering the Economy Award- No. 2 for IPO fund raised Prospering the Economy Award- No. 1 for IPO market cap No. 1 for Warrant Trading Volume Award No. 1 for Warrant Value Award No. 3 for Warrant Issuance Award
Taipei Exchange	Warrant Awards: No. 1 in Warrant Issuance Warrant Awards: No. 1 in Warrant Turnover and Trading Volume Emerging Stocks Awards: No. 3 for Contributor Award Emerging Stocks Awards: No. 1 for Stability Award ETF Awards: No. 3 for H1 Broker Award ETF Awards: No. 1 for H2 Broker Award ETF Awards: No. 1 for H2 ETF Liquidity Provider Award
Commercial Times	Best Engagement Warrant Competition Award－East Luzhou, Caiyuan, Nanhai, Luchu, Neihu and Luodong branch offices

Yuanta Bank

Wealth Magazine	Wealth Management Awards：Best Services, Best Wealth Value Added, Best Print Marketing
The Asset	Best acquisition finance(Hong Kong) Best LBO deal(Taiwan)
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)
Dept. of Health, Taipei City Government	Taipei Healthy Workplace-Fourth Place
Financial Info. Service	Best Service Innovation Award
Joint Credit Information Center	Golden Quality Award

Yuanta Life

Smart Insurance Awards	Best Policy “Yuanta Life Xiang-You-Xin Hospital Reimbursement Rider (JR)”
Excellence Magazine	2019 Insurance Survey- Best Service Quality Award
The British Standards Institution	ISO 14064-1 certification for Greenhouse Gas Reporting
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)
Financial Supervisory Commission, R.O.C.	Excellence in Special Project Investment－Financial Investment

Yuanta Futures

The Asset	Best Derivatives Broker
Securities & Futures Inst.	Golden Goblet Award－Outstanding Financial Innovation Golden Goblet Award－Outstanding Talent Cultivation Golden Goblet Award－Outstanding Futures Talent
CommonWealth Magazine	Taiwan Top 2000 Survey- No. 1 in Futures Sector Corporate Citizen Award
Reader’s Digest	Trusted Brand Platinum Award－Futures
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－First Prize in Outstanding Enterprise The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Most Popular Brand
Taiwan Stock Exchange	Corporate Governance Evaluation Award－Top 5% of TPEx－Listed Companies
Taiwan Futures Exchange	Futures Diamond Award－No. 1 in Best Contributing FCM Futures Diamond Award－No. 2 in Futures Proprietary Trading Volume
Sports Administration, Ministry of Education	Taiwan i sports (Certificate of Corporate Wellness)
Taiwan Inst. for Sustainable Energy	Corporate Sustainability Report Bronze Award Growth through Innovation Award
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan－No. 1 FCM

Yuanta Funds

The Asset	Editors’ Triple Star for Yuanta ETF AI Investment Platform Best ETF Provider, Asia Best ETF Provider, Taiwan Asset Management Company of the Year, Taiwan
Securities & Futures Inst.	Golden Goblet Award－Outstanding Asset Management Golden Goblet Award－Outstanding Risk Management Golden Goblet Award－Outstanding Leadership Talent Golden Goblet Award－Outstanding Investment Trust & Investment Consulting Talent
Asia Asset Management	ETF Manager of the Year Fund Launch of the Year Best Application of Fintech
Taipei Foundation Of Finance	TFF－Bloomberg Best Fund Awards：ETP award－Best Domestic Index Equity ETF TFF－Bloomberg Best Fund Awards：ETP award－Best Inverse Index Equity ETF TFF－Bloomberg Best Fund Awards：ETP award－Best U.S. Index Equity ETF TFF－Bloomberg Best Fund Awards：ETP award－Best Futures ETC (Daily 2X Leveraged)
Smart Taiwan Fund	Index Equity Fund Award (Futures and Futures Leveraged or Inverse ETF)
Taiwan Futures Exchange	Diamond Award for Fund Trading
Taiwan Inst. for Sustainable Energy	Growth through Innovation Award
BENCHMARK	Technology Mutual Fund－HOUSE AWARDS－OUTSTANDING ACHIEVER China A ETF－HOUSE AWARDS OF ETF－BEST IN CLASS China Equity ETF－HOUSE AWARDS OF ETF－BEST IN CLASS Raw material ETF－HOUSE AWARDS OF ETF－BEST IN CLASS Dividend Plus ETF－HOUSE AWARDS OF ETF－BEST IN CLASS Taiwan ETFs－HOUSE AWARDS OF ETF－BEST IN CLASS Sustainable Investment ETF－HOUSE AWARDS OF ETF－BEST IN CLASS Fixed Income ETF－HOUSE AWARDS OF ETF－BEST IN CLASS Investor Educational Award－Performing Fund－Capability Awards－BEST IN CLASS Capability Awards Of ETF－ETF Brand of the Year Award ETF Investor Education Award－ETF Capability Awards－BEST IN CLASS Japanese stocks－BEST PERFORMING ETF－BEST IN CLASS Small and medium stocks in Taiwan－BEST PERFORMING ETF－BEST IN CLASS Taiwan Stocks－BEST PERFORMING ETF－BEST IN CLASS Leveraged ETFs－BEST PERFORMING ETF－BEST IN CLASS Inverse ETF－BEST PERFORMING ETF－BEST IN CLASS

