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獎項殊榮 奖项殊荣 Awards
得獎年度 得奖年度 Year
2023
  • Yuanta FHC
    Dow Jones Sustainability Index
    • DJSI World
    • DJSI Emerging Markets
    S&P Global
    • Sustainability Yearbook 2023 Top 5% S&P Global ESG Score
    Bloomberg
    • 2023 Bloomberg Gender-Equality Index (GEI)
    FTSE Russell
    • FTSE4Good Emerging Index
    HR Asia
    • Best Companies to Work for in Asia
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    • Top 11% to 20% of TWSE-/ TPEx-Listed Companies-financial industry
    Taiwan Index Plus Corp.
    • FTSE4Good TIP Taiwan ESG Index
    5th National Enterprise
    Environmental Protection Award
    • Silver Award
    Ministry of Environment (Taiwan)
    • Outstanding Units of Private Enterprises and Organizations in Promoting Green Procurement
    Asiamoney
    • Most Outstanding Company in Taiwan – Financials (Non-banking) Sector
    Corporate Governance Asia
    • Asia’s Best CEO (Investor Relations) – President Chien Weng
    • Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai
    • Asia’s Best CSR
    • Best Investor Relations Professional – Allen Wu
    • Best Investor Relations Company
    • Best Environmental Responsibility
    The Asset
    • ESG Corporate Awards-Platinum Award
    Risk Management, Insurance
    & Finance Foundation
    • Dragon-Phoenix Awards of Insurance – Champion Award
    Global Views Monthly
    • ESG Corporate Sustainability Award : Comprehensive Performance Financial Industry Category – Excellent
    CommonWealth Magazine
    • CommonWealth Sustainable Citizenship Award :
      Top 100 CommonWealth Sustainable Citizens
    Wealth Magazine
    • Taiwan Financial Award:
      Financial Holdings CSR Premium Award
    The British Standards Institution
    • Sustainability Resilience Award-Pilot Award
    • Security and Resilient Award - Group Award
    Taiwan Institute for Sustainable Energy
    • Taiwan Corporate Sustainability Award:
      Top 100 Taiwanese Sustainable Corporates Award (Service Industry Category)
    • Corporate Sustainability Reports Award-Platinum Award
    • Workplace Wellbeing Leadership Award
    Taiwan Blood Services Foundation
    • Outstanding Blood Donor Group
    Ministry of Culture (Taiwan)
    • 16th Arts & Business Awards: Sponsorship Gold Award
  • Yuanta Securities
    Wealth Magazine
    • Wealth Management Award:Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System
    • Taiwan Financial Awards:Consumer Finance Brand Award – Best Brokerage Customer Recommendation Premium Award
    Asiamoney
    • Best Securities House in Taiwan
    • Best Brokerage Transformation (Taiwan)
    • Best Brokerages for ESG research (Taiwan)
    • Best domestic brokerages (Taiwan)
    • Best brokerages for research (Taiwan)
    • Best brokerages for sales (Taiwan)
    • Best brokerages for corporate access (Taiwan)
    • Best brokerages for execution (Taiwan)
    The British Standards Institution
    • ISO 45001: 2018 Occupational Safety and Health Management System Certification
    • ISO/PAS 45005: 2020 Occupational Health and Safety Management — General Guidelines for Safe Working during the COVID-19 Pandemic Certification
    • ISO 14067: Online Investment and Financial Services Carbon Footprint Certification
    The Asset
    • Best ETF Market Maker , Taiwan
    • Best ETF Participating Dealer, Taiwan
    • Top sellside firms in the secondary market - Corporate bonds – TWD
    • Top arrangers - Investors' Choice for primary issues - Corporate bonds – TWD
    FinanceAsia
    • Best Broker, Taiwan
    • Best Investment Bank, Taiwan
    • Best Bond House, Taiwan
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-
    • Outstanding Enterprise
    • Best Product: “Small Capital Investment” Ecosystem
    • Best Product: Smart Customer Service “Mr. Yuan”
    • “National First Prize” – Best Product: “Small Capital Investment” Ecosystem
    Environmental Protection Administration Executive Yuan, R.O.C. (Taiwan)
    • “Yuanta Securities Online Investment and Financial Management Services” Product Carbon Footprint Label (Certificate No. 2316611001)
    Business Today
    • Wealth Management Evaluation:
    • Best Wealth Management in Securities Sector-Excellent
    • Best Product-No. 1
    • Best Risk Management-No. 1
    • Best Wealth Management Image-No. 2
    • Best Investment Advisory Team-No. 2
    • Best Digital Experience-No. 2
    • Best Customer Trust-No. 2
    • Best AI Application-No. 3
    Taiwan Stock Exchange
    • Promotion of Innovation Award - Securities Underwriter: Capital Markets Contribution Award
    • Partnership Award - Third Place for Securities Underwriters
    • ETF Awards:
    • No. 1 for Taiwan ETF Total Contribution Award
    • No. 2 for Taiwan ETF Market Maker Award
    • No. 3 for Taiwan ETF Trading Contribution Award – Brokerage Department
    Taiwan Futures Exchange
    • Diamond Award for Futures Proprietary Trading Volume-No. 1
    • Diamond Award for Market-Making Performance
    Taipei Exchange
    • Securities Firms Reward Program:
    • Top three brokers which increase the most total investors trading on ETF and the number of new additions is at least 500 – First Prize
    • Top three brokers which increase the most investors using dollar-cost averaging method trading on ETF and the number of new additions is at least 300 – Second Prize
    • Warrant Awards:No. 1 for Maximum Value Creation
    • Warrant Issuer Awards:
    • No. 1 for Value Excellence
    • No. 5 for Warrant Efficiency
    Securities and Futures Institute
    • Golden Goblet Award – Outstanding Risk Management
    • Golden Goblet Award – Outstanding Talent Cultivation
    • Golden Goblet Award – Outstanding Green Finance – Securities Industry Category
    Commercial Times
    • Digital Financial Service Awards: Digital Information Security Award-Premium Award
    • Taiwan Warrant King Competition (TWKC):
    • Best Performance Award
    • Warrant King Practical Warfare Award: Luzhou Branch No. 1; Muzha Branch No. 2
    • Performance Excellence Award: Muzha Branch No. 1; Keelung Branch No. 2; Luzhou Branch No. 3
    Sports Administration, Ministry of Education
    • Taiwan i sports (Sports Enterprise Certification)
    Financial Supervisory Commission R.O.C. (Taiwan)
    • F-ISAC Membership Intelligence Sharing Outstanding Performance Organization
  • Yuanta Bank
    World Economic Magazine
    • Best Data Analytics Taiwan
    • Best School Payment Solution Taiwan
    The Asset
    • Best Digital ESG Project-Carbon Reduction Account
    Wealth Magazine
    • Wealth Management Award:Best Services, Best Wealth Growth, Best Digital Intelligence System, Best Digital Wealth Management Experience
    International Business Magazine
    • Best School Payment Solution Taiwan
    • Best Mobile Banking Experience Taiwan
    World Business Outlook
    • Best Digital Bank Taiwan
    • Best Corporate Payment Project Taiwan
    • Best Mobile Banking Experience Taiwan
    • Best Data Analytics Taiwan
    Taiwan Clearing House
    • eFCS Award in Specific Business Development
    • eACH Award in Direct Debit Business Promotion
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainability Action Awards
    Asian Banking & Finance
    • Open Banking Initiative of the Year - Taiwan
    Information Service Industry Association of R.O.C.
    • Golden Young Award – Silver Medal in Business Model Innovation
    Business Today
    • Wealth Management Evaluation – Best ESG Award
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award -
    • Best Product:Best Digital Bank Taiwan
    • Most Popular Brand:Best Data Analytics Project
    Joint Credit Information Center
    • 17th Golden Quality Award-Credit Information
    Taiwan Institute for Sustainable Energy
    • Taiwan Corporate Sustainability Award:
      Climate Leadership Award
      Creative Communication Leadership Award
    Financial Information Service Co., LTD.
    • Special Contribution Award
    Industrial Development Administration, MOEA
    • Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
  • Yuanta Life
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Most Popular Brand : Yuanta Sustainability, Digital Leadership
    • National Brand Yushan Award-Best Product
    The British Standards Institution
    • ISO 10002:2018 Quality management — Customer satisfaction — Guidelines for complaints handling in organizations
    • ISO 27001:2013 certification for Information Security Management System, ISMS
    • BS 10012:2017 Specification for a personal information management system,PIMS
    Financial Supervisory Commission, R.O.C.
    • Treating Customers Fairly Evaluation –Best Improvement Award
    • Micro Insurance Contest Caring for the Physically and Mentally Challenged Award
    • Micro Insurance Contest Excellent Performance Award
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainability Action Award- Inclusive society Silver Award
    Industrial Development Administration, MOEA
    • Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
  • Yuanta Future
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award-Top 5% of TPEx-Listed Companies
    The Asset
    • Best Bank for Investment Solutions, Listed Derivatives
    • ESG Corporate Awards-Platinum
    Taiwan Futures Exchange
    • Futures Diamond Award-No. 1 for FCM Trading Volume
    Commercial Times
    • Digital Financial Awards: Digital Innovation Award-Gold Award
    • Digital Financial Awards: Digital Information Security Award-Gold Award
    CommonWealth Magazine
    • CSR Sustainable Citizenship Awards: No. 4 for Little Giants Category
    • Talent Sustainability Awards: No. 5 for Little Giants Category
    Securities & Futures Institute
    • Golden Goblet Award-Outstanding Risk Management
    • Golden Goblet Award-Outstanding Financial Innovation
    • Golden Goblet Award-Outstanding Green Finance – Futures Industry
    • Golden Goblet Award-Outstanding Futures Talent
    Taiwan Institute for Sustainable Energy
    • Corporate Sustainability Report Silver Award
    • Gender Equality Leadership Award
    • Talent Development Leadership Award
    China Credit Information Service, Ltd. (CRIF)
    • Top 5000 Large Enterprises in Taiwan-No. 1 FCM
    Sports Administration, Ministry of Education
    • Taiwan i Sports (Sports Enterprise Certification)
    Industrial Development Administration, Ministry of Economic Affairs
    • Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
    Japan Exchange Group
    • No. 1 Taiwan Futures Broker in terms of annual trading volume in 2023
  • Yuanta Funds
    Asia Asset Management
    • Best Retailed House of the Year
    • Best ESG Engagement Initiative
    • Fund Launch of the Year
    Morningstar-Awards
    • Smart Taiwan Fund Awards for Futures & Leveraged Inverse ETF
    • Smart Taiwan Fund Awards for Bond ETF
    • Morningstar Awards Winner-Best Taiwan Equity Fund
    TFF-Bloomberg Best Fund Awards
    • ETF award-Best U.S. Index Equity ETF
    • ETF award-Futures-Based ETF
    Refinitiv Lipper Fund Awards
    • Equity Sector Real Estate Global over 3 Years
2022
  • Yuanta FHC
    S&P Global
    • Sustainability Yearbook 2022 Gold Class
    FTSE Russell
    • FTSE4Good Emerging Index
    CDP Carbon Disclosure Project
    • “Leadership level” A
    Bloomberg
    • 2022 Bloomberg Gender-Equality Index (GEI)
    The British Standards Institution (BSI)
    • Sustainability Resilience Award-Pilot Award
    HR Asia
    • Best Companies to Work for In Asia
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    • Top 10% of TWSE-/ TPEx-Listed Companies-financial industry
    Taiwan Index Plus Corp.
