Detail - Yuanta Financial Holdings

重大訊息重大讯息 Announcements

檔案下載档案下载 Download 04/29/2020

Yuanta FHC announces Yuanta Investment's acquisition of Kiwoom-Yuanta 2019 Scale-up Fund by private placement

Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield): Kiwoom-Yuanta 2019 Scale-up Fund
Date of occurrence of the event:2020/04/29
Volume, unit price, and total monetary amount of the transaction:
Volume: 19,000 units
Unit price: KRW 1,000,000
Total monetary amount: KRW 19,000,000,000
Counterpart to the trade and its relationship to the Company(if the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the trading counterpart is not required to be disclosed):
Counterpart: Kiwoom-Yuanta 2019 Scale-up Fund
Relationship to the Company: Yuanta Investment is the general partner of this venture capital fund (VCF)
Where the counterpart to the trade is an actual related party, a public announcement shall also be made of the reason for choosing the related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer, and date of acquisition:N/A
Where a person who owned the property within the past five years has been an actual related person of the company, a public announcement shall also include the dates and prices of acquisition and disposal by the related person and the persons relationship to the company at those times:N/A
Matters related to the creditor's rights currently being disposed of (including types of collateral of the disposed creditor's rights; if the creditor's rights are creditor's rights toward a related person, the name of the related person and the book amount of the creditor's rights toward such related person currently being disposed of must also be announced):N/A
Anticipated profit or loss from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained):N/A
Terms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations:Based on the Rules of the fund (VCF)
The manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department: Board of directors of Yuanta Investment
Net worth per share of company underlying securities acquired or disposed of:N/A
The discrepancy between the reference price of private placement and the transaction amount per share is 20 percent or more of the transaction amount:N/A
Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
Cumulative volume: 19,000 units
Amount: KRW 19,000,000,000
Shareholding percentage: 15.2%
Status of any restriction of rights: N/A
Current ratio of private placement of securities (including the current trade) to the total assets and shareholder's equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
Total asset ratio: 0.52%
Shareholder's equity ratio: 0.60%
Operating capital: N/A
Broker and broker's fee:N/A
Concrete purpose or use of the acquisition or disposition:Business needs
Do the directors have any objection to the present transaction?:No
The trading counterparty is a related party:No
Approval date by board of directors:N/A
Recognition date by supervisors or submission date by audit committee:N/A
Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?:N/A
Name of the CPA firm:N/A
Name of the certifying CPA:N/A
The practice certificate number of the CPA:N/A
Any other matters that need to be specified:N/A