Yuanta Foundation

Ministry of Culture	Sponsorship Silver Award in the 14th Arts & Business Awards ceremony
Ministry of Education	Education Sponsorship Gold Award

2018

Yuanta FHC

The Asset	Platinum Award for Excellence in Governance, CSR, Investor Relations Benchmarking
Corporate Governance Asia	Asiaʼs Best CEO (Investor Relations) - President Tony Shen Best Investor Relations Company in Taiwan
Taiwan CG Association	CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 6% to 20% of TWSE-Listed Companies
Wealth Magazine	Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
FTSE Russell	FTSE4Good Emerging Index
Taiwan Index Plus Corp.	FTSE4Good TIP Taiwan ESG Index

Yuanta Securities

The Asset	Best Equity ETF Participating Dealer Best Equity ETF Market Maker Best ETF Broker Best Equity Derivatives House Best Structured Investment Products – NTD Denominated 300% Participation Fund-Linked Non-Principal Protected Product Top Bank Arrangers, Investors' Choices for Government Primary Issues, Taiwan Top Bank Arrangers, Investors' Choices for Corporate Primary Issues, Taiwan Top Bank in Corporate Bonds, Taiwan Top Bank in Government Bonds, Taiwan Top Sellside firms in research, Taiwan No. 1 for Best Individuals in Sales - Jay Hsu Best Corporate and Institutional Adviser－Taiwan (Domestic) Best Equity Adviser－Taiwan(Domestic) Best Bond Adviser (NT Dollar)－Taiwan
FinanceAsia	Best Broker in Taiwan
Asiamoney	Best Corporate & Investment Bank in Taiwan Best Local Brokerage in Taiwan Best for overall country research in Taiwan Best overall sales services in Taiwan Best Securities House in Taiwan
Min. of Economic Affairs	Digital Content Product Award：Best Product －Yuanta Video Robot Account Opening Digital Content Product Award：2018 Best Product －Mr. Investor APP
Taiwan CG Association	CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
Taiwan Stock Exchange	No. 1 for Increase in Electronic Order Placement Volume Award, No. 1 in API Promotion Award Best Stock Underwriter for the Mainboard No. 1 for Warrant Issuance Volume Award ,No. 1 for Warrant Trading Volume Award and No. 1 for Warrant Value Award
Taiwan Futures Exchange	The 4th Futures Trading Diamond Awards: Diamond Award for Introducing Broker Trading Volume, Diamond Award for Futures Proprietary Trading Volume, Diamond Award for the performance of FX products market maker – Futures Proprietary Merchant, Diamond Award of futures trading volume growth - IB
Wealth Magazine	Wealth Management Evaluation Awards: Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Wealth Management Consumer Financial Brand Award: Best Broker Brand Image, Best Brokerage Services
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm 2018 Best Wealth Management Award of Banks and Securities: Best Wealth Management in Securities Sector, Security of the year, Best Product, Best Investment Advisory Team, Best Wealth Value Added, Most Trusted Security, Best Information Technology Service, Best Digital Innovation.
Excellence Magazine	2018 Excellence Magazine Securities Evaluation: Best Brand Image Prize, Best Warrant Prize
Taipei Exchange	Warrant Awards: No. 1 in Issuance and Trading Volume No. 1 for Best Underwriter for Taipei Exchange and Emerging Stock Market Warrant Awards: No. 1 in Warrant Issuance Warrant Awards: No. 1 in Warrant Trading Volume Warrant Awards: No. 3 in Turnover Rate ETF Awards: No. 1 for ETF Liquidity Provider Award
Commercial Times	Taiwan Warrant King Challenge：Best Profit Maker Award Taiwan Warrant King Challenge：Best Warrant Promotion Award (Area: Neihu/Donglu/Dongtai)
Economy Daily News	Warrant Competition：Best Trading Performance Award Warrant Competition：Best Warrant Promotion Award (Area: Neihu/Donglu/Dali)

Yuanta Bank

The Asset	Best Syndicated Loan, Lao for BCEL USD148 million syndicated term loan facility in which Yuanta Bank has acted as lead arranger.
Wealth Magazine	Wealth Management Evaluation Awards: Best Services, Best Professional Team, Best Charity Promotion
Taiwan CG Association	CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
Business Today	Best Information Services Award Best Product Award
Financial Info. Service	Best Service Innovation Award