    • FTSE4Good TIP Taiwan ESG Index
    Taiwan CG Association
    • CG6013 (2021) Corporate Governance Framework Assessment Certificate with High Distinction
    Taiwan Institute for Sustainable Energy
    • Taiwan Corporate Sustainability Award:
    • Taiwan Top 10 Sustainable Model Enterprise Award (Service Industry Category)
    • Corporate Sustainability Report Award-Platinum Award
    • Climate Leadership Award
    • Social Inclusion Leadership Award
    • Creative Communication Leadership Award
    National Council for Sustainable Development (Taiwan)
    • National Sustainable Development Award in the Corporate Category
    Department of Labor, Taipei City Government
    • Taipei City Workplace Gender Equality Certification-Gold Award
    Sports Administration, Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
    Occupational Safety and Health Administration, Ministry of Labor (Taiwan)
    • Outstanding Enterprise with Sustainability Report Disclosure of Occupational Health and Safety Indicators
    Corporate Governance Asia
    • Asia’s Best CEO (Investor Relations) – President Chien Weng
    • Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai
    • Asia’s Best CSR
    • Best Investor Relations Professional – Allen Wu
    • Best Investor Relations Company
    Global Views Monthly
    • Corporate Social Responsibility Awards:Financial Industry Category-Excellent
    CommonWealth Magazine
    • CommonWealth Sustainable Citizenship Award: Top 100 CommonWealth Sustainable Citizens
    Wealth Magazine
    • Best Financial Holding Sustainability-Excellence Award
    MSCI
    • MSCI ESG "A" Rating
  • Yuanta Securities
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
    The British Standards Institution (BSI)
    • Mr. Investor APP ISO14067 Carbon Footprint Certification
    • Mr. Investor APP PAS2060 Carbon Neutral Certification
    Wealth Magazine
    • Wealth Management Award:Best Wealth Management, Best Services, Best Sales Team, Best Customer Referral, Best Digital Finance, Best Digital Intelligence System
    • Taiwan Financial Awards: FinTech Innovative Application Award-Best FinTech Securities Premium Award
    • Taiwan Financial Awards: Best Brokerage Customer Recommendation Premium Award
    The Asset
    • Best ETF Participating Dealer, Taiwan
    • Best ETF Market Maker , Taiwan
    • Best ETF Broker, Taiwan
    • Best Brokerage, Taiwan
    • Best Bond Adviser - Domestic (NT dollar bond) , Taiwan
    • Best sustainability-linked bond
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • National Brand Yushan Award-Best Product: Inescapable Net
    • National Brand Yushan Award-Best Product: Grain Market Newbie Village
    • The National Brand Yushan Award-Outstanding Enterprise
    Commercial Times
    • The Best Service in Taiwan: Securities Industry Gold Award
    • Service Excellence Award
    • Digital Financial Service Awards: Digital Innovation Award-Gold Award
    • Diversified Trust Innovation Award: Best Wealth Management Trust Innovation Award for Securities Firms-Gold Award
    • Taiwan Warrant King Competition (TWKC):
    • Best Momentum Award
    • Warrant King Practical Warfare Award
    • Performance Excellence Award
    Asiamoney
    • Best domestic brokerages
    • Best brokerages for research
    • Best brokerages for sales
    • Best brokerages for corporate access
    • Best brokerages for execution
    Taipei Exchange
    • Top three brokers which increase the most total investors trading on ETF and the number of new additions is at least 500 – First Prize
    Taiwan Stock Exchange
    • Securities Circulation Award - No. 1 for Securities Underwriters
    • Economy Vitalization Award - No. 1 for IPO Fund Raised
    • Economy Vitalization Award - No. 1 for IPO Market Cap
    • No. 1 for Taiwan ETF Total Contribution Award
    • No. 1 for Taiwan ETF Market Maker Award
    Taiwan Futures Exchange
    • Diamond Award for Introducing Broker Trading Volume
    • Diamond Award for Futures Proprietary Trading Volume
    • Diamond Award for Market-Making Performance
    Business Today
    • Wealth Management Evaluation: Best Wealth Management in Securities Sector, Best Wealth Management Image, Best Risk Management, Best Customer Satisfaction, Best Customer Trust, Best Product, Best Silver Friendliness
    DailyView
    • Digital Securities-Strategy Excellence Award
    Taiwan Institute for Sustainable Energy
    • Talent Development Leadership Award
    Taiwan Corporate Governance Association
    • CG6013 (2021) Corporate Governance Framework Assessment Certificate with High Distinction
  • Yuanta Bank
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) Class A certification
    International Business Magazine
    • Best API Project Taiwan
    • Best Mobile Banking Application Taiwan
    • Best Corporate Payment Taiwan
    • Best Corporate Financial Ecosystem Taiwan
    • Best Digital Wealth Management Experience Taiwan
    • Best Digital ESG Project Taiwan
    World Business Outlook
    • Best Digital Bank Taiwan
    • Best Mobile Banking Experience Taiwan
    • Best Wealth Management Experience Taiwan
    • Best School Payment Solution Taiwan
    • Best API Project Taiwan
    • Best Data Analytics Taiwan
    • Best Digital ESG Taiwan
    • Best Corporate Payment Project Taiwan
    World Economic Magazine
    • Best API Project Taiwan
    • Best Mobile Banking Application Taiwan
    • Best Corporate Payment Taiwan
    • Best Corporate Financial Ecosystem Taiwan
    • Best Digital Wealth Management Experience Taiwan
    • Best Digital ESG Project Taiwan
    Global Business Magazine
    • Best Mobile Banking Experience Taiwan
    • Best Corporate Payment Project Taiwan
    • Best Digital Wealth Management Experience Taiwan
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Best Product : Digital Wealth Management Solution for the Young
    • The National Brand Yushan Award-Most Popular Brand : Yuanta Prestige Corporate Banking
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainability Action Awards
    Joint Credit Information Center
    • Golden Quality Award-Credit Information
    Information Service Industry Association of R.O.C.
    • Golden Young Award – Honorable Mention in Business Model Innovation
    Wealth Magazine
    • Wealth Management Award:Best Services, Best Financial Consulting Team, Best Digital Wealth Management Experience
    Commercial Times
    • Digital Financial Service Awards: Green Digital Finance Award-Premium Award
    Taiwan Clearing House
    • eFCS Award in Promotion of Account Write-off Processing Business
    • eDDA Award in Providing Two-Factor Authentication for Internet Banking
    Business Today
    • Wealth Management Evaluation: Best AI Application
    Sports Administration, Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
  • Yuanta Life
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) Class A certification
    Risk Management, Insurance & Finance Foundation
    • Excellent as life insurance company for which graduates from insurance or finance related departments yearn the most (Staff、sales agent)
    The British Standards Institution
    • BS 10012:2017 Specification for a personal information management system,PIMS
    • ISO 27001 certification for Information Security Management System, ISMS
    • ISO 10002:2018 Quality management — Customer satisfaction — Guidelines for complaints handling in organizations
    • ISO 14064-1 certification for Greenhouse Gas Reporting
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainability Action Awards
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Best Product : Yuanta Mortgage Life Insurance
    Sports Administration, Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
    Excellence Magazine
    • Excellent 2022 Insurance Evaluation-Best Service Quality Award
  • Yuanta Future
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award-Top 5% of TPEx-Listed Companies
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Best Product: iTRADER Trading Platform
    Taiwan Futures Exchange
    • Futures Diamond Award-No. 1 in Best Contributing FCM
    • Promotion of Taiwan‘s futures market
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) Level A Revalidation
    Occupational Safety and Health Administration, Ministry of Labor (Taiwan)
    • Outstanding Enterprise with Sustainability Report Disclosure of Occupational Health and Safety Indicators
    CommonWealth Magazine
    • Corporate Citizen Award
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan-No. 1 FCM
    The British Standards Institution
    • BS 10012:2017: Specification for Personal Information Management System
    • ISO/IEC 27001:2013 Information Security Management System
    • ISO 1002:2018 Customer Satisfaction Management System
    • Sustainability Resilience Award-Excellence Award
    Commercial Times
    • Digital Financial Service Awards: Digital Innovation Award-Gold Award
    • Digital Financial Service Awards: Digital Business Optimization Award-Premium Award
    The Asset
    • Best Bank For Investment Solutions, Listed Derivatives
    • ESG Corporate Awards-Platinum
  • Yuanta Funds
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) Class A certification
    The Asset
    • ESG Fund Management and Investors Awards
    • Best ETF Provider, Asia
    Asia Asset Management
    • Fintech Innovation in Asset Management Awards
    Morningstar-Awards
    • Smart Taiwan Fund Awards for Bond ETF
    TFF-Bloomberg Best Fund Awards
    • ETP award-Best Domestic Index Equity ETF
    • ETF award-Best U.S. Index Equity ETF
    • ETP award-Sector Specific Index Equity ETF
    BENCHMARK
    • Sustainability Capability
    • Top ESG Performance
    • Provider of the Year-Most Innovative ETF Best-in-Class
  • Yuanta Foundation
    Ministry of Culture
    • Sponsorship Silver Award in the 14th Arts & Business Awards ceremony
2021
  • Yuanta FHC
    Dow Jones Sustainability Index
    • DJSI World
    • DJSI Emerging Markets
    FTSE Russell
    • FTSE4Good Emerging Index
    S&P Global
    • Sustainability Yearbook 2021 Bronze Distinction
    Bloomberg
    • 2021 Bloomberg Gender-Equality Index (GEI)
    Sustainalytics
    • Sustainalytics ESG Risk Ratings-Investment Banking and Brokerage industry: Rank No. 1 in Asia, No. 2 globally
    HR Asia
    • Best Company to Work for in Asia
    The British Standards Institution (BSI)
    • 2021 Sustainability Resilience Award-Pilot Award
    Taiwan Index Plus Corp.
