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重大訊息 重大讯息 Announcements
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11/03/2026
YFH on behalf of Yuanta Securities Investment Trust makes a share swap announcement pursuant to Article 33 of the Business Mergers and Acquisitions Act
  1. Date of occurrence of the event: 2026/11/03
  2. Company name: Yuanta Securities Investment Trust Co., Ltd.
  3. Relationship to the Company (please enter ”head office” or  ”subsidiaries”): Subsidiary
  4. Reciprocal shareholding ratios: NA
  5. Cause of occurrence:
    (1)The share swap transaction between Yuanta Securities
    Investment Trust Co., Ltd. (”Yuanta Securities Investment
    Trust”) and Yuanta Financial Holding Co., Ltd. (”YFH”) will
    be conducted in accordance with the Business Mergers and
    Acquisitions Act and has been approved by the Financial
    Supervisory Commission (”FSC”) pursuant to FSC Letter
    No.1150224616 dated July 29, 2026. Upon completion of the
    share swap, Yuanta Securities Investment Trust will become
    a wholly owned subsidiary of YFH. The share swap record date
    is December 4, 2026. Each common share of Yuanta Securities
    Investment Trust will be exchanged for 5.2981 common shares
    of YFH.
    (2)The transfer of ownership of the shares under the share
    swap will take effect on the share swap record date,i.e.,
    December 4,2026.
    (3)Shareholders shall surrender their Yuanta Securities
    Investment Trust share certificates no later than December
    2, 2026 (inclusive) to the Company’s stock affairs agent,
    the Registrar and Transfer Department of Yuanta Securities
    Co., Ltd.(B1., No. 67, Sec. 2, Dunhua S. Rd., Da’an Dist.,
    TaipeiCity 106045, Taiwan;Tel.:(02) 2586-5859). Any Yuanta
    Securities Investment Trust share certificates not
    surrendered by the deadline will cease to be valid as of
    the share swap record date.
  6. Countermeasures: NA
  7. Any other matters that need to be specified (the information disclosure  also meets the requirements of Article 7, subparagraph 9 of the Securities  and Exchange Act Enforcement Rules, which brings forth a significant impact  on shareholders rights or the price of the securities on public companies.):
    None