Yuanta Life

Min. of Health and Welfare	Healthy Workplace Certification
Financial Supervisory Commission, R.O.C.	Investment in Key Emerging Industries- Outstanding Project Team
The British Standards Institution	BSI Award: Excellence in Information Security Quality ISO 14064-1 certification for Greenhouse Gas Reporting

Yuanta Funds

Asia Asset Management	ETF Manager of the Year in Taiwan
Gold Diamond Awards	Best Three Year Value Fund – Yuanta Buffet Fund
Smart Taiwan Fund	Index Equity Fund Award (Securities Leveraged or Inverse ETF) - Yuanta/P-shares Taiwan Top 50 ETF Index Equity Fund Award (Domestic Standard ETF) - Yuanta Daily Taiwan 50 Bear -1X ETF

Yuanta Futures

The Asset	Derivatives House of the Year - Highly Commended
CommonWealth Magazine	Taiwan Top 2000 Survey- No. 1 in Futures Sector Corporate Citizen Award- Small Giant Category
Futures & Options World (FOW)	Emerging Market Non-bank FCM of the Year
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TPEx-Listed Companies
Taiwan Futures Exchange	Futures Diamond Award－No. 1 in Best Contributing FCM and Best Contributing FCM－Foreign Investors
Nat'l Enterprise Competitiveness Dev. Assoc.	The National Brand Yushan Award－Outstanding Enterprise The National Brand Yushan Award－Most Popular Brand
R.O.C. General Chamber of Commerce	Golden Merchant Award－Outstanding Merchant
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan－No. 1 FCM

2017

Yuanta FHC

FTSE Russell	FTSE4Good Emerging Index
The Asset	Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
Wealth Magazine	Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award

Yuanta Securities

The Asset	Best Corporate and Institutional Bank in Taiwan Best Equity Adviser Taiwan Best Bond Adviser in Taiwan (NT Dollar) Best Equity ETF Participating Dealer in Taiwan Best Equity ETF Market Maker in Taiwan Best Equity ETF Broker in Taiwan Best Equity Derivatives House in Taiwan No. 2 for Top Banks in Government Bonds, Taiwan No. 3 for Top Banks in Corporate Bonds, Taiwan Top Bank Arrangers, Investors' Choice for Government Primary Issues, Taiwan No. 1 for Best Individuals in Sales - Jay Hsu
Asiamoney	Best Securities House in Taiwan Best Corporate and Investment Bank in Taiwan Best Local Brokerage in Taiwan Best Overall Sales Services in Taiwan Best Research Team in Taiwan Best Execution in Taiwan Best Sales Trading in Taiwan Most Improved Brokerage Over the Last 12 Months in Taiwan Best for Events and/or Conferences in Taiwan Best for Roadshows and Company Visits in Taiwan Most independent research brokerage
Euromoney	Best Investment Bank in Taiwan
FinanceAsia	Best Investment Bank in Taiwan Best Broker in Taiwan Best ECM House in Taiwan
Taiwan Stock Exchange	Prospering the Economy Award- No. 3 for IPO fund raised Prospering the Economy Award- No. 3 for IPO market cap No. 1 for Warrant Issuers Volume Award; No. 1 for Warrant Value Award Warrant Issuer Excellence Award; Warrant Trustee Business Volume Award No. 1 for Increase in Electronic Order Placement Volume Award; No. 1 in API Promotion Award
Taipei Exchange	Best Partner for Promotion of Foreign Enterprises Listing on the TPEx and Emerging Stock Market Award for Excellence in TPEx and Emerging Stock Market Listing Guidance
Taiwan Futures Exchange	Diamond Award for Introducing Broker Trading Volume Diamond Award for Futures Proprietary Trading Volume Diamond Award for EUR to USD Futures Market Maker Performance Diamond Award for USD to JPY Futures Market Maker Performance
Securities & Futures Inst.	Golden Goblet Award - Outstanding Leadership Award - Arthur Chen Golden Goblet Award - Outstanding Financial Innovation Award - Wanshitong App Golden Goblet Award - Outstanding Talent Cultivation Award
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm Wealth Management Banking and Securities Evaluation: Best Wealth Management Securities Firm Award; Best Digital Services Award; Best Foresight Award
Wealth Magazine	2017 Taiwan Financial Awards: Best Brokerage Brand Image; Best Brokerage Services; Best Digital Brokerage Wealth Management Awards: Best Wealth Management; Best Services; Best Professional Team; Best Customer Recommendations; Best Video Marketing
Excellence Magazine	Excellence Brokerage Evaluation: Best Brand Image; Best Product Innovation Award
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence

Yuanta Bank

Wealth Magazine	Wealth Management Evaluation Awards: Best Services, Best Professional Team, Best Print Marketing
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence

Yuanta Life

Risk Mgmt., Insurance & Finance Foundation	2017 Insurance Policy of the Year “Return of Premium Catastrophic Illness (RS)”
Smart Insurance Awards	Best Policy－“Zhu-Fu-Nian-Nian Dismemberment Care Whole Life (DE)”
The British Standards Institution	BSI Excellence Award: Best Insurance Information Security ISO 27001 certification for Information Security Management System ISO 14064-1 certification for Greenhouse Gas Reporting

Yuanta Funds

The Asset	Best ETF Provider in Asia Best ETF Provider in Taiwan
Securities & Futures Inst.	Golden Goblet Award - Best Asset Management Award Golden Goblet Award - Best Financial Innovation Award
Asia Asset Management	ETF Manager of the Year in Taiwan Best New ETF in Taiwan
Asian Investor	Asset Management Company of the Year, Taiwan
Smart Taiwan Fund	Annual Futures and Leveraged Inverse ETF Award - Yuanta Daily Taiwan 50 Bear -1X ETF Annual ETF Award (Domestic) - Yuanta/P-shares Taiwan Top 50 ETF
Morningstar Awards	Morningstar Taiwan Best Fund Award - Yuanta/P-shares Taiwan Top 50 ETF
Benchmark Awards	ETF Annual Branch Award Best ETF Investor Education Award Best ETF Product Innovation Award Best Performing Regular Savings Funds - Yuanta China Balance Fund TWD Best Performing Regular Savings Funds - Yuanta Excellence Equity Fund Best ETF Performance Award - Yuanta Nikkei 225 ETF Best ETF Performance Award - Yuanta/P-shares SSE50 ETF Multi-Asset Balanced Fund Performance Award - Yuanta China Balance Fund Best ETF Performance Award (Japan Large-Cap Equity) - Yuanta Nikkei 225 ETF Best ETF Performance Award (US Large-Cap Blend Equity) - Yuanta S&P 500 Index Fund Best ETF Performance Award (Commodities - Precious Metals) - Yuanta S&P GSCI Gold ER Futures ETF Best ETF Performance Award (Taiwan Large-Cap Equity) - Yuanta/P-shares Taiwan Dividend Plus ETF Best ETF Performance Award (Taiwan Small/Mid-Cap Equity) - Yuanta/P-shares Taiwan Mid Cap 100 ETF

Yuanta Futures

The Asset	Best Brokerage House in Taiwan Derivatives House of the Year - Highly Commended
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TPEx-Listed Companies
Taiwan Futures Exchange	Diamond Award for Best Contributing FCM
Securities & Futures Inst.	Golden Goblet Award - Outstanding Futures Talent Golden Goblet Award - Outstanding Risk Management Golden Goblet Award - Outstanding Financial Innovation
Nat'l Enterprise Competitiveness Dev. Assoc.	National Brand Yushan Awards - Outstanding Enterprise Award National Brand Yushan Awards - Popular Brand Award
R.O.C. Chamber of Commerce	Golden Merchant Medal
China Credit Info. Service	Top 5000 Large Enterprises in Taiwan - No. 1 FCM

Yuanta Securities Inv. Consulting

Asiamoney

Best Overall Country Research in Taiwan
Most Independent Research Brokerage in Taiwan
Best Team for Strategy
Best Team for Economic Research
Best Research Team for Small Cap
Best Research Team for Automobiles & Components
Best Research Team for Banks
Best Research Team for Consumer Discretionary
Best Research Team for Consumer Staples
Best Research Team for Industrials
Best Research Team for Diversified Financials
Best Research Team for Energy
Best Research Team for Healthcare
Best Research Team for Insurance
Best Research Team for Materials
Best Research Team for Real Estate
Best Research Team for Semiconductors & Semiconductor Equipment
Best Research Team for Software & Internet Services
Best Research Team for Technology Hardware & Equipment
Best Research Team for Telecommunication Services
Best Research Team for Transportation
Best Research Team for Utilities

2016

Yuanta FHC

The Asset	Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
Wealth Magazine	Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award

Yuanta Securities

The Asset	Best Corporate and Institutional Bank in Taiwan Best Bond House in Taiwan Best ETF Participating Dealer in Taiwan Best ETF Market Maker in Taiwan Best ETF Broker in Taiwan Best Equity Derivatives House in Taiwan Top Bank Arranger - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds No. 1 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
iichina.com	Outstanding Securities Firm Award
FinanceAsia	FinanceAsia Platinum Award - Best Investment Bank in Taiwan 1996-2016 Best Investment Bank in Taiwan Best Broker Bank in Taiwan Best DCM House in Taiwan
Asiamoney	Best Domestic Debt House in Taiwan No. 1 for Best Local Brokerage in Taiwan No. 1 for Best Execution in Taiwan No. 1 for Best in Sales Trading in Taiwan No. 1 for Most Improved Brokerage over the last 12 Months in Taiwan No. 1 for Best Overall Sales Services in Taiwan No. 1 for Best Events and/or Conferences in Taiwan No. 1 for Best Roadshows and Company Visits in Taiwan Most independent research brokerage Best for overall country research, Taiwan
Euromoney	Best Investment Bank in Taiwan
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence

Yuanta Bank

The Asset	No. 2 for Most Astute Investor in Asian Local Currency Bonds - Jeff Lee
iichina.com	Outstanding Bank Award
Wealth Magazine	Wealth Management Evaluation Awards: Best Services, Best Professional Team
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence

Yuanta Life

Risk Mgmt., Insurance & Finance Foundation	Faith, Hope, and Love Awards: Best Integrated Marketing Communications Award
Smart Insurance Awards	Best Policy－“VUL COI Dread Disease Rider (UD)”

Yuanta Funds

The Asset	Best Asset Manager in Taiwan Best ETF Provider in Taiwan Industry Leadership Award - ETFs, Asia - Julian TS Liu
Asian Investor	Asset Management Company of the Year, Taiwan
Gold Diamond Awards	Best Three Year Value Fund – Yuanta Buffet Fund
Taiwan Futures Exchange	Futures Trading Award - Diamond Award Funds Trading Award - Diamond Award Diamond Award for Best Futures Fund - Yuanta Gold Futures Trust Fund Diamond Award for Best Equity Fund - Yuanta Duo Fu Equity Fund
Benchmark Awards	House Awards (Balanced Fund Performance Award) - Yuanta China Balance Fund Best ETF Performance Award (Japan Large-Cap Equity) - Yuanta Nikkei 225 ETF Best ETF Performance Award (US Large-Cap Blend Equity) - Yuanta S&P 500 Index Fund Best ETF Performance Award (Commodities - Precious Metals) - Yuanta S&P GSCI Gold ER Futures ETF Best ETF Performance Award (Taiwan Large-Cap Equity) - Yuanta/P-shares Taiwan Dividend Plus ETF Best ETF Performance Award (Taiwan Small/Mid-Cap Equity) - Yuanta/P-shares Taiwan Mid Cap 100 ETF

Yuanta Futures

The Asset

Best Brokerage House in Taiwan
Derivatives House of the Year - Highly Commended

Yuanta Securities Inv. Consulting

Asiamoney

No. 1 for Best Overall Country Research in Taiwan
No. 1 for Most Independent Research Brokerage in Taiwan
Best Research Coverage for Strategy - Vincent Chen
Best Research Coverage for Macroeconomics - Woods Chen
Best Research Coverage for Banks - Peggy Shih
Best Research Coverage for Consumer Staples - Juliette Liu
Best Research Coverage for Diversified Financials - Peggy Shih
Best Research Coverage for Energy - Chuanchuan Chen
Best Research Coverage for Healthcare - Peggy Lee
Best Research for Industrials - Steve Huang
Best Research Coverage for Insurance - Peggy Shih
Best Research Coverage for Materials - Leo Lee
Best Research Coverage for Real Estate - Lily Hsiao
Best Research Coverage for Semiconductors and Semiconductor Equipment - George Chang
Best Research Coverage for Software, Internet and Services - George Chang
Best Research Coverage for Technology Hardware and Equipment - Jeff Pu
Best Research Coverage for Telecommunications - Livia Wu
Best Research Coverage for Transportation - Lily Hsiao
Best Research Coverage for Utilities - Calvin Wei

2015

Yuanta FHC

The Asset	Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
Corporate Governance Asia	Asia's Best CEO (Investor Relations) - Chairman Rong Jou Wang Asia's Best CFO (Investor Relations) - CFO Connie Lin Best Investor Relations Company in Taiwan Best Investor Relations Professional in Taiwan - Allen Wu
Securities & Futures Inst.	A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
Taiwan Stock Exchange	Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies

Yuanta Securities

The Asset	Best Corporate and Institutional Bank in Taiwan Best Equity House in Taiwan Best Brokerage House in Taiwan Top Bank Arrangers - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds No. 3 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
FinanceAsia	Best Broker in Taiwan Best Investment Bank in Taiwan
Asiamoney	Best Domestic Debt House in Taiwan No. 1 for Best Local Brokerage in Taiwan No. 1 for Best Overall Sales Services in Taiwan No. 1 for Best Execution in Taiwan No. 1 for Best Sales Trading in Taiwan No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan No. 1 for Best Roadshows and Company Visits in Taiwan No. 1 for Best Events and/or Conferences in Taiwan No. 1 for Best Sales Trader in Taiwan - Jason Wang No. 1 for Best Regional Sales Trader (Asia ex-Japan) - Jenny Lo
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm
HKEx	Top Shanghai Connect Participation Award (Yuanta Securities HK)
iichina.com	2015 Taiwan Financial Leadership Diamond Trophy Award