    • FTSE4Good TIP Taiwan ESG Index
    CDP (formerly the Carbon Disclosure Project)
    • “Leadership level” A
    3rd Annual Enterprises’ Environmental Protection Award R.O.C. (AEEPA)
    • Silver Award
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainability Action Awards (TSAA)-Gold Award for Environmental Sustainability
    • Top 50 Taiwanese Companies Sustainability Award
    • Corporate Sustainability Report Awards-Silver Award
    • Climate Leadership Award
    • Growth Through Innovation Leadership Award
    • Talent Development Leadership Award
    • Creative Communication Leadership Award
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 6% to 20% of TWSE-Listed Companies
    Corporate Governance Asia
    • Asia’s Best CEO (Investor Relations) – President Chien Weng
    • Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai
    • Best Investor Relations Professional – Allen Wu
    • Best Investor Relations Company (Taiwan)
    Global Banking & Finance Review
    • Best CSR Company Taiwan 2021
    International Business Magazine
    • Best CSR Company Taiwan 2021
    Global Views Monthly
    • Corporate Social Responsibility Awards:Financial Industry Category– Excellent; Public Welfare Promotion Category– Excellent
    Wealth Magazine
    • Financial Holdings CSR Premium Award
    The Asset
    • ESG Corporate Awards-Jade Award
  • Yuanta Securities
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) Class A certification
    Enterprise Asia
    • Asia Responsible Enterprise Awards-Investment in People
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Most Popular Brand: Mr. Investor APP
    • The National Brand Yushan Award-Best Product: Strategy Trading Platform
    • The National Brand Yushan Award-Best Product: Yuanta Taiwan Stock Pilot ETN
    • The National Brand Yushan Award “National First Prize”-Outstanding Enterprise
    Taipei Exchange
    • Performance in recommending and advising companies for TPEx listing-Third place
    Wealth Magazine
    • Wealth Management Award: Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Digital Intelligence System, Best Digital Finance, Best Creative Audio-Visual Marketing
    • Taiwan Financial Awards: FinTech Innovative Application Award-Best FinTech Securities Gold Award
    • Taiwan Financial Awards: Best Brokerage Services Gold Award
    • Taiwan Financial Awards: Best Brokerage Customer Recommendation Premium Award
    FinanceAsia
    • Best Broker
    The Asset
    • Best ETF Participating Dealer, Taiwan
    • Best ETF Market Maker , Taiwan
    • Best ETF Broker, Taiwan
    • Best Brokerage, Taiwan
    • Best Bond Adviser ,Taiwan-Domestic (NT Dollar Bond)
    Asiamoney
    • Best domestic brokerages
    • Best brokerages for research
    • Best brokerages for sales
    • Best brokerages for corporate access
    • Best brokerages for execution
    Excellence Magazine
    • Securities Firm Survey-Best Securities Brokerage
    Commercial Times
    • Digital Financial Service Awards: Digital Innovation Award-Gold Award
    • Digital Financial Service Awards: Digital Inclusion Award-Premium Award
    Taiwan Stock Exchange
    • Securities Circulation Award-No. 1 for Securities Underwriters
    • Economy Vitalization Award-No. 1 for IPO fund raised
    • Economy Vitalization Award-No. 1 for IPO market cap
    • No. 1 for ETN Distribution Contribution Award
    • No. 1 for ETN Total Contribution Award
    • No. 1 for Taiwan ETF Total Contribution Award
    • No. 2 for Taiwan ETF Trading Contribution Award
    • No. 3 for Taiwan ETF Market Maker Award
    • No. 3 for ETN Trading Progress Award
    Taiwan Futures Exchange
    • Diamond Award for Introducing Broker Trading Volume
    • Diamond Award for Futures Proprietary Trading Volume
    • Diamond Award for Market-making Performance
    Business Today
    • Wealth Management Evaluation: Best Wealth Management in Securities, Best Wealth Management Image, Most Trusted Securities, Best Product, Best Customer Satisfaction, Best AI Application, Best Risk Management
    Securities and Futures Institute
    • Golden Goblet Award-Outstanding Financial Innovation
    • Golden Goblet Award-Outstanding Talent Cultivation
    • Golden Goblet Award-Outstanding Green Finance-Securities Industry Categorye
    • Golden Goblet Award-Outstanding Securities Talent-Executive Vice President Mei Ling Kuo
  • Yuanta Bank
    World Business Outlook
    • Best Digital Bank, Taiwan
    • Best Mobile Banking App, Taiwan
    • Best Wealth Management Experience, Taiwan
    Global Business Outlook
    • Most Innovative Wealth Management Solutions Provider, Taiwan
    International Business Magazine
    • Most Innovative Digital Bank Taiwan
    • Best Mobile Banking Application Taiwan
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainable Action Awards
    Information Service Industry Association of R.O.C.
    • Golden Young Award – Runner-Up in Business Model Innovation
    Joint Credit Information Center
    • Golden Quality Award-Credit Information
    Taiwan Clearing House
    • eFCS Award in Providing Excellent On-line Bill Payment Service
    • eFCS Award in Promotion of Account Write-off Processing Business
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Best Product: Omni Wealth Management Experience
    • The National Brand Yushan Award-Most Popular Brand: Yuanta School Payment Solution
    The Banker
    • Top 500 Banking Brands 2021-No.315
    Wealth Magazine
    • Wealth Management Award: Best Services, Best Financial Consulting Team, Best Digital Finance
    Business Today
    • Wealth Management Evaluation: Best Wealth Value Added
    World Economic Magazine
    • Best Digital Wealth Management Experience Taiwan
    • Best School Payment Solution Taiwan
    Health Promotion Administration of Taiwan’s Ministry of Health and Welfare
    • National Healthy Workplace Award- Tobacco-free Health Program
    Department of Health of Kaohsiung City Government
    • Outstanding Performance in Promotion of Quit Smoking Services at the Workplace
  • Yuanta Life
    The British Standards Institution
    • BS 10012:2017 Specification for a personal information management system,PIMS
    • ISO27001 certification for Information Security Management System, ISMS
    • ISO 10002:2018 Quality management-Customer satisfaction-Guidelines for complaints handling in organizations
    Risk Management, Insurance & Finance Foundation
    • Excellent as life insurance company for which graduates from insurance or finance related departments yearn the most (Staff)
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Best Product:Yuanta Life Qin- Ai-Bei-Bi Hospital Reimbursement (JO)
    • The National Brand Yushan Award “National First Prize”- Best Product:Yuanta Life Qin- Ai-Bei-Bi Hospital Reimbursement (JO)
    Financial Supervisory Commission, R.O.C.
    • Excellence in Special Project Investment-Financial Investment
    • Micro Insurance Contest Excellent Performance Award
    • Micro Insurance Contest Caring for the Physically and Mentally Challenged Award
    Taiwan Institute for Sustainable Energy
    • Taiwan Sustainability Action Awards:Inclusive society Bronze medal
    Excellence Magazine
    • 2021 Insurance Survey-Best Service Quality Award
  • Yuanta Future
    Taiwan Futures Exchange
    • Futures Diamond Award-No. 1 in Best Contributing FCM
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award-Top 5% of TPEx-Listed Companies
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan-No. 1 FCM
    Industrial Development Bureau, MOEA(IDB)
    • Taiwan Intellectual Property Management System (TIPS) level A Validation
    Securities & Futures Inst.
    • Golden Goblet Award-Outstanding Talent Cultivation
    • Golden Goblet Award-Outstanding Futures Talent
    Taiwan Inst. for Sustainable Energy
    • Corporate Sustainability Report Silver Award
    • Growth through Innovation Award
    CommonWealth Magazine
    • Corporate Citizen Award
    Commercial Times
    • Digital Financial Service Awards: Digital Innovation Award-Gold Award
    The Asset
    • Best Emerging Digital Technologies Project, Taiwan
    • Best Bank For Investment Solutions, Listed Derivatives
    • ESG Corporate Awards-Platinum
  • Yuanta Funds
    Securities & Futures Inst.
    • Golden Goblet Award-Outstanding Securities Investment trust and Consulting Expertise
    • Golden Goblet Award-Outstanding ESG & Sustainability
    • Golden Goblet Award-Outstanding Financial Innovation
    Taiwan Futures Exchange
    • Diamond Award for Fund Trading Volume
    AsianInvestor
    • Best Asset Managers by Market
    The Asset
    • Best ETF Provider, Asia
    • Best ETF Provider, Taiwan
    • Sustainability ETF , The first ESG themed ETF in Taiwan ,Yuanta FTSE4Good TIP Taiwan ESG ETF
    • Asset Management Company of the Year-Highly Commended,Taiwan
    Asia Asset Management
    • Fund Launch of the Year
    • ETF Manager of the Year
    Morningstar-Awards
    • Futures & Leveraged Inverse ETF-Yuanta Daily Taiwan 50 Bull 2X ETF
    • Overseas ETF-Yuanta S&P 500 ETF
    • Domestic ETF-Yuanta/P-shares Taiwan Top 50 ETF
2020
  • Yuanta FHC
    Dow Jones Sustainability
    Index
    • DJSI World
    • DJSI Emerging Markets
    FTSE Russell
    • FTSE4Good Emerging Index
    MSCI
    • MSCI ESG "A" Rating –Diversified Financial
    Bloomberg
    • 2020 Bloomberg Gender-Equality Index (GEI)
    Taiwan Index Plus Corp.
    • FTSE4Good TIP Taiwan ESG Index
    Taiwan Academy of Corporate Sustainability
    • Taiwan Corporate Sustainability Awards 2020, Corporate Sustainability Report Awards-Gold Award
    The British Standards Institution (BSI)
    • 2020 Sustainability Resilience Award-Pilot Award
    CDP (formerly the Carbon Disclosure Project)
    • “Leadership level” A
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    • Top 11% to 20% of TWSE-/ TPEx-Listed Companies-financial industry
    Taiwan CG Association
    • CG6012 (2019) Corporate Governance Framework Assessment Certificate with High Distinction
    HR Asia
    • 2020 Best Company to Work for in Asia
    Corporate Governance Asia
    • Asia’s Best CEO (Investor Relations) – Chairman Tony Shen
    • Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai
    • Best Investor Relations Professional- Allen Wu
    • Best Investor Relations Company (Taiwan)
    CommonWealth Magazine
    • CommonWealth Magazine Corporate Social Responsibility (CSR) Corporate Citizenship Award for Large-Scale Enterprise New Star Award
    Global Views Monthly
    • 16th Corporate Social Responsibility (CSR) Awards,“Outstanding Program – Model Award in Education Promotion Group.”
