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05/12/2022
YFH announced on behalf of Yuanta Bank of an administrative correction and restriction on business by FSC
     
  1. Date of occurrence of the event: 2022/05/12
  2. Circumstances of the violation: Yuanta Bank was found to violate the internal control systems and procedures of underwriting non-guarantee commercial paper business.
  3. Monetary amount of fines: N/A
  4. Status of the injunction by the respective competent authority: FSC imposed an administrative correction and restriction on underwriting non-guarantee commercial paper business for 3 months.
  5. Intended improvement measures: Yuanta Bank has adopted improvement measures with respect to the subject matter and is continuing such implementations.
  6. Effect on the Company’s business operations: N/A
  7. Any other matters that need to be specified: N/A