Yuanta Bank

The Asset	No. 2 for Top Investment House in Local Currency No. 1 for Most Astute Investor in Asian Local Currency Bonds - Jeff Lee
Wealth Magazine	Consumer Finance Brand and Financial Holdings CSR Awards: Bank with the Best Future Potential

Yuanta Life

YouTube	Ads Leaderboard－Taiwan No.1 in 2015 Q1- Micro movie “Caring for Your Love”
Business Today	Best Brand Award－Fifth in Life Insurance Companies

Yuanta Funds

The Asset	Best Asset Manager in Taiwan ETF Manager of the Year in Taiwan Best Product Innovation Award - Leveraged/Inverse Umbrella Fund: Yuanta Daily Taiwan 50 Bull 2X ETF and Yuanta Daily Taiwan 50 Bear 1X ETF
Asia Asset Magazine	Best Retail House in Taiwan Taiwan Region ETF Manager of the Year ETF Manager of the Year Best Existing ETF – Yuanta Top 50 ETF Best New ETF in Asia – Yuanta S&P GSCI Crude Oil ER Futures ETF Best New ETF in Asia – Yuanta S&P 500 Index Fund Best Leveraged and Inverse ETF – Yuanta Daily Taiwan 50 Bull 2X ETF & Bear -1X ETF ETF CEO of the Year in Asia – Tsung-Sheng Liu ETF CIO of the Year in Asia – Chao-Tang Huang
Securities & Futures Inst.	Golden Goblet Award - Best Financial Innovation Golden Goblet Award - Best Investment Trust & Investment Consulting Talent Award - Tony Tan
Taiwan Futures Exchange	Diamond Award for Best Equity Fund - Yuanta Emerging Asia Fund Diamond Award for Fund Trading and Futures Trading
Lipper Fund Awards	Lipper Fund Awards' Global REITs Fund Award - Yuanta Global REITs Fund (A)

Yuanta Securities Inv. Consulting

Asiamoney

No. 1 for Best Overall Country Research in Taiwan
No. 1 for Most Independent Research Brokerage in Taiwan
Best Research Coverage for Strategy - Vincent Chen
Best Research Coverage for Macroeconomics - Aidan Wang
Best Research Coverage for Consumer Discretionary - Yvonne Tsai
Best Research Coverage for Consumer Staples - Peggy Shih
Best Research Coverage for Diversified Financials - Peggy Shih
Best Research Coverage for Energy - Chuanchuan Chen
Best Research Coverage for Healthcare - Peggy Lee
Best Research Coverage for Insurance - Peggy Shih
Best Research Coverage for Materials - Yvonne Tsai
Best Research Coverage for Real Estate - Yen Liang Chen
Best Research Coverage for Semiconductors and Semiconductor Equipment - George Chang
Best Research Coverage for Software, Internet and Equipment - Jeff Pu
Best Research Coverage for Telecommunications - Livia Wu
Best Research Coverage for Transportation - Yen Liang Chen
Best Research Coverage for Utilities - Calvin Wei
(Hong Kong) Best Research Coverage for Consumer Discretionary - Peter Chu
(Hong Kong) Best Research Coverage for Technology Hardware and Equipment - Vincent Chen
(Hong Kong) Best Research Coverage for Transportation - Jimmy Lam

2014

Yuanta FHC

The Asset	Platinum Award in Financial Performance, Corporate Governance, Social Responsibility, Environmental Responsibility, and Investor Relations
Corporate Governance Asia	Outstanding Company on Corporate Governance in Taiwan Asian Corporate Governance Director Recognition Awards - Chairman Rong Jou Wang Best Investor Relations in Taiwan Best Investor Relations Professional in Taiwan - Allen Wu
Securities & Futures Inst.	A++ Rating in the Information Disclosure Evaluation of Public & OTC Companies
Taiwan CG Association	CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence

Yuanta Securities

The Asset	Best Investment Bank in Taiwan Best M&A House in Taiwan Best Brokerage House in Taiwan Best Equity Derivatives House in Taiwan Top Bank Arranger for Best Quality and Number of Primary Issues in Asian Currency Bonds for Corporate Bonds, Taiwan Top Bank in the Secondary Market in Asian Currency Bonds for Corporate Bonds, Taiwan
Asiamoney	Best Local Brokerage in Taiwan 1990-2013 Best Domestic Equity House in Taiwan (2002, 2006, 2010-2013) Best Domestic Equity House in Taiwan Best Domestic Debt House in Taiwan No. 1 for Best Local Brokerage in Taiwan No. 1 for Best Overall Sales Services in Taiwan No. 1 for Best Execution in Taiwan No. 1 for Best Sales Trading in Taiwan No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan No. 1 for Best Roadshows and Company Visits in Taiwan
Institutional Investor China	2014 Taiwan Financial Leadership Award
Euromoney	Best Investment Bank in Taiwan
Asia Risk	House of the Year, Taiwan
Global Brands Magazine	Best Brokerage House, Taiwan
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm Best Wealth Management Securities Company Best Management Professionals Team
CommonWealth	Most Admired Securities Company in Taiwan
Taiwan Stock Exchange	Top Securities Company for Total Warrants Issuance and Consigned Trading
Business Next	Benchmark Company in Financial Investment
Excellence Magazine	2014 Excellent Financial and Securities Services Appraisals - Best Business Performance Award