    Wealth Magazine
    • Special Jury Prize-Financial Holdings CSR Awards
    The Asset
    • ESG Corporate Awards- Platinum
    FinanceAsia
    • Best Managed Company in Taiwan
    • Best Environmental Stewardship in Taiwan – No. 1
    Modern Insurance Educational Affairs Foundation
    • Insurance Dragon-Phoenix Award-Outstanding Award of the Most Aspired Financial Holding Company by Graduates
    Department of Health of Taipei City Government
    • Taipei City’s Outstanding Healthy Workplace-Specially Outstanding Award
    Sports Administration, Ministry of Education
    • Sports Calendar Points Competition-First Runner-Up
    Taiwan Blood Services Foundation
    • Outstanding Blood Donor Group
  • Yuanta Securities
    Taiwan CG Association
    • CG6012 (2019) Corporate Governance Framework Assessment Certificate with High Distinction
    The Asset
    • Best Mobile Brokerage Application,Taiwan
    • Best ETF Participating Dealer, Taiwan
    • Best ETF Broker, Taiwan
    • Best Equity Derivatives House, Taiwan
    • Best corporate and institutional adviser-Domestic , Taiwan
    • Best equity adviser , Taiwan
    • Best bond adviser-Domestic (NT Dollar Bond) , Taiwan
    • Best corporate bond,Taiwan
    Wealth Magazine
    • Wealth Management Award: Best Wealth Management, Best Services, Best Sales Team, Best Wealth Appreciation, Best Customer Referral, Best Digital Finance, Best Creative Audio-Visual Marketing
    • Consumer Financial Brand Award: Best Brokerage Image, FinTech Innovative Application - Best FinTech Securities.
    FinanceAsia
    • Best Broker
    • Best Investment Bank
    • Best ECM House
    Asiamoney
    • Best Securities House in Taiwan
    • Best local brokerage, Taiwan
    • Best for overall sales, Taiwan
    • Best for overall research, Taiwan
    • Best for corporate access, Taiwan
    • Best for execution, Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    Asian Banking & Finance
    • Corporate & Investment Bank of the Year - Taiwan
    Excellence
    • Best Brokerage
    Business Today
    • Wealth Management Evaluation: Best Wealth Management in Securities Sector, Best Investment Advisory Team, Best AI Application, Best Customer Satisfaction, Best Product, Best Sustainable Development, Best Marketing Innovation
    Business Next
    • Future Commerce Awards:Online account opening-Best Management Innovation Silver Award
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan-No. 1 SF
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Most Popular Brand
    • The National Brand Yushan Award-Best Product: Mr. Investor APP 2.0
    • The National Brand Yushan Award-Best Product: Account Opening APP
    • The National Brand Yushan Award “National First Prize” - Mr. Investor APP 2.0 and Account Opening APP.
    Taiwan Stock Exchange
    • Electronic Order Placement Contest: First Place Outstanding Contribution Award
    • Securities Award-Securities underwriters-Third prize
    Taiwan Futures Exchange
    • Diamond Award for Introducing Broker Trading Volume
    • Diamond Award for Futures Proprietary Trading Volume
    • Diamond Award for Securities Industry Trading Volume
    • Diamond Award for Market-making Performance
    Taipei Exchange
    • Best performance of advisory recommending companies to list on TPEx-Securities Companies
    • Best performance of advisory recommending companies to register on ESB-Securities Companies
    Sports Administration, Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
  • Yuanta Bank
    Taiwan CG Association
    • CG6012 (2019) Corporate Governance Framework Assessment Certificate with High Distinction
    Joint Credit Information Center
    • Golden Quality Award
    The Asset
    • Best Corporate Payment Project-Yuanta Bank School Payment
    The Banker
    • Top 500 Banking Brands 2020-No.287
    Business Today
    • Wealth Management Evaluation: Best Product, Best Management Professionals Team, Best Customer Trust
    Taiwan Clearing House
    • eFCS Award in Providing Excellent On-line Bill Payment Service
    Wealth Magazine
    • Wealth Management Award: Best Services, Best Financial Consulting Team, Best Customer Referral
    Information Service Industry Association of R.O.C.
    • Golden Young Award Runner-Up-Financial Technology (Fintech) Group
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Best Product:Yuanta School Payment Solution
  • Yuanta Life
    Nat'l Enterprise Competitiveness Dev. Assoc
    • The National Brand Yushan Award-Best Product:Yuanta Life Xiang-You-Xin Hospital Reimbursement Rider (JR)
    Excellence Magazine
    • 2020 Insurance Survey-Best Service Quality Award
    Money Magazine
    • 2020 Money insurance AI Awards-Taiwan top 30 high-value insurance policies
    The British Standards Institution
    • BS 10012:2017 Specification for a personal information management system, PIMS
    • ISO27001 certification for Information Security Management System, ISMS
    • ISO 14064-1 certification for Greenhouse Gas Reporting
    Financial Supervisory Commission, R.O.C.
    • Financial Supervisory Commission, R.O.C.
  • Yuanta Futures
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-First Prize in Outstanding Business Leader
    • The National Brand Yushan Award-Outstanding Business Leader
    • The National Brand Yushan Award-Outstanding Popular Brand: Leverage Transaction Merchant
    • The National Brand Yushan Award-Best Product: AI Advisor
    • The National Brank Yushan Award-Best Product: Yuanta Futures bull/bear option
    • The National Brank Yushan Award-Best Product: Yuanta Futures Contract For Difference (CFD)
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan-No. 1 FCM
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award-Top 5% of TPEx-Listed Companies
    Taiwan Futures Exchange
    • Futures Diamond Award-No. 1 in Best Contributing FCM
    • Futures Diamond Award-No. 3 in Introducing Broker Trading Volume
    CommonWealth Magazine
    • CSR Corporate Citizen Award
    The Asset
    • Best Bank For Investment Solutions, Listed Derivatives
    • ESG Corporate Awards-Gold
  • Yuanta Funds
    Taiwan Academy of Corporate Sustainability
    • Taiwan Corporate Sustainability Awards 2020, Corporate Excellent Case Model-Innovation and Growth Award
    Bloomberg Best Fund Awards
    • Best Equity ETF General (Domestic Index)
    • Best Equity ETF General (US Index)
    • Best Leveraged Futures ETF (Single Day Positive 2x)
    Taiwan Futures Exchange
    • Diamond Award for Fund Trading
    The Asset
    • Asset Management Company Of The Year
    • Taiwan Most Innovative ETF
    • Asia Best ETF Provider
    Smart Taiwan Fund Awards
    • Best Futures and Leveraged Inverse Index Equity Fund
    • Best Index Equity Fund in the Innovation category
    Asia Asset Management
    • ETF Manager of The Year
    • Fund Launch of The Year
    BENCHMARK
    • Top ESG Performance Award-Japan Equity-BEST-IN-CLASS
    • Top ESG Performance Award-Asia Pacific Equity-BEST-IN-CLASS
    • Temperature Alignment Award-Asia Emerging Markets Equity-BEST-IN-CLASS
    • USD Government Fixed Income-BEST-IN-CLASS
    • Inverse ETF-BEST-IN-CLASS
    • Japan Equity-BEST-IN-CLASS
    • SUSTAINABILITY- CAPABILITY-Sustainable Investing ETF-BEST-IN-CLASS
    • SUSTAINABILITY-CAPABILITY-Stewardship Awards-OUTSTANDING ACHIEVER
    • ETF CAPABILITY AWARDS-Most Innovative ETF Awards
    • High Dividend ETF-BEST-IN-CLASS
    • Commodity ETF-BEST-IN-CLASS
    • Fixed Income ETF-OUTSTANDING ACHIEVER
    • Taiwan Large-Cap ETF-BEST-IN-CLASS
    • China Equity ETF-BEST-IN-CLASS
    • China A-shares ETF-OUTSTANDING ACHIEVER
    • Asia Emerging Markets Equity-OUTSTANDING ACHIEVER
    • India Equity-BEST-IN-CLASS
    • Global Emerging Markets Equity-OUTSTANDING ACHIEVER
    • Balanced Allocation-OUTSTANDING ACHIEVER
  • Yuanta Foundation
    Youth Development Administration of Taiwan’s Ministry of Education
    • 2019 Outstanding Performance in Advancing Youth Volunteer Services award
    Taiwan’s Ministry of Justice
    • Group of Merit in Helping to Promote Rehabilitation and Protection
2019
  • Yuanta FHC
    Dow Jones
    Sustainability Indices
    • DJSI World
    • DJSI Emerging Markets
    MSCI
    • MSCI ESG "A" Rating –Diversified Financial
    CDP (formerly the Carbon Disclosure Project)
    • A- “Leadership level”
    British Standards Institute (BSI)
    • Excellence in Sustainability Award
    RobecoSAM Sustainability
    Yearbook
    • Industry Mover-Diversified Financial Services and Capital Markets
    Corporate Governance Asia
    • Asia's Best CEO (Investor Relations) – President Tony Shen
    • Asia's Best CFO (Investor Relations) – CFO Hsu-Shu Mai
    • Best Investor Relations Company (Taiwan)
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies and Top 11% to 20% of TWSE-/ TPEx-Listed Companies-financial industry
    FTSE Russell
    • FTSE4Good Emerging Index
    Taiwan Index Plus Corp.
    • FTSE4Good TIP Taiwan ESG Index
    Asiamoney
    • Most Outstanding Company in Taiwan-Financials Sector
    Sports Administration,
    Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
    • Taiwan i sports Corporate Competition-Third Place
    Taiwan Inst. for Sustainable Energy
    • Corporate Sustainability Report Gold Award
    Modern Insurance Educational Affairs Foundation
    • Insurance Dragon-Phoenix Award-Outstanding Award of the Most Aspired Financial Holding Company by Graduates
  • Yuanta Securities
    FinanceAsia
    • Best Broker in Taiwan
    • Best ECM House in Taiwan
    • Best Investment Bank in Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    Asian Banking & Finance
    • Corporate & Investment Bank of the Year–Taiwan
    The Asset
    • Best Equity Derivatives House, Taiwan
    • Best ETF Market Maker, Taiwan–Highly Commended
    • Best Participating Dealer, Taiwan
    • Best ETF Broker, Taiwan
    • Top arrangers-Investors' Choice for primary issues-Corporate bonds-TWD
    • Top sellside firms in secondary market-Corporate bonds-TWD
    • Top arrangers-Investors' Choice for primary issues-Government bonds-TWD
    • Top sellside firms in secondary market-Government bonds-TWD
    • No. 4 for Best Individuals in Sales-Jay Hsu
    • Best corporate and institutional adviser-Domestic
    • Best equity adviser
    • Best bond adviser-Domestic (NT dollar bonds)
    • Best green bond
    • Best IPO
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    • 2019 Best Wealth Management Award of Banks and Securities:Best Wealth Management in Securities Sector, Best Investment Advisory Team, Best Product, Best Risk Management, Best AI Application, Best Wealth Value Added.