Yuanta Bank

Institutional Investor China

2014 Taiwan Financial Leadership Award

Yuanta Life

Risk Mgmt., Insurance, & Finance Foundation

Faith, Hope, and Love Insurance Awards - Best Product Information Award

Yuanta Funds

Lipper Fund Awards	Lipper Fund Awards' Global REITs Fund Award
Asian Investor	Best Fund House in Taiwan
Asia Asset Management	ETF Manager of the Year in Taiwan (6th consecutive year)

Yuanta Futures

The Asset	Industry Leadership Award - Carolyn Chou
Securities & Futures Inst.	A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies

Yuanta Securities Inv. Consulting

Asiamoney

No. 1 for Best Overall Country Research in Taiwan
No. 1 for Most Independent Research Brokerage in Taiwan

2013

Yuanta FHC

The Asset	Gold Award for Excellence in Management and Corporate Governance
Corporate Governance Asia	Outstanding Company on Corporate Governance in Taiwan Best CSR in Taiwan Best Investor Relations in Taiwan Best Investor Relations Professional in Taiwan - Allen Wu
IAIR	Best Company for Leadership in CSR - Asia
Int'l Finance Magazine	Best CSR Initiative in Taiwan
Securities & Futures Inst.	A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies

Yuanta Securities

The Asset	Best Brokerage House in Taiwan Best Investment Bank in Taiwan Best Equity Derivatives House in Taiwan Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
Asiamoney	Best Local Brokerage in Taiwan Best Domestic Equity House in Taiwan
Euromoney	Best Investment Bank in Taiwan
FinanceAsia	Best Bond House in Taiwan Best Equity House in Taiwan Best Investment Bank in Taiwan
Int'l Finance Magazine	Best Investment Bank in Taiwan
CommonWealth	Most Admired Securities Company in Taiwan
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm
Wealth Magazine	Gold Award for Best Brokerage Services Gold Award for Best Brokerage Services for Business Professionals Gold Award for Best Brokerage Services for Brand Image

Yuanta Funds

Asia Asset Management	ETF Manager of the Year in Taiwan Most Innovative Product in Taiwan Best CEO - Julian TS Liu Best CIO - Alex CT Huang
Asian Investor	Best Fund House in Taiwan

2012

Yuanta FHC

The Asset	Gold Award for Corporate Governance, Social Responsibility, and Investor Relations
BSI	ISO 27001 Information Security Management System Certification
Securities & Futures Inst.	A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
Taipei City Govt.	Certificate of Recognition for Implementation of Green Procurement

Yuanta Securities

The Asset	Best Brokerage House in Taiwan Best Investment Bank in Taiwan Top Bank in the Secondary Market for Corporate Bonds, Taiwn Top Bank Arranger - Quality and Number of Primary Government Bond Deals, Taiwan Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
Asiamoney	Best Local Brokerage in Taiwan Best Domestic Equity House in Taiwan Best Domestic Debt House in Taiwan
Euromoney	Best Investment Bank in Taiwan
FinanceAsia	Best Bond House in Taiwan Best Broker in Taiwan Best Investment Bank in Taiwan
World Finance	Best Investment Management Company - Taiwan
CommonWealth	Most Admired Securities Company in Taiwan
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm
Wealth Magazine	The Top Premium Brand Brokerage for High Net Worth Individuals

Yuanta Funds

Asia Asset Management	ETF Manager of the Year in Taiwan Best CEO - Julian TS Liu Most Innovative Product in Taiwan - Yuanta China Umbrella Fund: Yuanta China Balance Fund and Yuanta SSE50 ETF Best New ETF in Taiwan - Yuanta SSE50 ETF
Securities & Futures Inst.	Golden Goblet Award - Outstanding Investment Industry Talent Award - Eric Chang Golden Goblet Award - Best Risk Management

2011

Yuanta FHC

The Asset	Gold Corporate Award for Investor Relations
Taiwan CG Association	Corporate Governance System CG6006 Assessment Certificate
Taipei City Government	Benchmark for Private Enterprises in Green Procurement
EPA of Taiwan	Certificate of Recognition for Outstanding Implementation of Green Procurement
M&A & Private Equity Council	Deal of the Year Award

Yuanta Securities

The Asset	Top Bank in Secondary Market for Corporate Bonds, Taiwan Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
Asiamoney	Best Local Brokerage in Taiwan Best Domestic Equity House in Taiwan
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm
CommonWealth	Most Admired Securities Company in Taiwan
Wealth Magazine	Top Premium Brand Brokerage for High Net Worth Clientele
FinanceAsia	Best Broker in Taiwan Best Investment Bank in Taiwan