    Business Next
    • Future Commerce Awards:Mr. Investor APP- Best Product Innovation Bronze Award
    Wealth Magazine
    • Wealth Management Awards:Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Finance, Best Wealth Value Added, Best Print Marketing
    • Consumer Financial Brand Award:Best Broker Brand Image, Best Brokerage Services
    • Taiwan Financial Award-Best FinTech Innovative Application (Securities)
    Securities & Futures Inst.
    • Golden Goblet Award-Outstanding Financial Innovation
    • Golden Goblet Award-Outstanding Green Investment
    Asiamoney
    • 2019 Best Securities House in Taiwan
    • Taiwan’s Best Local Brokerage 1990 to 2018
    • Best Local Brokerage in Taiwan
    • Best overall sales services, Taiwan
    • Best for overall country research, Taiwan
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Most Popular Brand
    • The National Brand Yushan Award-Best Product:Mr. Investor APP
    • The National Brand Yushan Award-First Prize in Best Product:Mr. Investor APP
    Taiwan Inst. for Sustainable Energy
    • Growth through Innovation Award
    • People Development Award
    Taiwan Stock Exchange
    • Circulating Securities Award- No. 1 for Securities Underwriters
    • Prospering the Economy Award- No. 2 for IPO fund raised
    • Prospering the Economy Award- No. 1 for IPO market cap
    • No. 1 for Warrant Trading Volume Award
    • No. 1 for Warrant Value Award
    • No. 3 for Warrant Issuance Award
    Taipei Exchange
    • Warrant Awards: No. 1 in Warrant Issuance
    • Warrant Awards: No. 1 in Warrant Turnover and Trading Volume
    • Emerging Stocks Awards: No. 3 for Contributor Award
    • Emerging Stocks Awards: No. 1 for Stability Award
    • ETF Awards: No. 3 for H1 Broker Award
    • ETF Awards: No. 1 for H2 Broker Award
    • ETF Awards: No. 1 for H2 ETF Liquidity Provider Award
    Commercial Times
    • Best Engagement
    • Warrant Competition Award-East Luzhou, Caiyuan, Nanhai, Luchu, Neihu and Luodong branch offices
  • Yuanta Bank
    Wealth Magazine
    • Wealth Management Awards:Best Services, Best Wealth Value Added, Best Print Marketing
    The Asset
    • Best acquisition finance(Hong Kong)
    • Best LBO deal(Taiwan)
    Sports Administration,
    Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
    Dept. of Health, Taipei City Government
    • Taipei Healthy Workplace-Fourth Place
    Financial Info. Service
    • Best Service Innovation Award
    Joint Credit Information Center
    • Golden Quality Award
  • Yuanta Life
    Smart Insurance Awards
    • Best Policy “Yuanta Life Xiang-You-Xin Hospital Reimbursement Rider (JR)”
    Excellence Magazine
    • 2019 Insurance Survey- Best Service Quality Award
    The British Standards Institution
    • ISO 14064-1 certification for Greenhouse Gas Reporting
    Sports Administration,
    Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
    Financial Supervisory Commission, R.O.C.
    • Excellence in Special Project Investment-Financial Investment
  • Yuanta Futures
    The Asset
    • Best Derivatives Broker
    Securities & Futures Inst.
    • Golden Goblet Award-Outstanding Financial Innovation
    • Golden Goblet Award-Outstanding Talent Cultivation
    • Golden Goblet Award-Outstanding Futures Talent
    CommonWealth Magazine
    • Taiwan Top 2000 Survey- No. 1 in Futures Sector
    • Corporate Citizen Award
    Reader’s Digest
    • Trusted Brand Platinum Award-Futures
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-First Prize in Outstanding Enterprise
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Most Popular Brand
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award-Top 5% of TPEx-Listed Companies
    Taiwan Futures Exchange
    • Futures Diamond Award-No. 1 in Best Contributing FCM
    • Futures Diamond Award-No. 2 in Futures Proprietary Trading Volume
    Sports Administration,
    Ministry of Education
    • Taiwan i sports (Certificate of Corporate Wellness)
    Taiwan Inst. for Sustainable Energy
    • Corporate Sustainability Report Bronze Award
    • Growth through Innovation Award
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan-No. 1 FCM
  • Yuanta Funds
    The Asset
    • Editors’ Triple Star for Yuanta ETF AI Investment Platform
    • Best ETF Provider, Asia
    • Best ETF Provider, Taiwan
    • Asset Management Company of the Year, Taiwan
    Securities & Futures Inst.
    • Golden Goblet Award-Outstanding Asset Management
    • Golden Goblet Award-Outstanding Risk Management
    • Golden Goblet Award-Outstanding Leadership Talent
    • Golden Goblet Award-Outstanding Investment Trust & Investment Consulting Talent
    Asia Asset Management
    • ETF Manager of the Year
    • Fund Launch of the Year
    • Best Application of Fintech
    Taipei Foundation Of Finance
    • TFF-Bloomberg Best Fund Awards:ETP award-Best Domestic Index Equity ETF
    • TFF-Bloomberg Best Fund Awards:ETP award-Best Inverse Index Equity ETF
    • TFF-Bloomberg Best Fund Awards:ETP award-Best U.S. Index Equity ETF
    • TFF-Bloomberg Best Fund Awards:ETP award-Best Futures ETC (Daily 2X Leveraged)
    Smart Taiwan Fund
    • Index Equity Fund Award (Futures and Futures Leveraged or Inverse ETF)
    Taiwan Futures Exchange
    • Diamond Award for Fund Trading
    Taiwan Inst. for Sustainable Energy
    • Growth through Innovation Award
    BENCHMARK
    • Technology Mutual Fund-HOUSE AWARDS-OUTSTANDING ACHIEVER
    • China A ETF-HOUSE AWARDS OF ETF-BEST IN CLASS
    • China Equity ETF-HOUSE AWARDS OF ETF-BEST IN CLASS
    • Raw material ETF-HOUSE AWARDS OF ETF-BEST IN CLASS
    • Dividend Plus ETF-HOUSE AWARDS OF ETF-BEST IN CLASS
    • Taiwan ETFs-HOUSE AWARDS OF ETF-BEST IN CLASS
    • Sustainable Investment ETF-HOUSE AWARDS OF ETF-BEST IN CLASS
    • Fixed Income ETF-HOUSE AWARDS OF ETF-BEST IN CLASS
    • Investor Educational Award-Performing Fund-Capability Awards-BEST IN CLASS
    • Capability Awards Of ETF-ETF Brand of the Year Award
    • ETF Investor Education Award-ETF Capability Awards-BEST IN CLASS
    • Japanese stocks-BEST PERFORMING ETF-BEST IN CLASS
    • Small and medium stocks in Taiwan-BEST PERFORMING ETF-BEST IN CLASS
    • Taiwan Stocks-BEST PERFORMING ETF-BEST IN CLASS
    • Leveraged ETFs-BEST PERFORMING ETF-BEST IN CLASS
    • Inverse ETF-BEST PERFORMING ETF-BEST IN CLASS
  • Yuanta Foundation
    Ministry of Culture
    • Sponsorship Silver Award in the 14th Arts & Business Awards ceremony
    Ministry of Education
    • Education Sponsorship Gold Award
2018
  • Yuanta FHC
    The Asset
    • Platinum Award for Excellence in Governance, CSR, Investor Relations Benchmarking
    Corporate Governance Asia
    • Asiaʼs Best CEO (Investor Relations) - President Tony Shen
    • Best Investor Relations Company in Taiwan
    Taiwan CG Association
    • CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 6% to 20% of TWSE-Listed Companies
    Wealth Magazine
    • Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
    FTSE Russell
    • FTSE4Good Emerging Index
    Taiwan Index Plus Corp.
    • FTSE4Good TIP Taiwan ESG Index
  • Yuanta Securities
    The Asset
    • Best Equity ETF Participating Dealer
    • Best Equity ETF Market Maker
    • Best ETF Broker
    • Best Equity Derivatives House
    • Best Structured Investment Products – NTD Denominated 300% Participation Fund-Linked Non-Principal Protected Product
    • Top Bank Arrangers, Investors' Choices for Government Primary Issues, Taiwan
    • Top Bank Arrangers, Investors' Choices for Corporate Primary Issues, Taiwan
    • Top Bank in Corporate Bonds, Taiwan
    • Top Bank in Government Bonds, Taiwan
    • Top Sellside firms in research, Taiwan
    • No. 1 for Best Individuals in Sales - Jay Hsu
    • Best Corporate and Institutional Adviser-Taiwan (Domestic)
    • Best Equity Adviser-Taiwan(Domestic)
    • Best Bond Adviser (NT Dollar)-Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    Asiamoney
    • Best Corporate & Investment Bank in Taiwan
    • Best Local Brokerage in Taiwan
    • Best for overall country research in Taiwan
    • Best overall sales services in Taiwan
    • Best Securities House in Taiwan
    Min. of Economic Affairs
    • Digital Content Product Award:Best Product -Yuanta Video Robot Account Opening
    • Digital Content Product Award:2018 Best Product -Mr. Investor APP
    Taiwan CG Association
    • CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • No. 1 for Increase in Electronic Order Placement Volume Award, No. 1 in API Promotion Award
    • Best Stock Underwriter for the Mainboard
    • No. 1 for Warrant Issuance Volume Award ,No. 1 for Warrant Trading Volume Award and No. 1 for Warrant Value Award
    Taiwan Futures Exchange
    • The 4th Futures Trading Diamond Awards: Diamond Award for Introducing Broker Trading Volume, Diamond Award for Futures Proprietary Trading Volume, Diamond Award for the performance of FX products market maker – Futures Proprietary Merchant, Diamond Award of futures trading volume growth - IB
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Wealth Management, Best Services, Best Sales Team, Best Customer Recommendations, Best Digital Wealth Management
    • Consumer Financial Brand Award: Best Broker Brand Image, Best Brokerage Services
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    • 2018 Best Wealth Management Award of Banks and Securities: Best Wealth Management in Securities Sector, Security of the year, Best Product, Best Investment Advisory Team, Best Wealth Value Added, Most Trusted Security, Best Information Technology Service, Best Digital Innovation.
    Excellence Magazine
    • 2018 Excellence Magazine Securities Evaluation: Best Brand Image Prize, Best Warrant Prize
    Taipei Exchange
    • Warrant Awards: No. 1 in Issuance and Trading Volume
    • No. 1 for Best Underwriter for Taipei Exchange and Emerging Stock Market
    • Warrant Awards: No. 1 in Warrant Issuance
    • Warrant Awards: No. 1 in Warrant Trading Volume
    • Warrant Awards: No. 3 in Turnover Rate
    • ETF Awards: No. 1 for ETF Liquidity Provider Award
    Commercial Times
    • Taiwan Warrant King Challenge:Best Profit Maker Award
    • Taiwan Warrant King Challenge:Best Warrant Promotion Award (Area: Neihu/Donglu/Dongtai)
    Economy Daily News
    • Warrant Competition:Best Trading Performance Award
    • Warrant Competition:Best Warrant Promotion Award (Area: Neihu/Donglu/Dali)
  • Yuanta Bank
    The Asset
    • Best Syndicated Loan, Lao for BCEL USD148 million syndicated term loan facility in which Yuanta Bank has acted as lead arranger.
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Services, Best Professional Team, Best Charity Promotion
    Taiwan CG Association
    • CG6011 (2017) Corporate Governance Framework Assessment Certificate with Excellence
    Business Today
    • Best Information Services Award
    • Best Product Award
    Financial Info. Service
    • Best Service Innovation Award
  • Yuanta Life
    Min. of Health and Welfare
    • Healthy Workplace Certification
    Financial Supervisory Commission, R.O.C.
    • Investment in Key Emerging Industries- Outstanding Project Team
    The British Standards Institution
    • BSI Award: Excellence in Information Security Quality
    • ISO 14064-1 certification for Greenhouse Gas Reporting
  • Yuanta Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    Gold Diamond Awards
    • Best Three Year Value Fund – Yuanta Buffet Fund
    Smart Taiwan Fund
    • Index Equity Fund Award (Securities Leveraged or Inverse ETF) - Yuanta/P-shares Taiwan Top 50 ETF
    • Index Equity Fund Award (Domestic Standard ETF) - Yuanta Daily Taiwan 50 Bear -1X ETF
  • Yuanta Futures
    The Asset
    • Derivatives House of the Year - Highly Commended
    CommonWealth Magazine
    • Taiwan Top 2000 Survey- No. 1 in Futures Sector
    • Corporate Citizen Award- Small Giant Category
    Futures & Options World (FOW)
    • Emerging Market Non-bank FCM of the Year
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TPEx-Listed Companies
    Taiwan Futures Exchange
    • Futures Diamond Award-No. 1 in Best Contributing FCM and Best Contributing FCM-Foreign Investors
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • The National Brand Yushan Award-Outstanding Enterprise
    • The National Brand Yushan Award-Most Popular Brand
    R.O.C. General Chamber of Commerce
    • Golden Merchant Award-Outstanding Merchant
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan-No. 1 FCM
2017
  • Yuanta FHC
    FTSE Russell
    • FTSE4Good Emerging Index
    The Asset
    • Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    Wealth Magazine
    • Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
  • Yuanta Securities
    The Asset
    • Best Corporate and Institutional Bank in Taiwan
    • Best Equity Adviser Taiwan
    • Best Bond Adviser in Taiwan (NT Dollar)
    • Best Equity ETF Participating Dealer in Taiwan
    • Best Equity ETF Market Maker in Taiwan
    • Best Equity ETF Broker in Taiwan
    • Best Equity Derivatives House in Taiwan
    • No. 2 for Top Banks in Government Bonds, Taiwan
    • No. 3 for Top Banks in Corporate Bonds, Taiwan
    • Top Bank Arrangers, Investors' Choice for Government Primary Issues, Taiwan
    • No. 1 for Best Individuals in Sales - Jay Hsu
    Asiamoney
    • Best Securities House in Taiwan
    • Best Corporate and Investment Bank in Taiwan
    • Best Local Brokerage in Taiwan
    • Best Overall Sales Services in Taiwan
    • Best Research Team in Taiwan
    • Best Execution in Taiwan
    • Best Sales Trading in Taiwan
    • Most Improved Brokerage Over the Last 12 Months in Taiwan
    • Best for Events and/or Conferences in Taiwan
    • Best for Roadshows and Company Visits in Taiwan
    • Most independent research brokerage
    Euromoney
    • Best Investment Bank in Taiwan
    FinanceAsia
    • Best Investment Bank in Taiwan
    • Best Broker in Taiwan
    • Best ECM House in Taiwan
    Taiwan Stock Exchange
    • Prospering the Economy Award- No. 3 for IPO fund raised
    • Prospering the Economy Award- No. 3 for IPO market cap
    • No. 1 for Warrant Issuers Volume Award; No. 1 for Warrant Value Award
    • Warrant Issuer Excellence Award; Warrant Trustee Business Volume Award
    • No. 1 for Increase in Electronic Order Placement Volume Award; No. 1 in API Promotion Award
    Taipei Exchange
    • Best Partner for Promotion of Foreign Enterprises Listing on the TPEx and Emerging Stock Market
    • Award for Excellence in TPEx and Emerging Stock Market Listing Guidance
    Taiwan Futures Exchange
    • Diamond Award for Introducing Broker Trading Volume
    • Diamond Award for Futures Proprietary Trading Volume
    • Diamond Award for EUR to USD Futures Market Maker Performance
    • Diamond Award for USD to JPY Futures Market Maker Performance
    Securities & Futures Inst.
    • Golden Goblet Award - Outstanding Leadership Award - Arthur Chen
    • Golden Goblet Award - Outstanding Financial Innovation Award - Wanshitong App
    • Golden Goblet Award - Outstanding Talent Cultivation Award
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    • Wealth Management Banking and Securities Evaluation: Best Wealth Management Securities Firm Award; Best Digital Services Award; Best Foresight Award
    Wealth Magazine
    • 2017 Taiwan Financial Awards: Best Brokerage Brand Image; Best Brokerage Services; Best Digital Brokerage
    • Wealth Management Awards: Best Wealth Management; Best Services; Best Professional Team; Best Customer Recommendations; Best Video Marketing
    Excellence Magazine
    • Excellence Brokerage Evaluation: Best Brand Image; Best Product Innovation Award
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Bank
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Services, Best Professional Team, Best Print Marketing
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Life
    Risk Mgmt., Insurance & Finance Foundation
    • 2017 Insurance Policy of the Year “Return of Premium Catastrophic Illness (RS)”
    Smart Insurance Awards
    • Best Policy-“Zhu-Fu-Nian-Nian Dismemberment Care Whole Life (DE)”
    The British Standards Institution
    • BSI Excellence Award: Best Insurance Information Security
    • ISO 27001 certification for Information Security Management System
    • ISO 14064-1 certification for Greenhouse Gas Reporting
  • Yuanta Funds
    The Asset
    • Best ETF Provider in Asia
    • Best ETF Provider in Taiwan
    Securities & Futures Inst.
    • Golden Goblet Award - Best Asset Management Award
    • Golden Goblet Award - Best Financial Innovation Award
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Best New ETF in Taiwan
    Asian Investor
    • Asset Management Company of the Year, Taiwan
    Smart Taiwan Fund
    • Annual Futures and Leveraged Inverse ETF Award - Yuanta Daily Taiwan 50 Bear -1X ETF
    • Annual ETF Award (Domestic) - Yuanta/P-shares Taiwan Top 50 ETF
    Morningstar Awards
    • Morningstar Taiwan Best Fund Award - Yuanta/P-shares Taiwan Top 50 ETF
    Benchmark Awards
    • ETF Annual Branch Award
    • Best ETF Investor Education Award
    • Best ETF Product Innovation Award
    • Best Performing Regular Savings Funds - Yuanta China Balance Fund TWD
    • Best Performing Regular Savings Funds - Yuanta Excellence Equity Fund
    • Best ETF Performance Award - Yuanta Nikkei 225 ETF
    • Best ETF Performance Award - Yuanta/P-shares SSE50 ETF
    • Multi-Asset Balanced Fund Performance Award - Yuanta China Balance Fund
    • Best ETF Performance Award (Japan Large-Cap Equity) - Yuanta Nikkei 225 ETF
    • Best ETF Performance Award (US Large-Cap Blend Equity) - Yuanta S&P 500 Index Fund
    • Best ETF Performance Award (Commodities - Precious Metals) - Yuanta S&P GSCI Gold ER Futures ETF
    • Best ETF Performance Award (Taiwan Large-Cap Equity) - Yuanta/P-shares Taiwan Dividend Plus ETF
    • Best ETF Performance Award (Taiwan Small/Mid-Cap Equity) - Yuanta/P-shares Taiwan Mid Cap 100 ETF
  • Yuanta Futures
    The Asset
    • Best Brokerage House in Taiwan
    • Derivatives House of the Year - Highly Commended
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TPEx-Listed Companies
    Taiwan Futures Exchange
    • Diamond Award for Best Contributing FCM
    Securities & Futures Inst.
    • Golden Goblet Award - Outstanding Futures Talent
    • Golden Goblet Award - Outstanding Risk Management
    • Golden Goblet Award - Outstanding Financial Innovation
    Nat'l Enterprise Competitiveness Dev. Assoc.