Polaris Funds

Asia Asset Management	ETF Manager of the Year
Asian Investor	Best Fund House in Taiwan

2010

Yuanta FHC

Business Today

Ranked 3rd in Financial Holding Performance Appraisal
Ranked 1st in Operational Quality and 2nd in Corporate Governance

Yuanta Securities

The Asset	Best Warrants House in Taiwan
Asiamoney	Best Local Brokerage in Taiwan Best Domestic Equity House in Taiwan Best Domestic Debt House in Taiwan Most Improved Brokerage Over the Last 12 Months Most Independent Research Brokerage Best in Sales Trading Best Research Coverage - Small Caps
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm
FinanceAsia	Best Broker in Taiwan

Yuanta Bank

Taiwan Academy of Banking & Finance	Good Performance in Risk Management
Global Views Monthly	Ranked 5th in a Services Survey for the Financial and Banking Sector

Polaris Funds

Asia Asset Management	ETF Manager of the Year in Taiwan Best CEO in Taiwan
Asian Investor	Best ETF Manager in Asia

2009

Yuanta Securities

Asiamoney	Best Local Brokerage in Taiwan Best Local Brokerage in Taiwan (1990-2008)
FinanceAsia	Best Broker in Taiwan
Management Magazine	Brand Appeal by Consumers - Ranked 1st in Services Category
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm

Polaris Funds

Asia Asset Management	ETF Manager of the Year in Asia ETF Manager of the Year in Taiwan Best CEO in Taiwan - Julian TS Liu
Asian Investor	Best ETF Manager in Asia

2008

Yuanta FHC

Taiwan CG Association

Corporate Governance Assessment Certificate for 2008

Yuanta Securities

Asiamoney	Best Local Brokerage in Taiwan The Most Improved Brokerage Over the Last 12 Months in Taiwan
FinanceAsia	Best Broker in Taiwan Best Bond House in Taiwan
Business Today	Best Brand Award: No. 1 for Best Integrated Securities Firm

Polaris Funds

Asia Asset Management	Best Retail House in Taiwan Best CEO in Taiwan - Julian TS Liu
Golden Goblet Award	Best Risk Management Outstanding Enterprise Leadership Award - Julian TS Liu Outstanding Talents in Investment Industry - Alex CT Huang

Yuanta Funds

Asian Investor

Best Five Year Equity Fund in Taiwan

2007

Yuanta FHC

Ministry of Economic Affairs	Industrial Innovation Achievement Award
Asiamoney	Overall Best Company in Taiwan for Corporate Governance Best Investor Relations in Taiwan Best for Responsibilities of Management and the Board of Directors in Taiwan

Yuanta Securities

Asiamoney	Best Local Brokerage in Taiwan
FinanceAsia	Best Broker in Taiwan
Global Finance	Best Investment Bank in Taiwan
CommonWealth	Most Admired Securities Company in Taiwan
Golden Goblet Awards	Best Risk Management

Polaris Funds

Asia Asset Management

Most Innovative Product in Taiwan
Most Improved Retail House in Taiwan
Best CEO in Taiwan

2006

Yuanta Securities

The Asset	Best Government Bond House (New Taiwan Dollar) Best Corporate Bond House (New Taiwan Dollar)
Asiamoney	Best Domestic Equity House in Taiwan
FinanceAsia	Best Broker in Taiwan
Global Finance	Best Investment Bank in Taiwan
Superbrands International	Superbrands in Taiwan

2005

Yuanta Securities

The Asset	Top Regional and Domestic Brokerage House
Asiamoney	Best Domestic Bond House in Taiwan
FinanceAsia	Best Broker in Taiwan

Yuanta Funds

Golden Goblet Award

Outstanding Enterprise Leadership Award - Francis Tu

Polaris Funds

Golden Goblet Award	Outstanding Talents in Investment Industry - Daniel Yang
Asia Asset Management	Most Innovative Product in Taiwan
Asian Investor	Best Fund House in Taiwan

2004

Yuanta Securities

The Asset	Best Debt House in Taiwan
Asiamoney	Best Broker in Taiwan
Breakthrough Magazine	Brand Appeal for Consumers Survey - Ranked No. 1 in the Securities Industry

Polaris Funds

Asian Investor

Best Fund House in Taiwan

2003

Yuanta Securities

The Asset	Top Local Asian Brokerage House in Taiwan
Asiamoney	Best Local Brokerage House in Taiwan
Breakthrough Magazine	Brand Appeal for Consumers Survey - Ranked No. 1 in the Securities Industry

Polaris Funds

Asia Asset Management

Most Innovative Product in Taiwan

2002

Yuanta Securities

Asiamoney	Best Local Brokerage in Taiwan
CommonWealth	Most Admired Securities Company in Taiwan