    • National Brand Yushan Awards - Outstanding Enterprise Award
    • National Brand Yushan Awards - Popular Brand Award
    R.O.C. Chamber of Commerce
    • Golden Merchant Medal
    China Credit Info. Service
    • Top 5000 Large Enterprises in Taiwan - No. 1 FCM
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • Best Overall Country Research in Taiwan
    • Most Independent Research Brokerage in Taiwan
    • Best Team for Strategy
    • Best Team for Economic Research
    • Best Research Team for Small Cap
    • Best Research Team for Automobiles & Components
    • Best Research Team for Banks
    • Best Research Team for Consumer Discretionary
    • Best Research Team for Consumer Staples
    • Best Research Team for Industrials
    • Best Research Team for Diversified Financials
    • Best Research Team for Energy
    • Best Research Team for Healthcare
    • Best Research Team for Insurance
    • Best Research Team for Materials
    • Best Research Team for Real Estate
    • Best Research Team for Semiconductors & Semiconductor Equipment
    • Best Research Team for Software & Internet Services
    • Best Research Team for Technology Hardware & Equipment
    • Best Research Team for Telecommunication Services
    • Best Research Team for Transportation
    • Best Research Team for Utilities
2016
  • Yuanta FHC
    The Asset
    • Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
    Wealth Magazine
    • Taiwan Financial Award - Financial Holdings CSR Excellence Silver Award
  • Yuanta Securities
    The Asset
    • Best Corporate and Institutional Bank in Taiwan
    • Best Bond House in Taiwan
    • Best ETF Participating Dealer in Taiwan
    • Best ETF Market Maker in Taiwan
    • Best ETF Broker in Taiwan
    • Best Equity Derivatives House in Taiwan
    • Top Bank Arranger - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds
    • No. 1 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds
    • No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds
    • No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
    iichina.com
    • Outstanding Securities Firm Award
    FinanceAsia
    • FinanceAsia Platinum Award - Best Investment Bank in Taiwan 1996-2016
    • Best Investment Bank in Taiwan
    • Best Broker Bank in Taiwan
    • Best DCM House in Taiwan
    Asiamoney
    • Best Domestic Debt House in Taiwan
    • No. 1 for Best Local Brokerage in Taiwan
    • No. 1 for Best Execution in Taiwan
    • No. 1 for Best in Sales Trading in Taiwan
    • No. 1 for Most Improved Brokerage over the last 12 Months in Taiwan
    • No. 1 for Best Overall Sales Services in Taiwan
    • No. 1 for Best Events and/or Conferences in Taiwan
    • No. 1 for Best Roadshows and Company Visits in Taiwan
    • Most independent research brokerage
    • Best for overall country research, Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Bank
    The Asset
    • No. 2 for Most Astute Investor in Asian Local Currency Bonds - Jeff Lee
    iichina.com
    • Outstanding Bank Award
    Wealth Magazine
    • Wealth Management Evaluation Awards: Best Services, Best Professional Team
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Life
    Risk Mgmt., Insurance & Finance Foundation
    • Faith, Hope, and Love Awards: Best Integrated Marketing Communications Award
    Smart Insurance Awards
    • Best Policy-“VUL COI Dread Disease Rider (UD)”
  • Yuanta Funds
    The Asset
    • Best Asset Manager in Taiwan
    • Best ETF Provider in Taiwan
    • Industry Leadership Award - ETFs, Asia - Julian TS Liu
    Asian Investor
    • Asset Management Company of the Year, Taiwan
    Gold Diamond Awards
    • Best Three Year Value Fund – Yuanta Buffet Fund
    Taiwan Futures Exchange
    • Futures Trading Award - Diamond Award
    • Funds Trading Award - Diamond Award
    • Diamond Award for Best Futures Fund - Yuanta Gold Futures Trust Fund
    • Diamond Award for Best Equity Fund - Yuanta Duo Fu Equity Fund
    Benchmark Awards
    • House Awards (Balanced Fund Performance Award) - Yuanta China Balance Fund
    • Best ETF Performance Award (Japan Large-Cap Equity) - Yuanta Nikkei 225 ETF
    • Best ETF Performance Award (US Large-Cap Blend Equity) - Yuanta S&P 500 Index Fund
    • Best ETF Performance Award (Commodities - Precious Metals) - Yuanta S&P GSCI Gold ER Futures ETF
    • Best ETF Performance Award (Taiwan Large-Cap Equity) - Yuanta/P-shares Taiwan Dividend Plus ETF
    • Best ETF Performance Award (Taiwan Small/Mid-Cap Equity) - Yuanta/P-shares Taiwan Mid Cap 100 ETF
  • Yuanta Futures
    The Asset
    • Best Brokerage House in Taiwan
    • Derivatives House of the Year - Highly Commended
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • No. 1 for Best Overall Country Research in Taiwan
    • No. 1 for Most Independent Research Brokerage in Taiwan
    • Best Research Coverage for Strategy - Vincent Chen
    • Best Research Coverage for Macroeconomics - Woods Chen
    • Best Research Coverage for Banks - Peggy Shih
    • Best Research Coverage for Consumer Staples - Juliette Liu
    • Best Research Coverage for Diversified Financials - Peggy Shih
    • Best Research Coverage for Energy - Chuanchuan Chen
    • Best Research Coverage for Healthcare - Peggy Lee
    • Best Research for Industrials - Steve Huang
    • Best Research Coverage for Insurance - Peggy Shih
    • Best Research Coverage for Materials - Leo Lee
    • Best Research Coverage for Real Estate - Lily Hsiao
    • Best Research Coverage for Semiconductors and Semiconductor Equipment - George Chang
    • Best Research Coverage for Software, Internet and Services - George Chang
    • Best Research Coverage for Technology Hardware and Equipment - Jeff Pu
    • Best Research Coverage for Telecommunications - Livia Wu
    • Best Research Coverage for Transportation - Lily Hsiao
    • Best Research Coverage for Utilities - Calvin Wei
2015
  • Yuanta FHC
    The Asset
    • Platinum Award for Excellence in Governance, CSR, and Investor Relations Benchmarking
    Corporate Governance Asia
    • Asia's Best CEO (Investor Relations) - Chairman Rong Jou Wang
    • Asia's Best CFO (Investor Relations) - CFO Connie Lin
    • Best Investor Relations Company in Taiwan
    • Best Investor Relations Professional in Taiwan - Allen Wu
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
    Taiwan Stock Exchange
    • Corporate Governance Evaluation Award - Top 5% of TWSE-Listed Companies
  • Yuanta Securities
    The Asset
    • Best Corporate and Institutional Bank in Taiwan
    • Best Equity House in Taiwan
    • Best Brokerage House in Taiwan
    • Top Bank Arrangers - Investors' Choice for Primary Issues in Asian Currency Bonds - Corporate Bonds
    • No. 2 for Top Banks in the Secondary Market in Asian Currency Bonds - Corporate Bonds
    • No. 3 for Top Banks in the Secondary Market in Asian Currency Bonds - Government Bonds
    • No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
    FinanceAsia
    • Best Broker in Taiwan
    • Best Investment Bank in Taiwan
    Asiamoney
    • Best Domestic Debt House in Taiwan
    • No. 1 for Best Local Brokerage in Taiwan
    • No. 1 for Best Overall Sales Services in Taiwan
    • No. 1 for Best Execution in Taiwan
    • No. 1 for Best Sales Trading in Taiwan
    • No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan
    • No. 1 for Best Roadshows and Company Visits in Taiwan
    • No. 1 for Best Events and/or Conferences in Taiwan
    • No. 1 for Best Sales Trader in Taiwan - Jason Wang
    • No. 1 for Best Regional Sales Trader (Asia ex-Japan) - Jenny Lo
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    HKEx
    • Top Shanghai Connect Participation Award (Yuanta Securities HK)
    iichina.com
    • 2015 Taiwan Financial Leadership Diamond Trophy Award
  • Yuanta Bank
    The Asset
    • No. 2 for Top Investment House in Local Currency
    • No. 1 for Most Astute Investor in Asian Local Currency Bonds - Jeff Lee
    Wealth Magazine
    • Consumer Finance Brand and Financial Holdings CSR Awards: Bank with the Best Future Potential
  • Yuanta Life
    YouTube
    • Ads Leaderboard-Taiwan No.1 in 2015 Q1- Micro movie “Caring for Your Love”
    Business Today
    • Best Brand Award-Fifth in Life Insurance Companies
  • Yuanta Funds
    The Asset
    • Best Asset Manager in Taiwan
    • ETF Manager of the Year in Taiwan
    • Best Product Innovation Award - Leveraged/Inverse Umbrella Fund: Yuanta Daily Taiwan 50 Bull 2X ETF and Yuanta Daily Taiwan 50 Bear 1X ETF
    Asia Asset Magazine
    • Best Retail House in Taiwan
    • Taiwan Region ETF Manager of the Year
    • ETF Manager of the Year
    • Best Existing ETF – Yuanta Top 50 ETF
    • Best New ETF in Asia – Yuanta S&P GSCI Crude Oil ER Futures ETF
    • Best New ETF in Asia – Yuanta S&P 500 Index Fund
    • Best Leveraged and Inverse ETF – Yuanta Daily Taiwan 50 Bull 2X ETF & Bear -1X ETF
    • ETF CEO of the Year in Asia – Tsung-Sheng Liu
    • ETF CIO of the Year in Asia – Chao-Tang Huang
    Securities & Futures Inst.
    • Golden Goblet Award - Best Financial Innovation
    • Golden Goblet Award - Best Investment Trust & Investment Consulting Talent Award - Tony Tan
    Taiwan Futures Exchange
    • Diamond Award for Best Equity Fund - Yuanta Emerging Asia Fund
    • Diamond Award for Fund Trading and Futures Trading
    Lipper Fund Awards
    • Lipper Fund Awards' Global REITs Fund Award - Yuanta Global REITs Fund (A)
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • No. 1 for Best Overall Country Research in Taiwan
    • No. 1 for Most Independent Research Brokerage in Taiwan
    • Best Research Coverage for Strategy - Vincent Chen
    • Best Research Coverage for Macroeconomics - Aidan Wang
    • Best Research Coverage for Consumer Discretionary - Yvonne Tsai
    • Best Research Coverage for Consumer Staples - Peggy Shih
    • Best Research Coverage for Diversified Financials - Peggy Shih
    • Best Research Coverage for Energy - Chuanchuan Chen
    • Best Research Coverage for Healthcare - Peggy Lee
    • Best Research Coverage for Insurance - Peggy Shih
    • Best Research Coverage for Materials - Yvonne Tsai
    • Best Research Coverage for Real Estate - Yen Liang Chen
    • Best Research Coverage for Semiconductors and Semiconductor Equipment - George Chang
    • Best Research Coverage for Software, Internet and Equipment - Jeff Pu
    • Best Research Coverage for Telecommunications - Livia Wu
    • Best Research Coverage for Transportation - Yen Liang Chen
    • Best Research Coverage for Utilities - Calvin Wei
    • (Hong Kong) Best Research Coverage for Consumer Discretionary - Peter Chu
    • (Hong Kong) Best Research Coverage for Technology Hardware and Equipment - Vincent Chen
    • (Hong Kong) Best Research Coverage for Transportation - Jimmy Lam
2014
  • Yuanta FHC
    The Asset
    • Platinum Award in Financial Performance, Corporate Governance, Social Responsibility, Environmental Responsibility, and Investor Relations
    Corporate Governance Asia
    • Outstanding Company on Corporate Governance in Taiwan
    • Asian Corporate Governance Director Recognition Awards - Chairman Rong Jou Wang
    • Best Investor Relations in Taiwan
    • Best Investor Relations Professional in Taiwan - Allen Wu
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public & OTC Companies
    Taiwan CG Association
    • CG6010 (2015) Corporate Governance Framework Assessment Certificate with Excellence
  • Yuanta Securities
    The Asset
    • Best Investment Bank in Taiwan
    • Best M&A House in Taiwan
    • Best Brokerage House in Taiwan
    • Best Equity Derivatives House in Taiwan
    • Top Bank Arranger for Best Quality and Number of Primary Issues in Asian Currency Bonds for Corporate Bonds, Taiwan
    • Top Bank in the Secondary Market in Asian Currency Bonds for Corporate Bonds, Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan 1990-2013
    • Best Domestic Equity House in Taiwan (2002, 2006, 2010-2013)
    • Best Domestic Equity House in Taiwan
    • Best Domestic Debt House in Taiwan
    • No. 1 for Best Local Brokerage in Taiwan
    • No. 1 for Best Overall Sales Services in Taiwan
    • No. 1 for Best Execution in Taiwan
    • No. 1 for Best Sales Trading in Taiwan
    • No. 1 for Most Improved Brokerage Over the Last 12 Months in Taiwan
    • No. 1 for Best Roadshows and Company Visits in Taiwan
    Institutional Investor China
    • 2014 Taiwan Financial Leadership Award
    Euromoney
    • Best Investment Bank in Taiwan
    Asia Risk
    • House of the Year, Taiwan
    Global Brands Magazine
    • Best Brokerage House, Taiwan
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    • Best Wealth Management Securities Company
    • Best Management Professionals Team
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Taiwan Stock Exchange
    • Top Securities Company for Total Warrants Issuance and Consigned Trading
    Business Next
    • Benchmark Company in Financial Investment
    Excellence Magazine
    • 2014 Excellent Financial and Securities Services
    • Appraisals - Best Business Performance Award
  • Yuanta Bank
    Institutional Investor China
    • 2014 Taiwan Financial Leadership Award
  • Yuanta Life
    Risk Mgmt., Insurance, & Finance Foundation
    • Faith, Hope, and Love Insurance Awards - Best Product Information Award
  • Yuanta Funds
    Lipper Fund Awards
    • Lipper Fund Awards' Global REITs Fund Award
    Asian Investor
    • Best Fund House in Taiwan
    Asia Asset Management
    • ETF Manager of the Year in Taiwan (6th consecutive year)
  • Yuanta Futures
    The Asset
    • Industry Leadership Award - Carolyn Chou
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
  • Yuanta Securities Inv. Consulting
    Asiamoney
    • No. 1 for Best Overall Country Research in Taiwan
    • No. 1 for Most Independent Research Brokerage in Taiwan
2013
  • Yuanta FHC
    The Asset
    • Gold Award for Excellence in Management and Corporate Governance
    Corporate Governance Asia
    • Outstanding Company on Corporate Governance in Taiwan
    • Best CSR in Taiwan
    • Best Investor Relations in Taiwan
    • Best Investor Relations Professional in Taiwan - Allen Wu
    IAIR
    • Best Company for Leadership in CSR - Asia
    Int'l Finance Magazine
    • Best CSR Initiative in Taiwan
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
  • Yuanta Securities
    The Asset
    • Best Brokerage House in Taiwan
    • Best Investment Bank in Taiwan
    • Best Equity Derivatives House in Taiwan
    • Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
    • No. 1 for Best Individuals in Taiwan Dollar Bonds - Jay Hsu
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    FinanceAsia
    • Best Bond House in Taiwan
    • Best Equity House in Taiwan
    • Best Investment Bank in Taiwan
    Int'l Finance Magazine
    • Best Investment Bank in Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    Wealth Magazine
    • Gold Award for Best Brokerage Services
    • Gold Award for Best Brokerage Services for Business Professionals
    • Gold Award for Best Brokerage Services for Brand Image
  • Yuanta Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Most Innovative Product in Taiwan
    • Best CEO - Julian TS Liu
    • Best CIO - Alex CT Huang
    Asian Investor
    • Best Fund House in Taiwan
2012
  • Yuanta FHC
    The Asset
    • Gold Award for Corporate Governance, Social Responsibility, and Investor Relationa
    BSI
    • ISO 27001 Information Security Management System Certification
    Securities & Futures Inst.
    • A++ Rating in the Information Disclosure Evaluation of Public and OTC Companies
    Taipei City Govt.
    • Certificate of Recognition for Implementation of Green Procurement
  • Yuanta Securities
    The Asset
    • Best Brokerage House in Taiwan
    • Best Investment Bank in Taiwan
    • Top Bank in the Secondary Market for Corporate Bonds, Taiwn
    • Top Bank Arranger - Quality and Number of Primary Government Bond Deals, Taiwan
    • Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    • Best Domestic Debt House in Taiwan
    Euromoney
    • Best Investment Bank in Taiwan
    FinanceAsia
    • Best Bond House in Taiwan
    • Best Broker in Taiwan
    • Best Investment Bank in Taiwan
    World Finance
    • Best Investment Management Company - Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    Wealth Magazine
    • The Top Premium Brand Brokerage for High Net Worth Individuals
  • Yuanta Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Best CEO - Julian TS Liu
    • Most Innovative Product in Taiwan - Yuanta China Umbrella Fund: Yuanta China Balance Fund and Yuanta SSE50 ETF
    • Best New ETF in Taiwan - Yuanta SSE50 ETF
    Securities & Futures Inst.
    • Golden Goblet Award - Outstanding Investment Industry Talent Award - Eric Chang
    • Golden Goblet Award - Best Risk Management
2011
  • Yuanta FHC
    The Asset
    • Gold Corporate Award for Investor Relations
    Taiwan CG Association
    • Corporate Governance System CG6006 Assessment Certificate
    Taipei City Government
    • Benchmark for Private Enterprises in Green Procurement
    EPA of Taiwan
    • Certificate of Recognition for Outstanding Implementation of Green Procurement
    M&A & Private Equity Council
    • Deal of the Year Award
  • Yuanta Securities
    The Asset
    • Top Bank in Secondary Market for Corporate Bonds, Taiwan
    • Top Bank Arranger - Quality and Number of Primary Corporate Bond Deals, Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Wealth Magazine
    • Top Premium Brand Brokerage for High Net Worth Clientele
    FinanceAsia
    • Best Broker in Taiwan
    • Best Investment Bank in Taiwan
  • Polaris Funds
    Asia Asset Management
    • ETF Manager of the Year
    Asian Investor
    • Best Fund House in Taiwan
2010
  • Yuanta FHC
    Business Today
    • Ranked 3rd in Financial Holding Performance Appraisal
    • Ranked 1st in Operational Quality and 2nd in Corporate Governance
  • Yuanta Securities
    The Asset
    • Best Warrants House in Taiwan
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Domestic Equity House in Taiwan
    • Best Domestic Debt House in Taiwan
    • Most Improved Brokerage Over the Last 12 Months
    • Most Independent Research Brokerage
    • Best in Sales Trading
    • Best Research Coverage - Small Caps
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
    FinanceAsia
    • Best Broker in Taiwan
  • Yuanta Bank
    Taiwan Academy of Banking & Finance
    • Good Performance in Risk Management
    Global Views Monthly
    • Ranked 5th in a Services Survey for the Financial and Banking Sector
  • Polaris Funds
    Asia Asset Management
    • ETF Manager of the Year in Taiwan
    • Best CEO in Taiwan
    Asian Investor
    • Best ETF Manager in Asia
2009
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    • Best Local Brokerage in Taiwan (1990-2008)
    FinanceAsia
    • Best Broker in Taiwan
    Management Magazine
    • Brand Appeal by Consumers - Ranked 1st in Services Category
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
  • Polaris Funds
    Asia Asset Management
    • ETF Manager of the Year in Asia
    • ETF Manager of the Year in Taiwan
    • Best CEO in Taiwan - Julian TS Liu
    Asian Investor
    • Best ETF Manager in Asia
2008
  • Yuanta FHC
    Taiwan CG Association
    • Corporate Governance Assessment Certificate for 2008
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    • The Most Improved Brokerage Over the Last 12 Months in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    • Best Bond House in Taiwan
    Business Today
    • Best Brand Award: No. 1 for Best Integrated Securities Firm
  • Polaris Funds
    Asia Asset Management
    • Best Retail House in Taiwan
    • Best CEO in Taiwan - Julian TS Liu
    Golden Goblet Award
    • Best Risk Management
    • Outstanding Enterprise Leadership Award - Julian TS Liu
    • Outstanding Talents in Investment Industry - Alex CT Huang
  • Yuanta Funds
    Asian Investor
    • Best Five Year Equity Fund in Taiwan
2007
  • Yuanta FHC
    Ministry of Economic Affairs
    • Industrial Innovation Achievement Award
    Asiamoney
    • Overall Best Company in Taiwan for Corporate Governance
    • Best Investor Relations in Taiwan
    • Best for Responsibilities of Management and the Board of Directors in Taiwan
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    Global Finance
    • Best Investment Bank in Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan
    Golden Goblet Awards
    • Best Risk Management
  • Polaris Funds
    Asia Asset Management
    • Most Innovative Product in Taiwan
    • Most Improved Retail House in Taiwan
    • Best CEO in Taiwan
2006
  • Yuanta Securities
    The Asset
    • Best Government Bond House (New Taiwan Dollar)
    • Best Corporate Bond House (New Taiwan Dollar)
    Asiamoney
    • Best Domestic Equity House in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
    Global Finance
    • Best Investment Bank in Taiwan
    Superbrands International
    • Superbrands in Taiwan
2005
  • Yuanta Securities
    The Asset
    • Top Regional and Domestic Brokerage House
    Asiamoney
    • Best Domestic Bond House in Taiwan
    FinanceAsia
    • Best Broker in Taiwan
  • Yuanta Funds
    Golden Goblet Award
    • Outstanding Enterprise Leadership Award - Francis Tu
  • Polaris Funds
    Golden Goblet Award
    • Outstanding Talents in Investment Industry - Daniel Yang
    Asia Asset Management
    • Most Innovative Product in Taiwan
    Asian Investor
    • Best Fund House in Taiwan
2004
  • Yuanta Securities
    The Asset
    • Best Debt House in Taiwan
    Asiamoney
    • Best Broker in Taiwan
    Breakthrough Magazine
    • Brand Appeal for Consumers Survey - Ranked No. 1 in the Securities Industry
  • Polaris Funds
    Asian Investor
    • Best Fund House in Taiwan
2003
  • Yuanta Securities
    The Asset
    • Top Local Asian Brokerage House in Taiwan
    Asiamoney
    • Best Local Brokerage House in Taiwan
    Breakthrough Magazine
    • Brand Appeal for Consumers Survey - Ranked No. 1 in the Securities Industry
  • Polaris Funds
    Asia Asset Management
    • Most Innovative Product in Taiwan
2002
  • Yuanta Securities
    Asiamoney
    • Best Local Brokerage in Taiwan
    CommonWealth
    • Most Admired Securities Company in Taiwan